Motivic invariants and categorification

Lead Research Organisation: University of Oxford
Department Name: Mathematical Institute

Abstract

The proposal aims to discover new structures in geometry, and algebra, and string theory in theoretical physics. Beginning with some classical situation which is already well understood, we aim to generalize it in two directions: we can make the classical situation motivic , or we can categorify it.These are technical words, so an analogy may help. The thing we already understand, the classical mathematics, is like a 2-dimensional shadow on the wall, cast by some 3-dimensional object. Our goals are analogous to understanding this 3-dimensional object, exploring the implications of the extra third dimension, and then seeing what new things we can find out about the shadow by viewing it as the projection of a more complex 3-dimensional object.In both mathematics and physics, there are good notions of the dimension of a mathematical structure - for instance, in physics an n-dimensional field theory is a quantum theory which quantizes maps from n-dimensional objects into some space-time. Oversimplifying rather, classical quantum theory regards particles as points (0-dimensional objects) moving in space-time, so is a 0-dimensional field theory. String theory regards particles as 1-dimensional loops of string moving in space-time, so is a 1-dimensional field theory; more recent developments in physics (M-theory) consider higher dimensional membranes moving in space-time.The idea of categorification is to replace n-dimensional mathematical structures by (n+1)-dimensional structures in a problem, in some systematic way, so that you get the original n-dimensional structure back again when you reduce dimension by one - like passing from a 2-dimensional shadow, to the 3-dimensional object that casts it.In geometry, an invariant is usually a number which counts some class of objects. But because the classes of objects we want to count are usually infinite, this counting has to be done in a complicated way. If you count the objects in just the right way, your invariant may turn out to have some special properties - for instance, it may be unchanged when you deform the underlying space. This kind of thing makes mathematicians excited, as it suggests the invariant is measuring some deeper underlying structure, and we want to know what this is. For example, mirror symmetry is a circle of conjectures coming from physics, which are slowly being proved. One central claim is a surprising equality of invariants: invariants counting curves in a space X should be equal to invariants counting something else on a different space Y, because the quantum theories of X and Y are related. On the face of it, this is as bizarre as saying that quantum theory requires the numbers of giraffes in the Gambia, and of zebras in Zambia, to be the same.An invariant is something which counts the points in a space. It could be a number (integer), or something more general. An invariant of spaces is motivic if, when you cut the space into two pieces, the invariant is the sum of the invariants of the pieces. The most basic is the Euler characteristic , but there are also many other more complicated motivic invariants.Some of the invariants studied in geometry (for instance, Donaldson-Thomas invariants of Calabi-Yau 3-folds, which appear in string theory) use Euler characteristics to do the actual counting. One can try to define a new invariant which counts the same things, but using some other motivic invariant instead of Euler characteristics. This is what we mean by a motivic generalization. The new invariants should be richer, with more structure and information. They may also make new things possible.As one application, we hope to help physicists understand a bit more about what string theory actually is. String theory (in its final form) may be the mathematics underlying the universe, and has been a fertile source of new mathematics for decades, but much of it is still a mystery.

Planned Impact

Our proposal will open up and develop some exciting new areas in mathematics, with connections to string theory, which are only just beginning to be explored (see e.g. Chuang and Rouquier, 2008; Joyce and Song 2008; and Kontsevich and Soibelman 2008, 2010). It draws together researchers in geometry and representation theory who have rather different methods and sources of inspiration, and who do not usually collaborate, but who in these areas are tackling similar questions from different angles. It will create a core group of world-class researchers who really understand both geometry and representation theory at a deep level. This will overcome the communications barriers between the two fields and enable free flow of ideas from one to the other, leading to synergistic advances in both fields. The creative fusion of the two subjects will revitalize both. There is no other research group combining strengths in geometry and algebra to carry out such a transformative project in this field. We envisage impacts of several different kinds resulting from the proposal: * Production of new mathematical research, which will be published in journal articles, conference proceedings, and arXiv articles, and explained in seminar and conference talks, so that other mathematicians and physicists can learn about it, and do research on it themselves; * The creation of a new research group, and a network of collaboration relationships, which will persist after the end of the grant; * The project involves 6 PDRAs and 3 PhD students, so 9 young mathematicians will be trained by us, who will go on to have careers in mathematics or elsewhere; * We are aiming to create some new areas in geometric representation theory, and to bring together geometry and representation theory in a way that has not been done before. Exercises like this can sometimes be very influential, in that when some exciting new idea comes out lots of people in a field get interested in it and take it up. For example, consider the effect Kontsevich's homological mirror symmetry proposal had in bringing together geometry and category theory.

Publications

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Aizenbud A (2018) Autoequivalences of the category of schemes in Journal of Algebra

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Aizenbud Avraham (2016) Autoequivalences of the category of schemes in arXiv e-prints

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Allegretti Dylan G. L. (2018) The monodromy of meromorphic projective structures in arXiv e-prints

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Amorim Lino (2016) Perversely categorified Lagrangian correspondences in arXiv e-prints

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Bambozzi Federico (2015) Stein Domains in Banach Algebraic Geometry in arXiv e-prints

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Bambozzi Federico (2017) Analytic geometry over F_1 and the Fargues-Fontaine curve in arXiv e-prints

 
Description Things have gone very well: we have made a lot of progress towards understanding categorification of Donaldson-Thomas theory, and motivic Donaldson-Thomas theory, of Calabi-Yau 3-folds, from the starting point of Toen-Vezzosi's derived algebraic geometry and Pantev-Toen-Vezzosi-Vaquie's notion of k-shifted symplectic structure on a derived scheme or stack. We have also proved new results on understanding generating functions in classical Donaldson-Thomas theory, in computing motivic Donaldson-Thomas invariants in various examples, on categorified Donaldson-Thomas invariants and applications to the theory of cluster algebras, on foundational questions in derived algebraic geometry in the complex analytic, non-Archimedean analytic, and C-infinity settings, on the categorification of Hall algebras, and on module categories over quantizations of algebraic symplectic varieties (also a kind of categorification).

Since (derived) moduli schemes/stacks of (complexes of) coherent sheaves on a Calabi-Yau m-fold have (2-m)-shifted symplectic structures, the first results mentioned will have applications to extensions of Donaldson-Thomas theory of Calabi-Yau 3-folds, and also extensions to Calabi-Yau m-folds for m=3 (in particular, we have an exciting project on defining new counting invariants when m=4).

Also, intersections of algebraic Lagrangians in an algebraic symplectic manifold are -1-shifted symplectic derived schemes, so there are potential interesting applications in algebraic/complex symplectic geometry and new definitions of Fukaya categories.

We have written 56 papers, with several more papers planned. Some highlights are:
(a) a Darboux theorem for k-shifted symplectic derived schemes and stacks for k<0 (Bussi, Brav and Joyce; Ben-Bassat, Bussi, Brav and Joyce), a new geometric structure d-critical loci on Calabi-Yau 3-fold moduli schemes with applications to categorification and motivic invariants (Joyce),
(b) a package of results on perverse sheaves/D-modules/mixed Hodge modules/motivic Milnor fibres of a regular/holomorphic function on a smooth scheme/complex manifold.
(c) construction of perverse sheaves/D-modules/mixed Hodge modules/motives for an oriented-1-shifted symplectic derived scheme/stack or d-critical locus / d-critical stack.
(d) application of (c): existence of perverse sheaves (etc.) on oriented Calabi-Yau 3-fold moduli spaces M which provide a categorification of the Donaldson-Thomas invariant of M; also existence of a motive on M which enhances the D-T invariant to a motivic D-T invariant.
(e) application of (c): if L,M are Lagrangians (or derived Lagrangians) in a classical algebraic/holomorphic symplectic manifold, and we are given orientations on L,M (square roots of their canonical bundle), then we build a perverse sheaf (etc) P on the intersection L \cap M, whose hypercohomology H*(P) is a model for the Lagrangian Floer cohomology HF*(L,M) (which is not defined in this context, we are providing a definition).
(f) application of (a): for a -2-shifted symplectic derived scheme X over C (e.g. a Calabi-Yau 4-fold moduli space), Borisov-Joyce define a derived smooth manifold X* with the same underlying (complex analytic) topological space. If X is proper and oriented, then X* is compact and oriented, and therefore has a virtual cycle in bordism and in homology.
Virtual cycles are used to define enumerative invariants (e.g. Gromov-Witten invariants), which have interesting properties (e.g. they are unchanged under deformations of the underlying geometry). The existence of a virtual cycle in this case is surprising, as conventional virtual cycle constructions do not apply, and furthermore the virtual dimension of our virtual cycle is half the expected dimension.
Our virtual cycles can be used to define new Donaldson-Thomas style invariants counting (semi)stable coherent sheaves on a Calabi-Yau 4-fold, as conjectured by Donaldson and Thomas in 1998.
(g) A Lagrangian Neighbourhood Theorem for Lagrangians in k-shifted symplectic derived schemes (Joyce-Safronov).
(h) Categorified DT invariants found an important application in the theory of cluster algebras, where they were used to settle some cases of the quantum cluster positivity conjecture by Davison-Maulik-Schuermann-Szendroi (these ideas were later extended to give a full proof of the conjecture by Davison). An interesting development in the motivic story was a collection of calculations by Cazzaniga-Morrison-Pym-Szendroi, showing unexpected deformation behaviour of the motivic invariants under non-commutative deformations.
(i) Substantial progress was made towards answering enumerative questions in the hitherto unexplored case of singular geometries by Gyenge-Nemethi-Szendroi, who studied the case of 2-dimensional geometries with canonical singularities, making contact in their work with combinatorial and representation-theoretic ideas. The extension of these ideas to the three-dimensional case is under intense current study.
(j) Bridgeland solved a twenty-year old problem by extending Ringel's famous Hall algebra description of the positive part of quantised enveloping algebras to a similar description of the full quantum group. The key new ingredient was the use of 2-periodic complexes of quiver representations.
(k) Bridgeland's recent work has focused on a class of Riemann-Hilbert problems arising naturally in Donaldson-Thomas theory. These form part of a conjectural higher-genus analogue of Frobenius manifolds. Bridgeland has laid the foundations of the theory and computed some interesting examples. In particular he showed how this approach leads to a non-perturbative expression for the closed string partition function of the resolved conifold.
Exploitation Route Our work opens up several potentially interesting new fields, for example:
* Cohomological Hall algebras of Calabi-Yau 3-folds and CY3 categories;
* "Fukaya categories" of algebraic symplectic and complex symplectic manifolds;
* Donaldson-Thomas style invariants of Calabi-Yau 4-folds.
* Derived analytic geometry.
* Derived differential geometry.
In all of these there is a lot of work to do in further developing the theory, studying examples, and applying in other areas such as Geometric Representation Theory.
Sectors Other

 
Description Our findings have not had any non-academic impacts, so far as I know. But they have had quite a transformative effect in several areas of Geometry, and in String Theory in theoretical Physics. "Donaldson-Thomas theory" and its generalizations are a study of 6-dimensional geometric spaces called Calabi-Yau 3-folds. These are very important in String Theory, as String Theorists suppose that our universe is actually 10 dimensional, and is the product of the four space-time dimensions we observe and a Calabi-Yau 3-fold with very small radius. Then geometry on the Calabi-Yau 3-fold determines our observable physics, e.g. solutions to partial differential equations on the Calabi-Yau 3-fold can determine types of particles. In work by Ben-Bassat, Borisov, Bussi, Brav, Dupont, Joyce, and Szendroi funded by the Programme Grant, we made some fundamental advances in understanding the geometric structures on moduli spaces (families of geometric objects) living on Calabi-Yau m-folds for any m, but with particularly interesting applications when m = 3 or 4. This changed the foundations of the field, giving us new structures to study, and has led to a lot of work by other authors in the years since the Programme Grant ended. We proved that Donaldson-Thomas invariants of a Calabi-Yau 3-fold X, which are numbers "counting" moduli spaces of objects living on X, can be interpreted as dimensions of "vector spaces of BPS states". These are believed by String Theorists to be part of the Quantum Field Theory attached to X, but we provided the first rigorous mathematical definition (as the "hypercohomology of a perverse sheaf"). Subsequent work on these perverse sheaves by Davison, Meinhardt, and others has proved important conjectures by Kontsevich and Soibelman, and led to a new understanding of the integrality properties of Donaldson-Thomas invariants (ie invariants which are fractions can be expressed in terms of some underlying whole numbers). Our work has also been used by Toda and others to understand how to extend Donaldson-Thomas invariants of Calabi-Yau 3-folds to the "derived category", a huge generalization. Recently, this was used in important work by Thomas and Feyzbakhsh which shows that the Donaldson-Thomas invariants of X (in all ranks, not just the simplest case of rank 1 which was known before) are determined by the Gromov-Witten invariants of X, which also have a meaning in String Theory, but apparently count something quite different to Donaldson-Thomas invariants. Our work has also started a new field, of "DT4 invariants", Donaldson-Thomas type invariants attached to Calabi-Yau 4-folds, which are 8-dimensional geometric spaces, important to a 12-dimensional variant of String Theory known as F-theory. In the Programme Grant, using our new understanding of Calabi-Yau moduli spaces, Borisov and Joyce showed that it was possible to "count" moduli spaces of objects on a Calabi-Yau 4-fold X (in technical terms, to define a "virtual class"), but to do so in a new way which seemed very weird, and yielded an answer which had half the dimension you would expect. Initially, the Borisov-Joyce definition was too unfamiliar for algebraic geometers to work with. But then in 2020 Oh and Thomas found an alternative definition for the Borisov-Joyce class using more conventional methods, and since then there has been an explosion of activity in the field, by authors including Bae, Bojko, Cao, Gross, Joyce, Kiem, Kool, Maulik, Monavari, Oberdieck, Park, Qu, Toda, and Upmeier.
First Year Of Impact 2018
 
Description Advanced Grant
Amount € 1,556,550 (EUR)
Funding ID 670298 
Organisation European Research Council (ERC) 
Sector Public
Country Belgium
Start 10/2017 
End 09/2022
 
Description Royal Society Leverhulme Trust Senior Research Fellowship
Amount £42,151 (GBP)
Organisation The Royal Society 
Department Royal Society Leverhulme Trust Senior Research Fellowship
Sector Charity/Non Profit
Country United Kingdom
Start 01/2014 
End 12/2014
 
Description Royal Society Newton Fellowship for Dr Yalong Cao. Dominic Joyce is Host Scientist
Amount £63,500 (GBP)
Funding ID NF160108 
Organisation The Royal Society 
Sector Charity/Non Profit
Country United Kingdom
Start 03/2017 
End 03/2019
 
Description Simons Collaboration
Amount $674,795 (USD)
Organisation Simons Foundation 
Sector Charity/Non Profit
Country United States
Start 07/2016 
End 07/2020
 
Description Algebraic and Symplectic Geometry seminar 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact The Algebraic and Symplectic Geometry seminar is a weekly seminar happening regularly during term time from 2011-, organized by the PI Dominic Joyce and Co-I Balazs Szendroi.

We often go to the pub afterwards.
Year(s) Of Engagement Activity 2011,2012,2013,2014,2015
 
Description Representation Theory seminar 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact The Representation Theory seminar happens regularly during term from 2011- . It is organized by Co-I Kevin McGerty and Co-I Kobi Kremnizer.

Learning new things.
Year(s) Of Engagement Activity 2011,2012,2013,2014,2015