The Global Governance of Ideas: International Organisations as Agents of Policy Diffusion
Lead Research Organisation:
Royal Holloway University of London
Department Name: Politics, Internatl Relations & Philos
Abstract
Intergovernmental organisations (IGOs) are key actors in the spread of ideas, relying on their widely held legitimacy to influence policymakers around the world through a combination of coercion and persuasion. They devise rules and norms on issues as diverse as economic policy, health security, and environmental protection. Given the profound influence IGOs have on domestic policy decisions, the ideas these bodies represent are at the centre of current policy debates. Nonetheless, despite persistent academic attention, the avenues through which ideas travel from IGOs to domestic policymakers remain insufficiently understood. How do these ideas diffuse, where and when are these ideas implemented, and why do ideas become embedded in some countries but not others?
This project will be among the first to systematically examine the activities of IGO technical assistance missions. The three core research questions are:
1. Why do IGOs provide technical assistance?
2. How does IGO technical assistance spread ideas to domestic officials?
3. What effect does IGO technical assistance have on domestic policy?
To answer these questions, this project draws on recent theoretical advances in international relations and policy studies.
The focus of the empirical research will be the IGO underpinning the world economic order: the International Monetary Fund (IMF), a central hub of knowledge on issues of key concern to developing countries, like fiscal and financial sector policies. The IMF presents a 'strategic research site', offering a unique analytical lens into the spread of policy norms to countries across the globe. The centrality of the organisation in global economic governance makes it a prime candidate for developing theoretical contributions that will be relevant to scholars across the social sciences.
The analysis will scrutinise the inner workings of IMF technical assistance activities, which account for one-quarter of the organisation's operating budget and is provided free-of-charge to requesting member countries. To study this phenomenon, the project will create a dataset of IMF technical assistance that systematizes information on all activities between 1990 and 2019, to be analysed using advanced quantitative methods. The project will also generate in-depth case studies of two frequent recipients of technical assistance-Kenya and Rwanda-by employing qualitative analyses of interviews with domestic officials and IMF staff. The research findings will contribute to academic debates on the diffusion of policy ideas by IGOs, and to policy debates on how to reform global governance.
What is at stake? IGOs typically court controversy because of the more conspicuous formal compliance mechanisms at their disposal-like the policy reforms governments must implement to obtain access to loans from international financial institutions. But profound influence is also exerted quietly in the background in providing domestic policymakers with routine technical assistance. These commonplace acts of persuasion are hidden from public scrutiny, and global governance institutions have been unaccountable for them. Consequently, this project aspires to lay the foundations for evidence-based policy debates on how IGOs provide technical assistance in order to increase public oversight and accountability for their actions.
The project is designed with a view to maximise impact for three groups of beneficiaries: academics, policymakers, and civil society. To effectively reach academic beneficiaries, the project will rely on academic articles, a book, conference organisation and attendance, and a reading group. To achieve non-academic impact, the project will rely on policy briefs, an interactive website, and pieces in popular media. To meet these objectives, the project will also draw on its Expert Advisory Board, and the institutional support of Royal Holloway's Department of Politics and International Relations.
This project will be among the first to systematically examine the activities of IGO technical assistance missions. The three core research questions are:
1. Why do IGOs provide technical assistance?
2. How does IGO technical assistance spread ideas to domestic officials?
3. What effect does IGO technical assistance have on domestic policy?
To answer these questions, this project draws on recent theoretical advances in international relations and policy studies.
The focus of the empirical research will be the IGO underpinning the world economic order: the International Monetary Fund (IMF), a central hub of knowledge on issues of key concern to developing countries, like fiscal and financial sector policies. The IMF presents a 'strategic research site', offering a unique analytical lens into the spread of policy norms to countries across the globe. The centrality of the organisation in global economic governance makes it a prime candidate for developing theoretical contributions that will be relevant to scholars across the social sciences.
The analysis will scrutinise the inner workings of IMF technical assistance activities, which account for one-quarter of the organisation's operating budget and is provided free-of-charge to requesting member countries. To study this phenomenon, the project will create a dataset of IMF technical assistance that systematizes information on all activities between 1990 and 2019, to be analysed using advanced quantitative methods. The project will also generate in-depth case studies of two frequent recipients of technical assistance-Kenya and Rwanda-by employing qualitative analyses of interviews with domestic officials and IMF staff. The research findings will contribute to academic debates on the diffusion of policy ideas by IGOs, and to policy debates on how to reform global governance.
What is at stake? IGOs typically court controversy because of the more conspicuous formal compliance mechanisms at their disposal-like the policy reforms governments must implement to obtain access to loans from international financial institutions. But profound influence is also exerted quietly in the background in providing domestic policymakers with routine technical assistance. These commonplace acts of persuasion are hidden from public scrutiny, and global governance institutions have been unaccountable for them. Consequently, this project aspires to lay the foundations for evidence-based policy debates on how IGOs provide technical assistance in order to increase public oversight and accountability for their actions.
The project is designed with a view to maximise impact for three groups of beneficiaries: academics, policymakers, and civil society. To effectively reach academic beneficiaries, the project will rely on academic articles, a book, conference organisation and attendance, and a reading group. To achieve non-academic impact, the project will rely on policy briefs, an interactive website, and pieces in popular media. To meet these objectives, the project will also draw on its Expert Advisory Board, and the institutional support of Royal Holloway's Department of Politics and International Relations.
Publications
Kentikelenis A
(2021)
Austerity Redux: The Post-pandemic Wave of Budget Cuts and the Future of Global Public Health
in Global Policy
Kentikelenis A
(2021)
Out of the shadows: Integrating climate change into IMF technical assistance
Forster T
(2022)
Handbook on the Politics of International Development
Kentikelenis A
(2022)
The IMF and the road to a green and inclusive recovery after Covid-19
Stubbs T
(2022)
Elgar Encyclopedia of Human Rights
Ortiz I
(2022)
Global Health Watch 6: In the Shadow of the Pandemic
Stubbs T
(2022)
Poverty, Inequality, and the International Monetary Fund: How Austerity Hurts the Poor and Widens Inequality
in Journal of Globalization and Development
Stubbs T
(2023)
The return of austerity imperils global health.
in BMJ global health
Kentikelenis A
(2023)
IMF social spending floors: A fig leaf for austerity?
Kentikelenis A
(2024)
Social protection and the International Monetary Fund: promise versus performance.
in Globalization and health
Kentikelenis A
(2024)
Greening IMF lending: Elusive prospects, mixed evidence
Kentikelenis A
(2024)
Off track: The long road to mainstreaming climate action into IMF lending
| Description | Our research explored the evolving role of the International Monetary Fund (IMF) in addressing climate change, social protection, and global economic stability. Through analysis of IMF technical assistance, lending programs, and economic surveillance, we identified several significant insights that contribute to policy discussions on sustainable development and global financial governance. Below are the key findings: 1. The IMF's climate strategy: progress and contradictions The IMF has increasingly integrated climate concerns into its operations, launching the Climate Strategy in 2021 and the Resilience and Sustainability Facility (RSF) in 2022. These initiatives mark a significant shift, signaling the institution's intent to support the green transition. However, our analysis reveals that while climate-related considerations are now part of IMF discourse and select lending instruments, traditional lending agreements and macroeconomic policies remain largely unchanged. Austerity measures and structural reforms imposed through IMF programs often limit fiscal space for green investments, creating tensions between climate goals and economic stabilization strategies. 2. IMF conditionality and social protection: A case of unmet promises While the IMF has publicly committed to protecting and expanding social spending in borrower countries, our study of 21 IMF lending programs from 2020 to 2022 finds that austerity measures remain dominant. Despite the introduction of "social spending floors" meant to safeguard key public services, these measures often act as spending ceilings rather than floors, limiting the potential for long-term investments in social protection systems. In many cases, countries under IMF programs experienced declining fiscal space, hampering their ability to meet Sustainable Development Goals. 3. The IMF's approach to debt and climate risks A major challenge for many developing countries is the intersection of climate vulnerability and debt distress. Our research highlights how climate risks exacerbate fiscal instability, leading to higher borrowing costs and unsustainable debt burdens. The IMF has begun incorporating climate risks into its debt sustainability analyses, but these assessments often rely on conservative assumptions that underestimate the scale of needed investment for adaptation and mitigation. This has significant implications for debt restructuring debates and the broader financing of the green transition. 4. The role of IMF economic surveillance in shaping policy agendas The IMF's economic surveillance activities, including its Article IV reports, increasingly include climate considerations. However, our analysis finds that while these reports offer policy recommendations on carbon pricing and fiscal reforms for climate resilience, they continue to emphasize fiscal consolidation, which can limit a country's ability to implement ambitious climate policies. Additionally, there is a growing but uneven integration of climate risks into financial sector assessments, indicating that while progress is being made, much remains to be done to mainstream environmental considerations into IMF policymaking. Our research underscores the IMF's growing but inconsistent engagement with climate change and social protection. While the institution has introduced new climate-focused financial tools and expanded its discourse on sustainability, its traditional economic policy framework-particularly its emphasis on fiscal austerity-continues to constrain meaningful progress. |
| Exploitation Route | Our research on the IMF's role in climate policy, social protection, and economic governance provides valuable insights for both academic and policy communities. The findings contribute to scholarship in political economy, development studies, and international financial institutions. Researchers can build on this work to further analyze the IMF's evolving climate policies, the effectiveness of social spending floors, and the long-term implications of debt sustainability frameworks. This research can also inform comparative studies on global financial governance and macroeconomic policy responses to climate change. Policymakers in international organizations, governments, and central banks can use this research to refine economic policies that balance fiscal stability with social and climate priorities. Civil society organizations and advocacy groups can leverage the findings to push for reforms in IMF policies, particularly in ensuring that climate finance and social spending commitments are upheld in practice. Journalists and think tanks can use the analysis to inform public debates on austerity, debt relief, and sustainable finance. By bridging research and policy, this work can shape future discussions on how international financial institutions support (or hinder) a just and sustainable global transition. |
| Sectors | Communities and Social Services/Policy Energy Environment Healthcare |
| Title | Replication Data for: Austerity redux: The post-pandemic wave of budget cuts and the future of global public health |
| Description | The convergence of health, economic and social crises over the past 1.5 years has posed profound questions over the direction of travel for the world after Covid-19. The narrative emerging out of major international organizations like the International Monetary Fund stresses avoiding a 'divergent recovery,' whereby some countries steam ahead with high growth rates underpinned by robust government interventions and others fall further behind. In this account, crisis aftermath should not witness budget cuts, but investment in employment and human capital formation. So, is austerity a thing of the past? In this article, we review available evidence, focusing on public spending projections by the IMF and the precise content of IMF lending arrangements. Overall, we find that the abandonment of austerity argument is partially true right now, and questionable in the medium-term. Our analysis of public expenditure projections reveals that by 2023, 83 out of 189 countries will face contractions in government spending compared to their 2010s average, thereby exposing a cumulative total of 2.3 billion people to the socio-economic consequences of budget cuts. Most of the contracting countries will be middle-income, while public spending in low-income countries is expected to stagnate at low levels. Further, the IMF's lending arrangements reveal the return of extensive austerity measures and structural reforms, reminiscent of the organization's past policy advice. Drawing on these findings, we elaborate on how this will likely impact global public health. |
| Type Of Material | Database/Collection of data |
| Year Produced | 2021 |
| Provided To Others? | Yes |
| URL | https://dataverse.harvard.edu/citation?persistentId=doi:10.7910/DVN/M7DIJJ |
| Description | Alliance for Climate Justice and Clean Energy (Islamabad) Workshop |
| Form Of Engagement Activity | Participation in an activity, workshop or similar |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Third sector organisations |
| Results and Impact | Presentation of 1 hour to audience of ~50 policy practitioners and civil society groups on the climate-related implications of IMF lending agreements in Pakistan, followed by discussion and strategizing for 2 hours |
| Year(s) Of Engagement Activity | 2022 |
| Description | Debt and Green Transition (Washington, DC) Workshop |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Third sector organisations |
| Results and Impact | Expert consultant on a two-day workshop in Washington DC to strategize pathways toward debt and climate justice |
| Year(s) Of Engagement Activity | 2024 |
| Description | End Austerity Coalition Convening (Washington, DC) Workshop |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Third sector organisations |
| Results and Impact | Expert consultant on a 3 hour expert meeting in Washington DC to strategize End Austerity campaign |
| Year(s) Of Engagement Activity | 2022 |
| Description | IMF Interventions in Developing Countries (Nuffield) Workshop |
| Form Of Engagement Activity | Participation in an activity, workshop or similar |
| Part Of Official Scheme? | No |
| Geographic Reach | National |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Presentation of 30 minutes to audience of ~20 IMF staff, academics, and independent experts on IMF technical assistance and its impact on climate objectives, followed by 1.5 hours of discussion |
| Year(s) Of Engagement Activity | 2022 |
| Description | IMF+ Climate Campaigns Convening (Washington, DC) Workshop |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Third sector organisations |
| Results and Impact | Expert consultant on a 2 day workshop in Washington DC to strategize campaigning on the IMF with a climate lens |
| Year(s) Of Engagement Activity | 2022 |
| Description | International Monetary Fund Civil Society Organization Meeting with European Executive Directors |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Contributed to Civil Society Organization (CSO) Background Briefing and presented my research "Mixed messages: IMF loans and the green transition in Argentina and Pakistan" and "Cautious optimism: How IMF economic surveillance can foster the green transition" at CSO Meeting in Washington, DC, with the eight European IMF Executive Directors, part of the IMF's consultation and engagement process for development of its work program for 2023-2024 (11 October 2022). |
| Year(s) Of Engagement Activity | 2022 |
| Description | Presentation at International Monetary Fund/World Bank Civil Society Policy Forum (Washington, DC) Annual Meetings |
| Form Of Engagement Activity | A talk or presentation |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Presentation of 20 minutes to audience of ~100 IMF staff, policy practitioners, and civil society groups on the climate-related implications of IMF lending agreements in Argentina and Pakistan, followed by 1.5 hours for response by IMF staff, panel discussion, and audience questions |
| Year(s) Of Engagement Activity | 2022 |
| Description | Presentation at International Monetary Fund/World Bank Civil Society Policy Forum (Washington, DC) Spring Meetings |
| Form Of Engagement Activity | A talk or presentation |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Presentation of 20 minutes to audience of ~100 IMF staff, policy practitioners, and civil society groups on the climate-related implications of IMF RSF lending agreements in Kenya and Senegal, followed by 1.5 hours for response by IMF staff, panel discussion, and audience questions |
| Year(s) Of Engagement Activity | 2024 |
| Description | Presentations at German Federal Ministry for Economic Cooperation and Development (BMZ) and German Federal Ministry of Finance (BMF) |
| Form Of Engagement Activity | A talk or presentation |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Conducted an independent study for the German Federal Ministry for Economic Cooperation and Development (BMZ) titled "Recovering forward: How the IMF can support a green, inclusive and resilient recovery in the aftermath of Covid-19". The goal of the project was to conduct a stocktaking of IMF operations vis-à-vis the extent that green, resilient, and inclusive development is supported, and to develop an assessment framework to inform the position of the German IMF Executive Director for future IMF programs (July 2021-January 2022). Three presentations were delivered to BMZ to communicate ongoing findings, and one presentation was delivered to BMZ and BMF to present the final report. |
| Year(s) Of Engagement Activity | 2021,2022 |
| Description | Task Force on Climate, Development and the International Monetary Fund (TCDIMF) (Washington, DC) Roundtable |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Invited to and participated in roundtable discussion entitled 'This time must be different: Aligning the IMF's crisis response with climate and development goals' held by the Task Force on Climate, Development and the International Monetary Fund (TCDIMF) in Washington, DC. The goal of the event was to discuss how the IMF's lending toolkit can be reformed to align with climate and development goals, how the newly created Resilience and Sustainability Trust can be scaled and rapidly deployed to this end, and how debt restructuring predicated by the IMF can be aligned with climate. |
| Year(s) Of Engagement Activity | 2022 |
| Description | United Nations Expert Meeting on Financing Social Protection and Social Services for the Preparatory Committee for the Fourth International Conference on Financing Development (FFD4) (New York, NY) |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Policymakers/politicians |
| Results and Impact | Invited to and participated in United Nations expert meeting on financing social protection and social services for the Preparatory Committee for the Fourth International Conference on Financing Development (FFD4) in 2025.Its objective was to bring forward concrete, viable, but ambitious proposals to finance social protection and essential public services with a view to bring recommendations for consideration by Member States as they move forward in their deliberations on the outcome document of the Fourth International Conference on Financing for Development (FFD4) and World Social Summit political declaration. The expert meeting had 20 participants, including representatives from the United Nations, International Labor Organization, World Health Organization, World Bank, and academia. |
| Year(s) Of Engagement Activity | 2024 |
