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Protecting the livelihood of vulnerable residents in Klong Toey, Bangkok, Thailand

Lead Research Organisation: University of Sheffield
Department Name: Architectural Studies

Abstract

The goal of this research is to address a real-life housing problem affecting the livelihood of low-income residents in Klong Toey, Bangkok, Thailand. This project supports a low-income people-led initiative as a result of a precarious housing situation they are facing. The research seeks to address two interrelated domains of urban life; housing and livelihood. Housing and livelihood constitute fundamental human needs; the cumulative effect of the dysfunction of these aspects of human lives have greater consequences for vulnerable groups in lower and upper middle-income countries. By addressing livelihood problems and housing insecurity of low-income residents of the Klong Toey community, this research responds to structural inequalities rooted in low-income settlements, such as Klong Toey.

Bangkok has over 1.5 million people living in slums forming about 2,000 communities. Klong Toey settlement is situated on a land area owned by the Port Authority of Thailand and dates back to 1939, and has currently over 100,000 inhabitants. Despite several attempts over the years to evict the residents to allow for the expansion of the port's facilities, the population kept growing, and a strong community organisation, supported by voluntary agencies, started opposing eviction attempts since 1973. The pressure from the Port Authority has recently increased since the government decided to develop Klong Toey, as part of a master plan. The Port Authority views Klong Toey as a prime location for real estate development and as a new urban centre. The master plan was approved without public consultation with the Klong Toey community, who are facing eviction, hence the urgency of this proposal. We know from preliminary studies that uncertainties around housing and livelihood in Klong Toey are having negative impacts on low-income older people's health and well-being.

The project aims to start a positive collaborative process between low-income stakeholders, community organisations, policy-makers, and housing developers in Bangkok. It will engage with all parties to co-produce adequate and sustainable housing design options and redevelopment and relocation solutions that guarantee community cohesion and fabric, adequate housing forms, and offer opportunities for a secure and sustainable livelihood for all residents.

The project will develop housing and livelihood guidelines to guarantee the welfare and livelihood of vulnerable residents in Klong Toey, particularly older people and women. We anticipate that the co-design activities targeted at low-income participants will identify needs, create the opportunity to influence decision-makers and developers, and contribute to protecting the livelihood and the health and well-being of this vulnerable group. Additionally, other low-income countries may benefit from this project's bottom-up advocacy through its methodology to inform the architectural design of their housing, support for livelihood and how to engage with decision-makers at local level.

The project also proposes to contribute to improving governance structures in Bangkok influencing housing provision for low-income groups.

Planned Impact

The project will build capacity and capability in architectural design research for the co-production of adequate and accessible low-income housing environments towards achieving a secure and sustainable livelihood. The project's Steering Group members whom are experienced in GCRF research in LMICs countries will guide the project development to streamline pathways to impact and maximise impact creation.

Low-income groups will be directly involved in the promotion and potential implementation of the project through participating in capacity building and dissemination activities such as workshops and seminars, and in the production of publications for the general public.

We aim to engage creatively and foster strong and meaningful relationships with our stakeholders at research programme level to ensure a wide range of actors have a voice in this partnership. The project's programme of work provides an opportunity for policy-makers, researchers and practitioners to work with other disciplines and various stakeholder groups throughout the research programme. We will engage with non-academic stakeholders in order to identify specific pathways leading to policy and practice; such as engaging and lobbying with the local government/authorities namely, the Thailand Port Authority; the National Housing Authority; the Ministry of Social Development and Human Security.

We have presented an initial framework for pathways to impact which are explained on the Pathways to Impact document. This is concerned with participation and collaboration, knowledge exchange, influencing policy and decision-makers, and raising the profile of design research in Architecture. We have also articulated the short- and medium-term pathways to positive impact on low-income populations towards (i) accessible housing; (ii) sustainable livelihood; and (iii) bottom-up advocacy.

Publications

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Durosaiye I (2022) Developing and Testing a Live-Work Postoccupancy Evaluation Tool for Informal Settlements in Thailand in The International Journal of Design Management and Professional Practice

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Durosaiye, I. O. (2022) The International Journal of Design Management and Professional Practice in Developing and Testing a Live-Work Post-Occupancy Evaluation Tool for Informal Settlements in Thailand

 
Title AgeingHood film 
Description This is a short film introducing the project aims, context and the methodology used. 
Type Of Art Film/Video/Animation 
Year Produced 2021 
Impact The film contributes to wider dissemination of the project aims to a range of stakeholders and the public. It also contributes to increasing awareness about the challenges faced by residents of Klong Toey. 
URL https://digitalmedia.sheffield.ac.uk/media/Ageinghood+-+Protecting+the+livelihood+of+vulnerable+resi...
 
Description The aim of the project was to support a low-income people-led initiative as a result of a precarious housing situation they were facing, which was also threatening their welfare, given that most residents in KT, and particularly older people, depended on their housing for their livelihood. In the context of this research, livelihood is a means of subsistence, in which people use their living spaces for a range of home-based enterprises, to support themselves and their families. AgeingHood was a 12- month research project undertaken in collaboration between University of Sheffield's School of Architecture and Department of Architecture, Kasetsart University, Bangkok, Thailand. AgeingHood ended on 30 June 2021.

One of the main findings of the project is the AgeingHood toolkit, which developed live-work housing options for this vulnerable group, and created a collaborative and inclusive approach to resolving the housing problems of low-income people of KT. The toolkit co-created live-work housing typologies for low-income people and advocates for alternatives to eviction. Live-work arrangements are where the built environment fulfils the dual role of housing and livelihood.

AgeingHood main project findings are:
• A better understanding of older people's live-work practices.
• The influence of housing typology on livelihood choices.
• Housing for low-income older people should be designed based on live-work conditions. Specific requirements and qualities of housing depend on livelihood activities of Service, Cook and Stock.
• Design, Health, Comfort and Adaptability are the key design domains for live-work housing that ensure the older people's satisfaction.
• Comfort and Safety relate to satisfaction of living and working spaces, respectively.
Exploitation Route The outcomes of this project were implemented (the AgeingHood toolkit) through impact creation, knowledge exchange and capacity building.
Follow-on funding was obtained from AHRC. Proposal Title : AgeingHood's impact creation and knowledge exchange: Building new partnerships. Council Reference: AH/X00158X/1.
Sectors Communities and Social Services/Policy

Environment

Other

URL https://www.sheffield.ac.uk/architecture/research/design-engagement-and-practice/ageinghood
 
Description 2024-25: Since the launch of the Toolkit, the KT community has successfully utilised it to advocate for their rights and negotiate with the Port Authority, Thai government, and Ministry of Transportation. These negotiations, strengthened by collaboration with local stakeholders, have secured KT leaders positions in influential bodies like the People's Party and the Bangkok Health Commission. With support from the Mayor of Bangkok, they have proposed dedicating 20% of KT's land to new live-work housing to prevent eviction. Design guidelines developed through the AgeingHood project now serve as vital evidence-based tools in these negotiations, offering sustainable and actionable planning options. This ongoing use of AgeingHood's findings demonstrates its potential to inform inclusive housing policies that address inequalities and improve the livelihoods of vulnerable populations. Based on these developments and in response to the British Academic call on Evidence-based policymaking, we submitted a grant proposal titled: Collaboration, Context, and Innovation: Evaluating the Adoption and Impact of AgeingHood's Toolkit in Bangkok's Low-Income Communities. This is a 12-month project with a budget of about £150k. We will know the outcome of this application in late March 2025. We sought further funding from AHRC for a large grant under 'Responsive mode' in 2023 building on this work to explore livelihood manifestations in Bangkok but it was unsuccessful due to funding priorities. We also sought further funding from the British Academy last year also for a large grant under the ISPF ODA Challenge-Oriented Research Grants but unsuccessfully. Grant application IOCRG\100048, titled: Empowering older people's live-work practices in low-income settlements. The following activities have taken place in Thailand: The toolkit has been used with students in 4th year studio (beginning of 2024) with collaboration with students and a Professor from TU Wien. They joined the online-design workshop called Living 2050 and some of the students' work were exhibited at the Austrian Embassy in Bangkok. Their project now has moved from Living 2050 to Living 2060 and details can be found at https://urbanism-tuwien.at/en/publications/publication/living-2060-exhibition Some of students' work which was inspired from the toolkit were published at https://living2060.x-change.at/de/media-centre/ And at the title: LIVING2060 Housing MODELS OF THE FUTURE: https://living2060.x-change.at/data/uploads/files/living2060_-_housing_models_of_the_future.pdf 2023-2024: Report on the societal and economic impact: We are pleased to report that Live-work housing has been further developed through a collaborative program funded by Community Organizations Development lnstitute (CODI) 's community housing development at Bangkok Metropolitan Area and was integrated with architectural design studio projects at Kasetsart University and Phranakhon Rajaphat University. We hope to replicate this efforts with the National Housing Authority and Habitat for Humanity. Our partners at Klong Toey remain committed and engaged in disseminating the toolkit and in improving awareness of housing issues and the potential solutions afforded by the toolkit. We are also involving them in the proposals development we are working on as the follow-up to this project (AHRC & The British Academy). Report on SDGs: The project is ODA- compliant because it addresses three Sustainable Development Goals: SDG 1 (no poverty); SDG 3 (good health and well-being) and SDG 11 (sustainable cities and communities). - SDG 1: The awareness of the toolkit and its contribution has informed low-income people about protecting and enhancing their livelihood and therefore contributing to reducing poverty in Klong Toey, Bangkok. - SDG 3: We know that as our participants engage more with the design of their live-work environment, they will be able to guarantee adequate housing and a sustainable livelihood for their families which will lead to better mental and physical health and well-being. We are already witnessing positive engagement between local residents and CODI for example. There is also growing interest from Habitat for Humanity Thailand to engage more with this group. - SDG 11: We are seeing evidence of more coherent efforts towards establishing a sustainable neighbourhood and community through the initiatives of community leaders who were involved in this research. The toolkit has offered a means by which such efforts and bottom-advocacy are possible. Report on impacts related to gender (research team): Most of our participants are older women. They are a very powerful group through their advocacy and support of younger generations living and working in Klong Toey. 2022-2023: Report on the societal and economic impact: This is a bit early to establish but we feel that there has been some impact in relation to establishing our beneficiaries housing and livelihood needs and the importance of their health and well-being. The Toolkit was also well receive by all stakeholders as indicated by the response to our Symposium in November 2022. Both policymakers and practitioners spoke highly of this tool and promised its further dissemination and future implementation. AgeingHood follow-on project was instrumental in allowing this impact creation and the establishment of new partnerships, and the development of a new research proposal to address place attachment. Report on SDGs: The project is ODA- compliant because it addresses three Sustainable Development Goals: SDG 1 (no poverty); SDG 3 (good health and well-being) and SDG 11 (sustainable cities and communities). - SDG 1: We believe that highlighting the importance of live-work and how this can be achieved via architectural design is key to protecting a sustainable livelihood for low-income people therefore contributing to reducing poverty. - SDG 3: Having older people as the key beneficiaries in this research and engaging with them to resolve ongoing livelihood issues contribute in the long-term to the achievement of better health and well-being for this vulnerable population. Guaranteeing adequate housing and a sustainable livelihood for this group will lead to better mental and physical health and well-being. - SDG 11: The study context being a low-income settlement in Bangkok has been an excellent case study for how to achieve a sustainable community through bottom-up advocacy and community-led efforts to protect livelihoods and improve housing conditions. Sustainable cities will require sustainable neighbourhoods and communities. Report on impacts related to gender (research team): The research team was composed of 3 men and 3 women. We also had several female research assistants. At the application stage we provided a Gender Equality Statement which is evaluated below: - EDI policy at the University of Sheffield. We have used some of this information and advice to guide our female colleagues who engaged with us in this project, namely our PhD candidate who acted as a research assistant. We also disseminated this guidance to our partners at Kasetsart University. - UN Sustainable Development 'no-one left behind' agenda. We followed the vision and principles of the United Nations' Transforming our world: the 2030 Agenda for Sustainable Development, to ensure no-one is left behind. We engaged with our colleagues and partners within this principle and ensuring we are gender-sensitive and respectful of all human rights, while protecting vulnerable people who were our main beneficiaries. - Women and Sustainable Development Goals. SDGs were key in guiding our research focus, gender balance in recruitment and desired outcomes. In fact, most of our participants were female. We also used a people-centred approach to engagement therefore empowering our participants. - Gender Equality. We were aiming at at least 50% women participants, but in the end we achieved a much higher percentage (87%, 39/45). We also had female researchers (XX) involved throughout the duration of the project. - Context-specific factors which need to be taken into account in addressing issues of gender and (in)equalities. We were aware of structural inequalities which occur due to age or gender in this case. We relied on the advice and support of our gatekeepers to approach older participants who were able to contribute to the study and offer information on these inequalities. - Empowering low-income women in Klong Toey, Bangkok. Here again we relied on the knowledge of our local partners and gatekeepers on the most suitable approach to follow in getting access to participants and obtaining their informed consent in a way appropriate to their circumstances. 2021-22: The co-production of the toolkit through a co-design workshop increased people's awareness of the housing and livelihood challenges faced by residents of Klong Toey, and generated interest amongst a number of stakeholders. These include local community groups, charities and NGOs. The toolkit and a film have now been shared widely within the community and relevant stakeholders therefore increasing this awareness and providing up-to-date information and tools to tackle housing and livelihood challenges amongst vulnerable groups, especially older people in Klong Toey. https://www.sheffield.ac.uk/architecture/news/ageinghood Further work is planned to inform policy and practice via an impact project. A follow-on funding proposal was submitted to AHRC earlier this year and the team is awaiting the outcome of this bid. The project has the following objectives: 1) Enhance the impact of the underpinning research; 2) Extend its reach through knowledge exchange and dissemination of its findings to non academic audiences, and; 3) Explore the potential transferability of the toolkit in other cities and countries with similar low income housing and livelihood challenges. This highlights the fact that further work needs to be done in order to increase impact given the short duration of the original project (12 months).
First Year Of Impact 2024
Sector Communities and Social Services/Policy,Construction,Education,Environment
Impact Types Cultural

Societal

 
Description Bangkok Municipal Authority is currently establishing a committee on Bangkok Housing Development Board and interested to integrate design for older people as one main agenda.
Geographic Reach National 
Policy Influence Type Influenced training of practitioners or researchers
Impact Engagement of practitioners in the provision of affordable housing for low-income people in Bangkok, Thailand
 
Title Live-Work Post-Occupancy Evaluation Tool for Informal Settlements in Thailand 
Description This is a live-work post-occupancy evaluation (POE) tool for the assessment of low-income informal settlements in Bangkok, Thailand. 
Type Of Material Improvements to research infrastructure 
Year Produced 2022 
Provided To Others? Yes  
Impact It will be published in a journal article and other researchers in the field will be able to access it. 
URL https://www.sheffield.ac.uk/sites/default/files/2022-02/AgeingHood_POE%20Checklist_RVS_1.xlsx
 
Description A new partnership has been established between the research team and Universitas Indonesia 
Organisation Universitas Indonesia
Country Indonesia 
Sector Academic/University 
PI Contribution Our research team is currently working to explore ways to adapt some of the findings of the research for use in Indonesia.
Collaborator Contribution Universitas Indonesia is helping us to expand the partnership to other NGOs involved in housing provision for low-income groups in Indonesia.
Impact Preparation of joint research grant.
Start Year 2021
 
Description AHRC research grant proposal 
Organisation Kasetsart University
Country Thailand 
Sector Academic/University 
PI Contribution This team collaborated in the development of a new research grant titled 'Livelihood manifestations: empowering older people's live-work practices in low-income settlements'. This proposal was submitted to AHRC in March 2023. Unfortunately it was unsuccessful. We are now planning to submit a revised version of this proposal to the British Academy ODA call.
Collaborator Contribution Kasetsart University and the community from Klong Toey via Promjai Development Foundation (PDF). We also have new partners including Habitat for Humanity Thailand and the University of Indonesia.
Impact AHRC research grant proposal
Start Year 2022
 
Description Partnership with Universitas Indonesia 
Organisation Universitas Indonesia
Country Indonesia 
Sector Academic/University 
PI Contribution As a result of the UKRI funding, Co-I Isaiah Durosaiye was able to secure further internal funding to expand the partnership to colleagues at Universitas Indonesia. In October 2023, he visited the university in Indonesia to explore ways of collaboration, building on the experience of the AgeingHood project, and explore further areas of collaboration, such as joint grant application. Activities included the following: - Meetings with Professor Paramita Atmodiwirjo; Professor Yandi Andri Yatmo and Dr Kristanti Paramita - Visit to Kampung Low-income Communities - Meeting with representatives of Habitat for Humanity Indonesia - Workshop / Focus group with members of Kampung Low-income Communities.
Collaborator Contribution Local academics at Universitas Indonesia took Dr Durosaiye to visit Kampungs in Jakarta, to observe and learn about the living and livelihood conditions of Low-income Communities in Jakarta.
Impact AHRC funding bid submitted by Professor Hadjri in March 2023 which unfortunately was unsuccessful.
Start Year 2022
 
Description Further funding 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Project title: "Building capacity for local authority to develop low-income housing development plan in four northern provinces of Thailand."
This is a 10-month project funded by the National Housing Authority of Thailand, one of our partners, to work with local authorities in northern Thailand on low-income housing provision.
Although this is Further Funding, we could not add it under that category.
Year(s) Of Engagement Activity 2023,2024
 
Description Healthy Lifespan Institute Seminar 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Professional Practitioners
Results and Impact My presentation explained the 'Live-work housing' concept, which is a dwelling type that accommodates both living and livelihood activities, and is particularly vital to older people. Much more than a physical space, live-work housing can offer financial independence in later life, but also support our physical, cognitive and emotional health and provide a sense of identity and belonging as we age. I argued that this is particularly true for low-income older people who have, over a lifetime, built their livelihood within their own home. Hence, there are now emerging paradigms that advocate for people to 'age in the right place'.

I then drew a parallel between the Global North and Global South, where live-work housing is under threat from urban regeneration programmes, and argue that the resettlement of low-income older residents could have adverse consequences, including disruption to livelihoods and detachment from social kinship. I explained how such community, Klong Toey in Bangkok Thailand, was the focus of research case study that explored the role of live-work housing for older people. I presented some of the challenges to the welfare, health and wellbeing of older people that stem from rehousing policy in the area, and proposed some solutions using architectural design research co-produced with the community.
Year(s) Of Engagement Activity 2022
URL https://www.sheffield.ac.uk/healthy-lifespan
 
Description Meeting between Low-income groups (members of Klong Toey community) and Landowner (Port Authority Thailand) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Third sector organisations
Results and Impact The meeting was held to discuss a way forward to resolve the precarious housing situation of low-income groups in Klong Toey Thailand.
Year(s) Of Engagement Activity 2022
 
Description Public Health education and prevention for Covid-19 infection 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Third sector organisations
Results and Impact The workshop was organised to support the public health education of the people of Klong Toey and to support the prevention of Covid-19 infection of other local communities using the "Klong Toey" Model.
Year(s) Of Engagement Activity 2022
 
Description Public lecture on the subject of "affordable living". 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact This was a public lecture as part of the Living 2060 exhibition held by The Austrian Embassy in Bangkok.
Year(s) Of Engagement Activity 2023
 
Description Talk on AgeingHood findings 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact The outputs of the research has been delivered to MSc in Urban Planning students at Technical University of Budapest.
Year(s) Of Engagement Activity 2023