Structure and Organisation of Government Project
Lead Research Organisation:
UNIVERSITY OF EXETER
Department Name: Politics
Abstract
The research asks why some administrative organizations are created then reorganized, merged, or terminated, whereas others are seemingly 'immortal' and even can become more powerful than the elected politicians that created and control them? This question has become pertinent, especially in the past three decades, within European parliamentary democracies. By the end of the 1970s, when the golden era of welfare state expansion and state growth came to an end, a new generation of political leaders such as President Ronald Reagan of the United States and Prime Minister Margaret Thatcher of the United Kingdom initiated a series of administrative reform trajectories - privatization, deregulation, agencification, liberalization, decentralization, and New Public Management - with the aim to fundamentally alter the scope and scale of central government and sparked off several reform trajectories across the developed and developing economies. However, Western politicians who embarked on these trajectories soon found out that changing the structure and organization of their central governments was a hard nut to crack. When successful, the consequences of succeeding in reforms were often increasing fragmentation and rising coordination costs. The difficulties encountered by politicians when embarking on the road of administrative change mean that taming and changing the structure and organization of government, designing it so as to have government serve the interests of the public, is not an easy goal to reach.
This project develops and applies a novel framework that will systematically map and explain organizational changes within central government cross-nationally in four European parliamentary democracies, France, Germany, the Netherlands and the United Kingdom, over the last three decades, the period following the initiation of New Public Management reforms in the United Kingdom and elsewhere in advanced economies. The framework identifies patterns of change in and between ministries and agencies. It compares the organizational change not only between and across countries, but also within and across specific policy sectors. The framework is longitudinal as it traces organizational changes across time. This project builds upon the most influential theory of the structure and organization of central governments, which is the theory of the politics of structural choice. This theory, developed and applied within the context of the United States presidential system, claims that the structure and organization of central government is the resultant of political negotiations on the institutional design of administrative organizations between the main political actors. To be more precise, the theory argues that the structure of central government is a function of politicians' preferences for institutional designs that insulate administrative organizations from direct political control. The theory has been tested in the United States but this project analyses the machineries of central government that exist within the context of parliamentary democracies. We ask: To what extent do changes to the structure and organization of central government within European parliamentary democracies follow the same political logic as Lewis has found for the national state in the US presidential separation-of-power system? To what extent is political insulation a driving logic of administrative design? If not, what are the determinants of administrative design in parliamentary democracies and what is the role that institutions play? Can the theory of structural choice, once adapted to parliamentary democracies, explain changes - or the lack thereof - within the institutional context of parliamentary democracies?
This project develops and applies a novel framework that will systematically map and explain organizational changes within central government cross-nationally in four European parliamentary democracies, France, Germany, the Netherlands and the United Kingdom, over the last three decades, the period following the initiation of New Public Management reforms in the United Kingdom and elsewhere in advanced economies. The framework identifies patterns of change in and between ministries and agencies. It compares the organizational change not only between and across countries, but also within and across specific policy sectors. The framework is longitudinal as it traces organizational changes across time. This project builds upon the most influential theory of the structure and organization of central governments, which is the theory of the politics of structural choice. This theory, developed and applied within the context of the United States presidential system, claims that the structure and organization of central government is the resultant of political negotiations on the institutional design of administrative organizations between the main political actors. To be more precise, the theory argues that the structure of central government is a function of politicians' preferences for institutional designs that insulate administrative organizations from direct political control. The theory has been tested in the United States but this project analyses the machineries of central government that exist within the context of parliamentary democracies. We ask: To what extent do changes to the structure and organization of central government within European parliamentary democracies follow the same political logic as Lewis has found for the national state in the US presidential separation-of-power system? To what extent is political insulation a driving logic of administrative design? If not, what are the determinants of administrative design in parliamentary democracies and what is the role that institutions play? Can the theory of structural choice, once adapted to parliamentary democracies, explain changes - or the lack thereof - within the institutional context of parliamentary democracies?
Planned Impact
A set of government policy makers in the central agencies responsible for the organisation of the public sector in the four countries , France, Germany, the Netherlands and the United Kingdom , will directly benefit from this research. In the UK, these bodies include the Cabinet Office and HM Treasury and policy teams of the major departments that have strategic interests in the organisation of public sector activity. The findings will also be of interest to central government departments with interests in the four policy areas we examine. Beyond the executive, the House of Commons Public Administration Committee, which has conducted inquiries into changes in the structure of government in recent years, has commented in reports on the inadequacy of evidence about their effects, a gap in knowledge that this project plans to fill. The findings will also be of interest to policy think tanks who have ongoing interests in the topic, notably the Institute for Government based in London. Benefits will accrue to organisations in other countries , especially those with similar parliamentary government structures, and to international organisations, notably the Organisation for Economic Cooperation and Development's Public Governance and Territorial Development Directorate. This Directorate's mission is to help member state governments improve governance and respond to societal and economic challenges and it will have an interest in our evidence about organisational structure and policy outcomes.
We will communicate our research findings by informing regularly on intermediary research results on our website, e.g. with an online publication of shorter 'Research Notes' for a practitioner audience and by actively encouraging professionals to comment on our research, including a project blog on our website. We will also circulate findings to the specific beneficiaries noted above who will also be participants in our interview programme which will facilitate communication of our findings later on.
The main benefits from this research to these groups will be of two kinds. First, the bringing together of evidence about the development or organisation in the central government of four major EU member states using a common systematic framework of analysis will enable basic factual comparative questions to be answered. It will identify trends and assess whether there have been convergences in structures over time and trace whether similar forms have been used in the different countries at different points in time. At a second level, when the use of these structures are related to the success of policies for the four policy areas considered, the study this will enable the central agencies and other policy makers to improve their learning about the consequences of organisational structure and reform. The four policy areas of climate change, financial services regulation, employment policy and austerity policies, are all of high contemporary salience to policymakers. Employment policy and austerity policy are long running concerns of the national state, climate change and financial services regulatory policies pose relatively new and urgent challenges. The findings will enable potential models that could be adopted across countries to be identified. Prior to the proposed research, the systematic study of the structure and organization of central government and its relationship to policy outcomes has been largely absent in prevailing studies on national administrative systems within European parliamentary democracies
We will communicate our research findings by informing regularly on intermediary research results on our website, e.g. with an online publication of shorter 'Research Notes' for a practitioner audience and by actively encouraging professionals to comment on our research, including a project blog on our website. We will also circulate findings to the specific beneficiaries noted above who will also be participants in our interview programme which will facilitate communication of our findings later on.
The main benefits from this research to these groups will be of two kinds. First, the bringing together of evidence about the development or organisation in the central government of four major EU member states using a common systematic framework of analysis will enable basic factual comparative questions to be answered. It will identify trends and assess whether there have been convergences in structures over time and trace whether similar forms have been used in the different countries at different points in time. At a second level, when the use of these structures are related to the success of policies for the four policy areas considered, the study this will enable the central agencies and other policy makers to improve their learning about the consequences of organisational structure and reform. The four policy areas of climate change, financial services regulation, employment policy and austerity policies, are all of high contemporary salience to policymakers. Employment policy and austerity policy are long running concerns of the national state, climate change and financial services regulatory policies pose relatively new and urgent challenges. The findings will enable potential models that could be adopted across countries to be identified. Prior to the proposed research, the systematic study of the structure and organization of central government and its relationship to policy outcomes has been largely absent in prevailing studies on national administrative systems within European parliamentary democracies
People |
ORCID iD |
Oliver James (Principal Investigator) |
Publications
Bezes, P.
(2017)
The Politics of Structural Choice
Fleischer J
(2022)
The politics of government reorganization in Western Europe
in Governance
James O
(2017)
International rankings of government performance and source credibility for citizens: experiments about e-government rankings in the UK and the Netherlands
in Public Management Review
James O
(2015)
The Politics of Agency Death: Ministers and the Survival of Government Agencies in a Parliamentary System
in British Journal of Political Science
Jilke S
(2016)
Measurement equivalence in replications of experiments: when and why it matters and guidance on how to determine equivalence
in Public Management Review
Description | See report Also UK Data Archive submission The dataset is a record of the structure of UK government departments as organizational phases in the period 1st January 1980 to 31st December 2013. Each row in the dataset constitutes a single organizational phase, distinguished by a unique ID, delimited by a start and end date, linked to other phases through lists of successors and predecessors, and characterized by many time-invariant factors that describe organization attributes. Organizational phases describe the life history of organizational units for the sampling period by breaking that history into multiple, non-overlapping durations. The research asks why some administrative organizations are created then reorganized, merged, or terminated, whereas others are seemingly 'immortal' and even can become more powerful than the elected politicians that created and control them? This question has become pertinent, especially in the past three decades, within European parliamentary democracies. By the end of the 1970s, when the golden era of welfare state expansion and state growth came to an end, a new generation of political leaders such as President Ronald Reagan of the United States and Prime Minister Margaret Thatcher of the United Kingdom initiated a series of administrative reform trajectories - privatization, deregulation, agencification, liberalization, decentralization, and New Public Management - with the aim to fundamentally alter the scope and scale of central government and sparked off several reform trajectories across the developed and developing economies. However, Western politicians who embarked on these trajectories soon found out that changing the structure and organization of their central governments was a hard nut to crack. When successful, the consequences of succeeding in reforms were often increasing fragmentation and rising coordination costs. The difficulties encountered by politicians when embarking on the road of administrative change mean that taming and changing the structure and organization of government, designing it so as to have government serve the interests of the public, is not an easy goal to reach. This project develops and applies a novel framework that will systematically map and explain organizational changes within central government cross-nationally in four European parliamentary democracies, France, Germany, the Netherlands and the United Kingdom, over the last three decades, the period following the initiation of New Public Management reforms in the United Kingdom and elsewhere in advanced economies. The framework identifies patterns of change in and between ministries and agencies. It compares the organizational change not only between and across countries, but also within and across specific policy sectors. The framework is longitudinal as it traces organizational changes across time. This project builds upon the most influential theory of the structure and organization of central governments, which is the theory of the politics of structural choice. This theory, developed and applied within the context of the United States presidential system, claims that the structure and organization of central government is the resultant of political negotiations on the institutional design of administrative organizations between the main political actors. To be more precise, the theory argues that the structure of central government is a function of politicians' preferences for institutional designs that insulate administrative organizations from direct political control. |
Exploitation Route | See report, also see Data Archive |
Sectors | Government Democracy and Justice Other |
Description | Used to inform teaching materials on the MPA at Exeter to consider more explicitly structural questions about the overall organisation of central government systems which has changed the training received by students who then go on to work in a range of public and private organisations. Used as the basis for regular workshops (for example in 2019 and 2020) to an audience of postgraduate students and practitioners who discussed the implications of the findings for the structure of contemporary governmental systems and its capacity to deal with policy challenges. |
First Year Of Impact | 2019 |
Sector | Government, Democracy and Justice |
Impact Types | Policy & public services |
Title | UK Structure of Government Database |
Description | UK Structure of Government data for ministries 1980-2013 |
Type Of Material | Database/Collection of data |
Year Produced | 2018 |
Provided To Others? | Yes |
Impact | Use in practitioner events and in teaching in masters programmes |
Description | Institute for Government |
Organisation | Institute for Government |
Country | United Kingdom |
Sector | Charity/Non Profit |
PI Contribution | Exchange of data and discussion of research themes of civil service organisation and careers |
Collaborator Contribution | Exchange of data and discussion of research themes of civil service organisation and careers |
Impact | In progress |
Start Year | 2016 |
Description | Discussant : European Commission - OECD Seminar on Incentivising Performance in Public Investment, OECD Headquarters, Paris, 31 March 2017. |
Form Of Engagement Activity | A formal working group, expert panel or dialogue |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | Discussant : European Commission - OECD Seminar on Incentivising Performance in Public Investment, OECD Headquarters, Paris, 31 March 2017. Approximately 40 participants from national governments, OECD, European Commission and other international organisations. Questions and discussion about public organisations,investments and performance reporting to stakeholders including citizens and service users. |
Year(s) Of Engagement Activity | 2017 |
Description | Discussion of findings implications and further impact activity |
Form Of Engagement Activity | Participation in an open day or visit at my research institution |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Professional Practitioners |
Results and Impact | Meeting March 2017 University of Exeter. Discussion of structure and organisation of government , meeting to discuss project findings and plans for impact activity. Plans include a practitioner/project team event scheduled for June 2017. |
Year(s) Of Engagement Activity | 2017 |
Description | Workshop about Trends in the Structure of UK Government |
Form Of Engagement Activity | A talk or presentation |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | Workshop on trends in the structure of UK government using data from the Structure of Government project. Communicating findings and policy implications from the project to an audience including people pursuing careers in governmental organisations from multiple countries. Key questions addressed: How and why does governmental structure change? What are the most appropriate ways to structure government departments to address contemporary policy challenges? |
Year(s) Of Engagement Activity | 2019,2020 |
URL | https://socialsciences.exeter.ac.uk/politics/research/projects/structureandorganisationofgovernment/ |
Description | Workshop on strucuture and organisation of government |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | Leiden University in The Hague, 16 - 17 December. Discussion of different forms of central government organization and reasons created. Pressures for why they are reorganized, merged, or terminated. Exploration of measurement of consequence of change for policy and political outcomes. Mixed group of researchers on team, policymakers and other academics (approx 20 participants). Discussion of implications of the project. |
Year(s) Of Engagement Activity | 2014 |