Rigidity and Small Divisors in Holomorphic Dynamics

Lead Research Organisation: Imperial College London
Department Name: Mathematics

Abstract

The simplest non-linear systems are driven by quadratic polynomials. That is, "time n" of a state is determined by a quadratic polynomial of "time n-1" of that state. However, despite over a century of intense study, the dynamical features of even quadratic formulae remain far from well understood. For example, complex quadratic polynomials with "small divisors", which may be used to model resonance phenomena, still exhibit mysterious behaviour in many cases.

There has been extensive research on the dynamics of quadratic polynomials over the last three decades. Often, sophisticated tools from different disciplines of mathematics are needed to describe the fine dynamical features of these maps. Usually, a set of such tools is introduced to study the dynamics of a type of quadratic maps, but leads to the successful study of non-linear systems of that type. Thus, an effective set of tools for the study of quadratic polynomials provide the basis of extensive research in the wider area of non-linear systems.

In this project, I develop a new set of tools from different disciplines of mathematics to provide a comprehensive description of the dynamics of certain types of quadratic polynomials. This develops effective techniques from analysis, geometry, and more sophisticated mathematical machinery such as renormalisation and Teichmuller theory.
I will achieve the following major goals.

(1) Small divisors:
A main goal of this research is to introduce a systematic approach to obtain a comprehensive understanding of the dynamics of quadratic polynomials with small divisors. This provides the first examples of such systems with unstable behavior at the center of resonance, whose dynamical behaviour is completely understood.

The Julia set of a quadratic polynomial is the unstable locus of its dynamics. A recent remarkable result of X. Buff and A. Cheritat states that there are quadratic polynomials with small divisors which have observable (positive area) Julia sets. A central problem in the presence of small divisors is to determine arithmetic conditions on the rotation number that leads to observable Julia sets. The proposed research makes major advances on this problem.

(2) Rigidity and density of Hyperbolicity:
The quadratic polynomials that exhibit a certain well understood dynamical behaviour are called hyperbolic. There is a remarkable property, anticipated by P. Fatou in 1920's, stating that any quadratic polynomial may be perturbed to a nearby one with hyperbolic behaviour (by small changes in coefficients in an appropriate normalisation).

The project studies some deep analytic properties of a renormalisation technique to confirm this conjecture for certain types of quadratic polynomials (a Cantor set of parameters). This programme suggests a refined quantitative (in spirit of continued fractions) version of this conjecture to hold.

(3) Generalized Feigenbaum maps:
Period doubling bifurcation is a remarkable phenomenon that appears in the family of quadratic polynomials with real coefficients. There is a wide range of analogous, but more complicated, phenomena that occur when one considers quadratic polynomials with complex coefficients. This reflects the complicated structure of the Mandelbrot set. The dynamical features of such maps with real coefficients have been deeply studied in a period of intense research in 1980's and 90's, while the ones with complex coefficients are largely unexplored. The research proposal uses renormalisation techniques and develops innovative analytical methods to present a detailed description of the dynamics of such a map near degenerate bifurcations.

I will carry out some parts of this major project in collaboration with the leading experts of holomorphic dynamics: A. Avila (Rio, Brazil and Paris, France), X. Buff (Toulouse, France), A. Cheritat (Bordeaux, France), and M. Shishikura (Kyoto, Japan).

Planned Impact

The field of Dynamical Systems plays a central role in the development of Mathematics and Physics. It is widely applied in many disciplines to study long term behaviour of environmental, economic, and social systems, such as predicting average values of observables over long periods of time. Thus, the impacts of advances in dynamical systems on everyday life is very important.

The proposed project concerns foundational work to make breakthroughs on central conjectures of Dynamical Systems. It introduces and develops techniques from different disciplines of mathematics such as analysis, geometry, and Diophantine approximation, to provide a comprehensive understanding of highly complicated dynamical behaviours. The flexibility of the methods developed in this programme are very likely to be utilised in a wide range of applications. In particular, the proposed research impacts the areas listed below.

(1) The techniques developed in this research can be used to describe the dynamics of systems with resonances. Resonances are prevalent phenomena in almost periodic events, from the rising of the sun each day to more complicated electromagnetic waves. They often lead to mysterious behaviours. Many such systems, even when given by simple formulae like quadratic polynomials, have remain far from understood to date. One of the main aims of this project is to introduce a systematic approach to successfully study such systems modeled by quadratic formulae on the complex plane. The project answers questions such as whether the set of unstable states are observable (have non-zero probability of occurring).

(2)The project introduces cost effective algorithms for simulating highly complicated non-linear systems. These are dynamical systems arising from complicated bifurcation patterns. Through the developments of this project, I plan to develop software for simulating such systems and making them widely accessible through the internet. I plan to deliver lectures addressing the general public to share the excitements of these ideas and the challenges involved.

(3)The project introduces effective methods that immediately impact many areas such as shape analysis and medical imaging (in healthcare industries), electrical impedance tomography, analysis of water waves. One of the main building blocks of the proposed project is to develop effective analytic methods to describe fine geometric features of the solutions of non-linear partial differential equations, and to obtain optimal estimates on the dependence of the solution of such equations on the data. These methods can be used to establish estimates on conformal mappings and in conformal geometry which have found wide ranges of applications listed above.

Publications

10 25 50
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Avila A (2018) Statistical properties of quadratic polynomials with a neutral fixed point in Journal of the European Mathematical Society

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Avila A (2022) Analytic maps of parabolic and elliptic type with trivial centralisers in Ann. Inst. H. Poincaré Anal. Non Linéaire

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Berteloot F (2023) Lacunary series, resonances, and automorphisms of C2 with a round Siegel domain in Kyoto Journal of Mathematics

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Cheraghi D (2022) Hairy Cantor sets in Advances in Mathematics

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Cheraghi Davoud (2015) Satellite renormalization of quadratic polynomials in arXiv e-prints

 
Title Siegel disks with oscillating boundaries 
Description Maximal linearisation domains of non-linear systems (Siegel disks) have been produced using computer codes. This involves developing computer codes based on sophisticated renormalisation methods which provides a cost effective method to achieve higher resolution outcomes. 
Type Of Art Image 
Year Produced 2015 
Impact mathematical methods to study the dynamics of non-linear systems. 
URL https://en.wikipedia.org/wiki/Siegel_disc
 
Description We have developed powerful mathematical methods based on renrmalisation ideas to tackle a central problem in mathematics that was left open since 1970's. At this point we have obtained a complete topological description of long term behaviour of a fundamental system with resonant behaviour. This is collectively known as the problem of small divisors.

We have also discovered deep connections between the dynamics of holomorphic maps with infinitely many renormalsation structures of satellite type (generalisation of period doubling Feigenbaum phenomena) and the problem of small divisors. We have discovered and explained the appearance of optimal arithmetic conditions in these seemingly unrelated settings.
Exploitation Route This originates a method to study the long term behaviour of some non-linear systems that were out of reach until recently.
Sectors Aerospace

Defence and Marine

Energy

Financial Services

and Management Consultancy

Healthcare

Manufacturing

including Industrial Biotechology

URL https://arxiv.org/abs/1706.02678
 
Description In this project we further developed the analytic and combinatorial aspects of a sophisticated renormalisation method. This provides a powerful tool to study the long term behaviour of some nonlinear systems with resonances which remained mysterious until recently. There have been a number of remarkable applications of these methods in recent years, by the team working on this project, and experts in other universities around the world. Notably, we have obtained remarkable progress on the topological and geometric structures of analytic maps tangent to an irrational rotation, and complex Feigenbaum phenomena. The latter is related to the complicated geometric and combinatorial aspects of the Mandelbrot set. We have discovered new connections between arithmetic properties of the initial data and the geometric features of the final outputs. These progresses have lead to attracting and retaining exceptional talents and external research fundings (e.g. multiple Horizon Europe grants) to further pursue the topic.
First Year Of Impact 2015
Sector Creative Economy,Education,Financial Services, and Management Consultancy,Culture, Heritage, Museums and Collections
Impact Types Cultural

Societal

Economic

Policy & public services

 
Description Editorial board
Geographic Reach Multiple continents/international 
Policy Influence Type Participation in a guidance/advisory committee
Impact I am a member of the editorial board of the newly established journal in mathematics, JIMS.
URL http://jims.ims.ir/
 
Description Membership of a professional body
Geographic Reach Europe 
Policy Influence Type Participation in a guidance/advisory committee
Impact I am a member of the new institute which facilitates movement of mathematicians between the French and British universities. We have a regular stream of mathematicians from France to the UK, and from the UK to France, with stays of three to six months. This has led to many collaborations across the Chanel.
URL http://www.imperial.ac.uk/abraham-de-moivre/people/academic-staff/
 
Description Departmental Platform Grant
Amount £8,000 (GBP)
Organisation Imperial College London 
Sector Academic/University
Country United Kingdom
Start 05/2016 
End 09/2016
 
Description European Partners Fund
Amount £5,000 (GBP)
Organisation Imperial College London 
Sector Academic/University
Country United Kingdom
Start 08/2017 
End 10/2019
 
Description H2020
Amount € 183,454 (EUR)
Organisation European Research Council (ERC) 
Sector Public
Country Belgium
Start 09/2018 
End 09/2020
 
Description H2020- Marie-Curie Individual fellowships
Amount € 224,933 (EUR)
Funding ID LYP-RIG - GAP-837602 
Organisation European Research Council (ERC) 
Sector Public
Country Belgium
Start 06/2019 
End 07/2021
 
Description Imperial/CNRS visiting fellowships
Amount £6,000 (GBP)
Organisation Imperial College London 
Sector Academic/University
Country United Kingdom
Start 03/2019 
End 05/2019
 
Description London Math Society Scheme 1 grants
Amount £1,670 (GBP)
Funding ID 11446 
Organisation London Mathematical Society 
Sector Academic/University
Country United Kingdom
Start 08/2015 
End 12/2015
 
Description London Mathematical Society Scheme 1 grants
Amount £4,000 (GBP)
Organisation London Mathematical Society 
Sector Academic/University
Country United Kingdom
Start 01/2018 
End 05/2018
 
Description Centralisers of polynomials with a parabolic fixed point 
Organisation Imperial College London
Country United Kingdom 
Sector Academic/University 
PI Contribution A PhD thesis carried out under the supervision of the PI.
Collaborator Contribution The partner was a PhD student during this project, who carried out the work under the supervision of the PI.
Impact A PhD thesis (230 pages) has been produced on the local symmetries of analytic systems, and a number of fundamental conjectures have been made in the topic. This introduces a new line of research in the area of holomorphic dynamics.
Start Year 2018
 
Description Computational complexity of Lorenz attractors 
Organisation Meteorological Office UK
Country United Kingdom 
Sector Academic/University 
PI Contribution We investigate renormalisation methods in simulations related to weather forecasting and environmental changes in oceans.
Collaborator Contribution The collaborator provides expertise on applications.
Impact Outlined a master project on this collaboration, funded by a CDT at Imperial College London.
Start Year 2017
 
Description Convergence of conformally balanced trees to dendrites. 
Organisation University of Zurich
Country Switzerland 
Sector Academic/University 
PI Contribution We have contributed to the combinatorial, analytic and geometric aspects of this project.
Collaborator Contribution The Collaborator contributes to the conceptual and technical aspects of the project.
Impact A joint paper is emerging from this collaboration.
Start Year 2020
 
Description Dimension paradox of irrationally indifferent attractors 
Organisation Imperial College London
Department Department of Mathematics
Country United Kingdom 
Sector Academic/University 
PI Contribution We study the metric properties of the attractors of analytic maps with resonant behaviour. We have contributed to the foundational ingredients of this work.
Collaborator Contribution Contributions to the technical and conceptual aspects of the project.
Impact A journal paper about 40 pages in preparation.
Start Year 2016
 
Description Hairy Cantor sets 
Organisation Imperial College London
Department Department of Mathematics
Country United Kingdom 
Sector Academic/University 
PI Contribution We discovered a novel topological object in the plane which enjoys universal features similar to the Cantor set. That is, the set can be determined by a few axioms. Any two such objects in the plane are ambiently homeomorphic. Surprisingly, such objects which have not been identified to date, are prevalent in analytic dynamics, and likely arise from some weak condition.
Collaborator Contribution Technical aspects of the project have been carried out by a PhD student.
Impact A journal paper about 30 pages.
Start Year 2018
 
Description Topology of isentropes in a two parameter family of unimodal maps 
Organisation Imperial College London
Department Department of Mathematics
Country United Kingdom 
Sector Academic/University 
PI Contribution We study the global deformation structures in the parameter space of polynomials.
Collaborator Contribution The partner provides techniques from real dynamics.
Impact a journal paper in preparation.
Start Year 2016
 
Description Toy models for satellite renormalisations 
Organisation Imperial College London
Department Department of Mathematics
Country United Kingdom 
Sector Academic/University 
PI Contribution A PhD thesis written under the supervision of the PI.
Collaborator Contribution Contributions to the technical and conceptual aspects of the project.
Impact a number of journal papers, one published, and few others in preparation.
Start Year 2016
 
Description parabolic and eliptic fixed points with trivial centralisers 
Organisation University of Zurich
Country Switzerland 
Sector Academic/University 
PI Contribution This is a joint project with Professor Artur Avila from University of Zurich. In this collaboration, we prove the existence of holomorphic maps with a fixed point of parabolic type, whose local holomorphic centraliser is trivial.
Collaborator Contribution The result from the parabolic case is employed to prove the existence of holomorphic maps with an irrationally indifferent fixed point whose local centraliser around the fixed point is trivial. This answers a long standing open problem in the field of complex dynamics.
Impact A journal paper
Start Year 2019
 
Description rotation domains in higher dimensions 
Organisation Paul Sabatier University (University of Toulouse III)
Country France 
Sector Academic/University 
PI Contribution we study the geometry of the maximal rotation domains for non-linear holomorphic mappings in higher dimensions. We have made contributions to number theoretic and dynamical aspects of the project.
Collaborator Contribution contributions to number theoretic and dynamical aspects of the project.
Impact a journal paper
Start Year 2019
 
Description Five lectures on dynamical systems for Mathematics of Planet Earth 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Postgraduate students
Results and Impact Delivered five lectures (of two hours each) to nonspecialists in Mathematics of Planet Earth
Year(s) Of Engagement Activity 2015,2016
 
Description Junior Analysis seminars 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Postgraduate students
Results and Impact We initiated the Junior Analysis seminars at Imperial College London in order to bring the PhD students working in broader area of analysis together in order to broaden their scope, practice communicating their works, and identify phd students at other institutions within the UK. The meeting occurs every Friday for two hours.
Year(s) Of Engagement Activity 2016,2017,2018,2019,2020,2021,2022,2023,2024
URL https://www.imperial.ac.uk/pure-analysis-and-pdes/seminars/jas/
 
Description London Analysis and Probability seminar 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Organisation of the regular biweekly seminars on broader analysis area in the London. This is a joint seminar between Imperial College London, University College London, Kings College London, and Queen Mary University London.
Year(s) Of Engagement Activity 2017,2018,2019,2020,2021,2022,2023,2024
URL http://www.london-analysis-seminar.org.uk/?LMCL=mJS5PM&LMCL=flohBK
 
Description MPE CDT Sandpit meeting 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Industry/Business
Results and Impact In this meeting experts from different areas of natural sciences came together to discuss the techniques useful for the study of environmental problems. Most of the participants came from industry and national organisations like MET Office Thames Water. Our discussions lead to a master thesis in CDT on Mathematics of Planet Earth.
Year(s) Of Engagement Activity 2016
 
Description Organisation of a conference 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact An international conference to bring norther European experts in analysis in contact with the dynamics community in the UK. The meeting was highly successful in exchanging key challenges and the techniques.
Year(s) Of Engagement Activity 2018
URL https://personalpages.manchester.ac.uk/staff/tuomas.sahlsten/analysisdynamics/
 
Description Parameter problems in analytic dynamics 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact A major international conference on analytic dynamics which brought together the leading experts in the field. The event has helped us with attracting the best in the field and some of the best in the research area wish to visit our group at later stages.
Year(s) Of Engagement Activity 2016
URL http://wwwf.imperial.ac.uk/~dcheragh/PPAD/Conference.html
 
Description Pure Analysis and PDE 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Weekly research seminars on Pure Analysis and PDE in the department of mathematics at Imperial College London.
Year(s) Of Engagement Activity 2017,2018,2019,2020