The Archaeologist's Guide To Good Practice - Handbook

Lead Research Organisation: Historic Bldgs & Mnts Commis for England
Department Name: Policy & Evidence

Abstract

Work on The Matrix project (AH/T002093/1) has identified a number of issues with the way archaeological information is deposited in digital archives. Consultation carried out during the Matrix project has delivered feedback that a collective approach to tackling these issues would be most effective in delivering a sustainable and FAIR outcome. The Matrix project has also established a current lack of the use of Data Management Plans (DMPs) by the commercial archaeological sector (and even largely by academics) and identified a need for a cross-sector set of common procedures to reflect and enshrine best practice in post-excavation analysis work e.g. a data package for stratigraphic and chronological data. Currently no single body has the resources and over-arching strategic position to investigate and address the digital archiving issues facing the different archaeological bodies undertaking development control archaeological work. The best placed body to represent the collective interests of the commercial archaeology sector is FAME, the Federation of Archaeological Managers and Employers.

The aim of this project is to draw together the collective expertise of the main archaeological contractors in the UK and, in consultation with other stakeholders from the sector, undertake the necessary feasibility work and organize the required collaborative activities to develop a consortium approach and online tools and resources to support best working practice for this work. This feasibility study will include identifying the most appropriate business model to build a sustainable service that will meet the business needs of the large, medium and small-scale enterprises that undertake archaeological fieldwork as part of the development control process.

Success in achieving the sustainability of the data will depend upon a collective agreement on the common processes and methodologies used during post-excavation activities. The Matrix project has used stratigraphic and chronometric data as a test case for adoption of FAIR principles in archaeological digital data management. Therefore, this project will also undertake work to draw up documentation in the form of a 'Code of Practice' for Stratigraphic and chronological methods and data, and make recommendations for how a Community of Practice can be sustained for maintaining associated best practice guidance, e-learning resources and online tools going forward. To make the use of the Code of Practice most widely applicable across archaeological fieldwork worldwide, part of this project work will also involve the drafting of an International Convention on archaeological stratigraphic and chronological methods and data.

In the last 25 years the Heritage sector and others have concentrated on how the digital data created and stored on computers can be preserved to the same degree that physical archives being produced by UK fieldwork and deposited with UK museums, can be kept for the benefit of future generations. This interest in digital preservation is especially strong in the archaeological world where excavation data are being increasingly recorded using the latest computer technologies as "born digital" data i.e. data created on, and only preserved and useable on a computer. Archaeologists, are particularly concerned to ensure that digital records of excavations are safely digitally archived and preserved for future research, because an archaeological excavation cannot be repeated. This focus has helped address the principle concerns about "how do we keep this stuff digitally". But although there are now well-established digital archives, such as The Archaeology Data Service, their next challenge is whether the digital records from excavations, and all the additional work carried out during analysis and publication of sites to interpret and synthesise such data, are preserved and accessible in a way that data is most useful to others beyond the archives and the archivist.

Publications

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Title Animation of Phases showing the order of sequential depositions 
Description Animation to explain how Phase numbering is often assigned upon a site by site basis, but may be subject to project or organisational conventions which should be decided upon at the outset of any stratigraphic analysis. Generally it is good practice to number phases in the order of sequential depositions (ie. from the bottom of the sequence up) as this will generally align with the stratigraphic narrative. 
Type Of Art Film/Video/Animation 
Year Produced 2024 
Impact This animation, along with associated illustrative materials and text in the handbook has been viewed by a considerable proportion of the archaeological professional sector and will be used to stimulate significant changes in professional attitudes, and techniques. 
URL https://archgoodpractice.com/phasing/
 
Description The AG2GP-Handbook project has successfully investigated and established the archaeological disciplines additional requirements for guidance on post-excavation stratigraphic analysis to better enable the re-use of stratigraphic data from archaeological excavation projects. A new online Handbook has been published for archaeological stratigraphic analysis, see - https://archgoodpractice.com/ which reflects the most common practices in archaeological stratigraphic data analysis and data-flows, along with identifying the most typical key outputs from these processes. The AG2GP-Handbook has been effectively 'road-tested' during online focus groups, consultations with relevant professional groups, and a 'Collaboratorium' event with a cross-section of key archaeological practitioners and managers from across the archaeological sector, including major archaeological contracting organizations working on development control sites and those undertaking training of students and research funded excavations in universities. The AG2GP-Handbook website has been created at https://archgoodpractice.com/ and this online resource will continue to be used and sustained by project partners from the commercial archaeological sector (Landward Research) after the lifetime of the project to promote outputs from the project and pursue further research opportunities.
Exploitation Route Further work could be undertaken with stakeholders across the Heritage sector, and particularly the major contracting archaeological organizations, to develop other related shared good practice documentation in the form of an online handbook. This online resource which has been piloted initially for stratigraphic analysis and related practices, could be further developed with additional adequate resourcing, for a wider set of related post-ex analysis practices, potentially including consistent guidance on submission and format of specialist analysis data. This in turn would help improve the practices for sharing, interoperability and re-use (FAIRness) of data deposited in resulting archaeological archives.
Sectors Construction

Digital/Communication/Information Technologies (including Software)

Environment

Culture

Heritage

Museums and Collections

URL https://archgoodpractice.com/
 
Description Work has been undertaken using focus groups and targeted consultation exercises with key stakeholders across the commercial archaeology sector, and particularly the major contracting archaeological organizations. This has been supported through partnership with the main archaeological 'trade' organization in the UK the Federation of Archaeological Managers and Employers (FAME), and consultation with the main professional body the Chartered Institute for Archaeologists (CIfA), to develop shared good practice documentation in the form of an online handbook. This online Handbook resource which is intended initially for stratigraphic analysis and related practices and discussions could be developed for a wider set of related post-excavation analysis practices, including submission and format of specialist analysis data. This would help improve the practices at an international level, for sharing, interoperability and re-use (FAIRness) of data deposited in resulting archaeological archives. The final project Collaboratorium event which invited over 150 archaeologists, including representatives of all the member organizations of FAME to review and give feedback on the project outputs, showed that participants felt the project had delivered highly useful and innovative documentation and associated illustrative materials for practitioners undertaking stratigraphic analysis of key archaeological data. Amongst further challenges identified will be to develop practical ways that such guidance materials can be made most cost-effective for longer-term usage by different parts of the sector, and the best way to make it sustainable and useful for archaeological practitioners and organizations across the discipline, both for inclusion in Continued Professional Development (CPD) and university based student training activities. Further work could be undertaken in the commercial archaeological world to exploit the advances made possible by the successful development in The Matrix project of an enhanced temporal representation methodology. This opens further research possibilities for improving stratigraphic analysis and related chronological reasoning, including better treatment of uncertainty in archaeological dating evidence using Bayesian chronological modelling methods. There is potential to show further cost-benefits in more consistent and explicit recording and analysis of stratigraphic data represented or documented in the stratigraphic records currently created by commercial and academic archaeological practitioners.
First Year Of Impact 2023
Sector Construction,Digital/Communication/Information Technologies (including Software),Environment,Culture, Heritage, Museums and Collections
Impact Types Cultural

Policy & public services

 
Title AG2GP-Handbook (The Archaeologists Guide To Good Practice - Handbook 
Description The handbook has been divided into a number of sections, identified, during consultation with archaeologists, as the main steps taken during post-excavation stratigraphic analysis. - Check Stratigraphic Relationships - Grouping (subgrouping) - Phasing - Dating and Periodization - Land Use - Stratigraphic Narrative The different sections of the Handbook can be browsed from the drop-down Menus. The Handbook sections cover the main stages in an archaeological process known widely as stratigraphic analysis, from firstly consolidating and validating excavation records, through Grouping; Phasing; Dating; Land Use; towards the writing of the Stratigraphic Narrative. 
Type Of Technology New/Improved Technique/Technology 
Year Produced 2024 
Open Source License? Yes  
Impact The Handbook is an online resource for promoting FAIR & sustainable best practice within the commercial archaeological sector for the wider public benefit and internationally. This has been achieved by building an online forum for sharing existing best practice documentation for Post-Excavation practices in the form of an online handbook on Post-Excavation practices and methodologies. These online shared resources are enabling the development of new documentation for a Code of Practice for stratigraphic analysis. The online resources are a resource for enhancing Continued Professional Development (CPD) training resources across the sector and advice and direct input on this is being developed through liaison with the relevant professional body The Chartered Institute for Archaeologists (CIfA). Such training materials should also be relevant and adaptable for designing knowledge exchange materials to be used by university departments (e.g. for use in archaeological training 'day-schools' and similar training course materials) to incorporate in archaeological undergraduate and post-graduate teaching and field schools as well as local society groups. Further advice and best practice on developing these training materials and incorporating them in other sector-wide training initiatives is being coordinated with the PI's colleagues in Historic England and with other relevant bodies professional bodies such as FAME. 
URL https://archgoodpractice.com/
 
Description AG2GP-Handbook Collaboratorium Event 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact The "Collaboratorium" was a workshop/symposium style event for key professionals and stakeholders across the archaeological sector to feedback to people achievements so far, and to discuss options for how the online resources might be sustained.
20 professional archaeologists attended from a good cross-section of professional archaeological companies. A mix of largest organizations and medium and small scale operations were in attendance via a Zoom online meeting.
Content included:
Introduction: The AG2GP-Handbook and Collaboratorium content
1. Discussion: Typical Post-Excavation Outputs - different outputs used?
a. What PX Analysis outputs are most commonly (re)used, shared, published, archived? (i.e. group plans, phase plans, phased matrix, Phasing Index (e.g. IAA.csv), stratigraphic narrative reports, etc.). b. Are there good examples of "PX methodological prompt-sheets"?
2. Discussion: Illustrations of typical PX Analysis practice - Other examples?
a. Drafts of the latest illustrations will be shown to help elicit further feedback from attendees. b. what other illustrative material could be useful, or references, or suggest examples of the types of illustration that that you think would be useful.
3. Breakout groups: Discussion topics for participant feedback
4 x Breakout groups hosted by AG2GP Team - using Jamboard
a. Online Community of Practice (CoP) - Resourcing & Sustainability.
b. Possible bi-Annual event - something like "Re-Interpreting Stratigraphy"?
c. Viability of practical 'day schools' at sites - to include PX skills?
4. Plenary: Conclusions and possible Next Steps
Year(s) Of Engagement Activity 2024