Addressing the double burden of malnutrition in Peru: using a community-based system dynamics approach to improve food systems

Lead Research Organisation: Imperial College London
Department Name: School of Public Health

Abstract

The Peruvian people suffer from what has been described as a "double burden" of malnutrition. This means that they simultaneously experience undernutrition and over-nutrition. Undernutrition includes inadequate intake of vitamins, low height for age, or low weight for height. Over-nutrition is the result of high consumption of unhealthy and processed foods, which are high in fat, sugar and salt, and includes overweight and obesity and other diet-related diseases such as diabetes and heart disease.

The way that food is produced, sold and consumed in the country ("the food system") is a major driver of this problem. While Peru has undertaken some bold actions to address malnutrition over the past two decades most policies have a one-sided focus, targeting either under or over-nutrition and fail to address both aspects. The process of identifying and evaluating policies to address this problem needs to take into account the complex economic, social, and cultural factors that influence food systems.

We will use innovative research methods to identify drivers of the double burden of malnutrition in Peru and potential policy solutions which take these complex factors into account. The specific objectives of this project are: 1. Map the drivers of the food system that contribute to the double burden of malnutrition in three diverse regions in Peru; 2. Identify policies and interventions that would address the double burden of malnutrition through changes in the food system; 3. Quantify the impacts of identified policies and interventions on the double burden of malnutrition; 4. Prioritise identified policies and interventions and actively disseminate recommendations

Our research project is characterised by the active involvement of members of the community throughout all its stages. The projects starts with workshops in three regions of Peru (Lima, Tumbes and Huancavelica) during which our research team will guide small groups of community stakeholders to conceptualise and map the drivers of the food system that contribute to the double burden of malnutrition. Community stakeholders will include lay members of the community, policymakers at local and national government authorities, and academics, with a deep understanding of the community issues and experiences, either as residents or organisers, leaders, and service providers. At the next stages of the project, stakeholders will guide the research team to identify relevant policy options that are appropriate at national and regional level. They will also be consulted throughout the quantitative evaluation of these policies to ensure that it accurately represents stakeholder views as expressed during the workshops. Finally, they will have an active role in prioritising and recommending appropriate policy options, disseminating the results of the project to other members of the community, and acting towards policy change.

Our research project is a collaboration between universities in Peru, the United Kingdom and Brazil. The research team have expertise in policy evaluation, food systems and public heath nutrition, modelling and health economics. The project will strengthen academic collaboration between these institutions and build research capacity in Peru. It will also strengthen collaboration between Peruvian institutions and members of the local community by establishing long-term working relationships between parties.

Planned Impact

Project beneficiary 1: Policy makers and the public
Achievement of policy and societal impacts is fundamental to this research project as evidenced through our methodological approaches. All phases of the research will have a strong policy maker and public stakeholder component, principally through our Community-Based System Dynamics (CBSD) approach. An important characteristic of CBSD is that it invests in building capacity within a community, hence the strong regional focus of the project. We will engage with workshop participants throughout the project including in a policy prioritisation exercise during the final six months. This will ensure that policy makers and the public will play an integral role in the process of identifying, quantifying and disseminating drivers and policy options to address the double burden of malnutrition in Peru. This approach substantially enhances the likelihood of research translation through informing the development of a set of policies which are feasible and will produce beneficial improvements in the health of the public.

Project beneficiary 2: Academic community
The project will build important capacity within Peruvian research institutions as it responds to their expressed need to strengthen in the areas of community-based system dynamics and food systems research. Learning within and between research partners will be facilitated by regular site visits by the UK based academics who will participate in the three regional meetings. The project will additionally build substantial research capacity within participating UK institutions, especially among early career researchers who will work with their Peruvian colleagues across all Work Packages. Insights gleaned from the project by the UK research teams will help strengthen methodological approaches to guide the evidence-based policies needed to address similar health challenges in the UK and other high-income countries.

Project beneficiary 3: Health and social welfare systems in Peru
The World Bank has estimated that Peru loses US $637 million in GDP annually due to vitamin and mineral deficiencies. Previous reports from the CRONICAS group have demonstrated that obesity may be responsible for at least a third of cases of hypertension and type-2 diabetes and is a major risk factor for cardiovascular morbidity and mortality. The health system and societal costs associated with these conditions are substantial and growing at an unsustainable rate (US$ 477.33 billion dollars projected for 2015-2030). Understanding drivers of the high double burden of malnutrition and policy options to address this is essential.
 
Description This award provided a methodological paradigm on how to implement a community-based system dynamics (CBSD) process with a newly convened, multi-national and transdisciplinary research team. It applied the CBSD approach to explore food system drivers of the double burden of malnutrition (DBM) in two regions in Peru. It showcased a structured approach on formative work, implementation, and analysis and an overview of relevant tools. By implementing the CBSD process, this study highlighted new system structures that drive the DBM in Peru, according to relevant stakeholders, showcasing the benefit of using a complex systems approach to investigate DBM. Finally, it set a foundation towards identifying double duty actions by revealing potential mechanisms of unintended side-effects and dual benefits.
Exploitation Route As part of this research project, a number of tools for future implementation of community-based system dynamics has been developed and can be used for various applications of this method in the future.
This includes a series of Spanish-Language Methods Briefs describing core concepts of systems thinking and system dynamics applied to the Double Burden of Malnutrition. These briefs were intended to be a resource to the research team and stakeholders to make methods and assumptions explicit, but can be used to communicate systems thinking notions in lay terms in Spanish by others. Methods Briefs are freely available at the following link: https://socialsystemdesignlab.wustl.edu/publications/methods-briefs/
Facilitation manuals in English have also been developed. These can be used to replicate community-based system dynamics workshops for various public health issues in future work. The facilitation manuals will be published as Supplementary Material in a paper soon to be published in an open access journal.
Sectors Agriculture, Food and Drink,Healthcare

 
Description CRONICAS Center of Excellence in Chronic Diseases, Universidad Peruana Cayetano 
Organisation Cayetano Heredia University
Country Peru 
Sector Academic/University 
PI Contribution We have worked with the research team at CRONICAS to establish a jointly defined research agenda. This has initially focused on nutrition. We were recently successful in obtaining a grant from the BBSRC to study the Double Burden of Malnutrition in Peru using a Community Based Systems Dynamics approach which commenced in February 2020
Collaborator Contribution We have worked with the research team at CRONICAS to establish a jointly defined research agenda. This has initially focused on nutrition. We were recently successful in obtaining a grant from the BBSRC to study the Double Burden of Malnutrition in Peru using a Community Based Systems Dynamics approach which commenced in February 2020
Impact No outputs yet
Start Year 2018
 
Description Centre for Health Economics, University of York 
Organisation University of York
Department Centre for Health Economics (CHE)
Country United Kingdom 
Sector Academic/University 
PI Contribution We have worked with the research team at the Centre for Health Economics, University of York to establish a jointly defined research agenda. This has initially focused on nutrition. We were recently successful in obtaining a grant from the BBSRC to study the Double Burden of Malnutrition in Peru using a Community Based Systems Dynamics approach which commenced in February 2020
Collaborator Contribution We have worked with the research team at the Centre for Health Economics, University of York to establish a jointly defined research agenda. This has initially focused on nutrition. We were recently successful in obtaining a grant from the BBSRC to study the Double Burden of Malnutrition in Peru using a Community Based Systems Dynamics approach which commenced in February 2020
Impact no outputs yet
Start Year 2019
 
Description Modeller at Universidad de los Andes, Colombia 
Organisation University of the Andes
Country Colombia 
Sector Academic/University 
PI Contribution We are working with the Laura Guzman Abello at the Department of Industrial Engineering, Universidad de los Andes, Colombia to build a system dynamics model using a Community Based System Dynamics approach to investigate the double burden of malnutrition in Peru as part of a BBSRC grant. We are providing the nutrition expertise and building the model.
Collaborator Contribution We are working with the Laura Guzman Abello at the Department of Industrial Engineering, Universidad de los Andes, Colombia to build a system dynamics model using a Community Based System Dynamics approach to investigate the double burden of malnutrition in Peru as part of a BBSRC grant. The partner is providing expertise on system dynamics modelling and provides relevant support and training.
Impact no outputs yet
Start Year 2021
 
Description Social System Design Lab, Washington University in St. Louis 
Organisation Washington University in St Louis
Country United States 
Sector Academic/University 
PI Contribution We are working with the research team at the Social System Design Lab, Washington University in St. Louis to apply a Community Based System Dynamics approach to investigate the double burden of malnutrition in Peru as part of a BBSRC grant. We are providing the nutrition expertise and building research capacity.
Collaborator Contribution We are working with the research team at the Social System Design Lab, Washington University in St. Louis to apply a Community Based System Dynamics approach to investigate the double burden of malnutrition in Peru as part of a BBSRC grant. The partners are experts on Community Based System Dynamics and are providing relevant expertise and training.
Impact No outputs yet
Start Year 2021
 
Description Online pilot workshop on the double burden of malnutrition in Peru 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact 2021 online workshops
We organised an online group model building workshop that consisted of four 1.5 hour sessions held over four weeks. The workshop was attended by 12 stakeholders from different regions in Peru, including academics from universities and research institutions (10 stakeholders) and representatives of international organisations, i.e. FAO (1 stakeholder) and the World Food Program (1 stakeholder). The aims of the workshop were to identify a shared definition of the double burden of malnutrition in Peru, orient the participants on the concepts and methodologies of Community Based System Dynamics, provide hands-on experience in group model building through an active application focused on the problem of the double burden of malnutrition, and define and prioritize emerging research questions about the double burden of malnutrition for later use in future community workshops. The effectiveness of the workshop in achieving these goals was evaluated through an online questionnaire, which was filled in by 9/12 participants. Overall, it showed that the workshop increased all participants' understanding of the issue of the double burden of malnutrition and its drivers, while most participants felt that they increased their understanding of system dynamics notions. This pilot workshop also helped to identify researchers within partner institutions with an interest in getting involved in future steps of this project. As part of this workshop, we developed a number of outputs that can be used in similar activities throughout and beyond this project, including videos that explain the concept of the double burden of malnutrition in Spanish, workshop facilitation manuals, and informal qualitative maps of drivers of the double burden of malnutrition. Finally, discussions held during this workshop were used to inform the development of method briefs that use nutrition-related examples to introduce system dynamics concepts in lay terms in Spanish, which are now publicly available online.
Year(s) Of Engagement Activity 2021
 
Description Online pilot workshop on the double burden of malnutrition in Peru - follow-up workshop 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Study participants or study members
Results and Impact We organised a follow-up online group model building workshop that consisted of three 2-hour sessions held over one week. The workshop was attended by 7 academic stakeholders with demonstrated interest in participating in future in-person workshops as members of the research team. The aim of this workshop was to familiarise participants with the system dynamics model that has been built as part of the project so far, test workshop structure, scripts, and prompts to elicit information to inform model development, refine the structure of the existing model, and adjust workshop design for in-person sessions. Outputs of this model included updated facilitation manuals of group model building workshops and orientation and training of researchers in partner institutions that will be involved in in-person workshops.
Year(s) Of Engagement Activity 2022
 
Description Online share-out and feedback model presentation 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact Participants of previously conducted workshops in Peru reconvened for a virtual model review session to share out the synthesis and solicit feedback and revisions. The session had a duration of 1.5 hours and was attended by 8 participants. First, an overview of workshop participation and artifacts was presented, followed by a presentation of the synthesized model of the double burden of malnutrition. Participants were then presented with a set of probing questions to prompt identification of structures that were not captured and build confidence in the synthesized model.
Year(s) Of Engagement Activity 2022
URL https://kumu.io/eaballar/dbm-first-synthesis-working
 
Description Stakeholder workshop in Iquitos 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact A group model building workshop was hosted in Iquitos in April 2022. We hosted a full-day workshop (7 hours), which was joined by a total of 12 participants of diverse nature, including Policymakers, NGO and other organization representatives, Health practitioners, academics, researchers and Parents of infants and school aged children. The aim of the workshops was to capture stakeholder perspectives of food system drivers of the double burden of malnutrition in the Loreto region in Peru.
Year(s) Of Engagement Activity 2022
 
Description Stakeholder workshops in Lima 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Group model building workshops were hosted in Lima in April 2022. We hosted four workshops of 2.5-hours duration each, which were joined by a total of 23 participants in four separate small groups of different stakeholders, which included Policymakers, NGO and other organization representatives, Health practitioners, academics, researchers and Parents of infants and school aged children. The aim of the workshops was to capture stakeholder perspectives of food system drivers of the double burden of malnutrition in Peru.
Year(s) Of Engagement Activity 2022