Hitching the subcritical branch of convection
Lead Research Organisation:
Coventry University
Department Name: Ctr for Fluid and Complex Systems
Abstract
Thermal convection due to temperature differences in fluids drives multiple processes from planetary and stellar interiors, to the casting of metals and heat extraction. In its simplest form, convection sets in when the ratio of buoyancy to viscous forces, the Rayleigh number Ra, exceeds the critical value Rac at which an infinitesimal perturbation to the non-convective equilibrium becomes amplified by the flow dynamics. In more complex examples, subcritical convection may exist, i.e. for Ra below Rac. This not only happens in the ducts of heat exchangers, but also was recently discovered during the continuous casting of alloys, where it could lead to unwanted segregation defects in solidified alloys. Recently, subcritical convection also appeared in numerical simulations of planetary interiors, where a hot solid core is surrounded by a colder liquid metal extracting heat from it through a complex convective process controlled by the interplay between buoyancy, the Coriolis force induced by the planet's rotation and the Lorentz force due to its magnetic field.
In all three cases, the subcritical nature of convection is crucial: igniting convection below Rac significantly enhances heat transfer: this is the holy grail of cooling applications and one of the technological deadlocks in the design of nuclear fusion reactors. The challenge is to perturb a non-convective flow into a subcritical convective state. Conversely, defects incurred by subcritical convection must be avoided in continuous casting. Convection is also the beating heart of planets, driving amongst other processes, the dynamo action that sustains their magnetic field. An excursion away from a potentially subcritical convective state could shut down convection in planetary cores, one of the ways planets may "die".
In these problems the central questions are "how far below criticality can convection exist ?" and "what perturbation either ignites or extinguishes subcritical convection ?". Furthermore, whether subcritical convection even subsists in the presence of planetary magnetic fields is not even known. Straight simulations of the governing equations cannot answer these questions because they cannot reliably tell if convection is stable. Continuation methods can capture convective states regardless of their stability, but do not directly apply as reaching or leaving the convective state requires a discontinuous 'jump', as sought here.
This project will answer these mathematical questions in all three examples, by taking advantage of recent developments in stability theory. For the first question, exact solutions on disconnected branches will be captured from either simulations or distant states by adapting the hook step and Time Delay Control methods currently used to study the transition to turbulence in shear flows. These states can then be traced back to the origin of the subcritical branch using continuation methods. For the second, we will use perturbations with optimal transient energy growth to destabilise the non-convective equilibrium into the subcritical branch (or the reverse) and find paths to the extinction or the ignition of convection.
While the importance of subcritical convection in geophysical and casting problems only came to light very recently, so did the techniques to elucidate its true role. So too did the opportunity to exploit them in industry, as metallurgists increasingly turn to rigorous mathematics to control their processes. Ongoing collaboration with metallurgists and this work's relevance to nuclear fusion reactors offer direct opportunities for these new methods to start replacing current trial-and-error practice in design by tailored optimisation methods in these industries and potentially others. To this end, we will implement these methods into an open-source numerical package capable of finding or igniting the full range of subcritical convective flows in the widest possible range of problems.
In all three cases, the subcritical nature of convection is crucial: igniting convection below Rac significantly enhances heat transfer: this is the holy grail of cooling applications and one of the technological deadlocks in the design of nuclear fusion reactors. The challenge is to perturb a non-convective flow into a subcritical convective state. Conversely, defects incurred by subcritical convection must be avoided in continuous casting. Convection is also the beating heart of planets, driving amongst other processes, the dynamo action that sustains their magnetic field. An excursion away from a potentially subcritical convective state could shut down convection in planetary cores, one of the ways planets may "die".
In these problems the central questions are "how far below criticality can convection exist ?" and "what perturbation either ignites or extinguishes subcritical convection ?". Furthermore, whether subcritical convection even subsists in the presence of planetary magnetic fields is not even known. Straight simulations of the governing equations cannot answer these questions because they cannot reliably tell if convection is stable. Continuation methods can capture convective states regardless of their stability, but do not directly apply as reaching or leaving the convective state requires a discontinuous 'jump', as sought here.
This project will answer these mathematical questions in all three examples, by taking advantage of recent developments in stability theory. For the first question, exact solutions on disconnected branches will be captured from either simulations or distant states by adapting the hook step and Time Delay Control methods currently used to study the transition to turbulence in shear flows. These states can then be traced back to the origin of the subcritical branch using continuation methods. For the second, we will use perturbations with optimal transient energy growth to destabilise the non-convective equilibrium into the subcritical branch (or the reverse) and find paths to the extinction or the ignition of convection.
While the importance of subcritical convection in geophysical and casting problems only came to light very recently, so did the techniques to elucidate its true role. So too did the opportunity to exploit them in industry, as metallurgists increasingly turn to rigorous mathematics to control their processes. Ongoing collaboration with metallurgists and this work's relevance to nuclear fusion reactors offer direct opportunities for these new methods to start replacing current trial-and-error practice in design by tailored optimisation methods in these industries and potentially others. To this end, we will implement these methods into an open-source numerical package capable of finding or igniting the full range of subcritical convective flows in the widest possible range of problems.
Organisations
- Coventry University (Lead Research Organisation)
- National Center for Scientific Research (Centre National de la Recherche Scientifique CNRS) (Collaboration)
- National Institute of Applied Sciences of Lyon (Collaboration)
- University of Nottingham (Collaboration)
- COVENTRY UNIVERSITY (Collaboration)
- Constellium Technology Center (Project Partner)
People |
ORCID iD |
| Alban Potherat (Principal Investigator) |
Publications
Abhishek Kumar
(2025)
Suppressing instabilities in mixed baroclinic flow using an actuation based on receptivity
in Journal of Fluid Mechanics
Bjarne Vincent
(2025)
Stability of acoustic streaming jets
in Journal of Fluid Mechanics (under reivew)
Pothérat A
(2025)
Seven decades of exploring planetary interiors with rotating convection experiments
in Comptes Rendus. Physique
Pothérat A
(2024)
Magnetic Taylor-Proudman Constraint Explains Flows into the Tangent Cylinder.
in Physical review letters
Richav Agrawal
(2025)
Regimes of rotating convection in an experimental model of the Earth's tangent cylinder
in Geophysical Journal International (under review)
| Description | The award focused on finding the nonlinear states of convection in setting relevant to the liquid core of planets such as the Earth: this includes the effect of planetary rotation and magnetic fields. At the moment of writing this report, concerns the effect of the magnetic field: Until now, the effect of rotation, through the Coriolis force has guided our understanding of convection in planetary cores: because of it, the convective flow becomes invariant along the rotation direction. This constraint, called the Taylor-Proudman constraint determines the entire topology of the flow in the core: in particular, it separates polar and equatorial regions into two distinct flows with very different convection patterns. We derived a new analytical theory showing that because of the magnetic field, the flow must cross this boundary and we were able to derive an equation to predict exactly by how much: we called this the Magnetic Taylor-Proudman constraint (MTPC). The MTPC is consistent with satellite measurements of the flow in the Earth Core and we were able to verify it using a unique experiment performed at the Grenoble High Magnetic Field Laboratory. Further computational work is currently being carried out to identify more specifically the states of convection that result from this constraint |
| Exploitation Route | The main result has generated considerable interest amongst scientists and in the media. AP continues to collaborate with PDRA JG who now holds a position in Italy on the topic. As part of this collaboration, we are conducting computational work aimed at tracking the transition between the different states of convection, especially those modelling convection under the poles which this award targets more specifically. Others can already use the MTPC to further understand the flow in the Core of the Earth and in experiments and numerical simulations modelling the underlying physics. |
| Sectors | Other |
| Description | The results have only started to be published and papers are currently in the pipeline so they have not fully reached the community yet. |
| First Year Of Impact | 2024 |
| Sector | Other |
| Title | Routines adding linear stability solver, Newton solver and branch tracing to the finite volume code GOLFISH |
| Description | Routines have been implemented to determine the linear stability of convective flows in cylindrical containers in the presence of Background rotation and magnetic fields. These ingredients are the barebones of flows inside planetary interiors. The code also includes a routine to determine the nonlinear stable or unstable states underpinning these flows. Branch tracing offers the possibility to trace how flows switch between these states when parameters are varied (ie background rotation, magnetic field intensity, temperature gradient driving the convection or material properties). |
| Type Of Material | Technology assay or reagent |
| Year Produced | 2024 |
| Provided To Others? | No |
| Impact | All users of the GOLDFISH code are now able to determine the stability, the nonlinear states and the bifurcation diagram of any convective flow in a cylindrical geometry in the presence of either background rotation or magnetic field. This is an invaluable asset for the fundamental study of these flows that benefits fluid dynamicists and for geophysicists interested in the convective flows inside planetary interiors. |
| Description | EPSRC access to high magnetic field for UK researchers |
| Organisation | National Center for Scientific Research (Centre National de la Recherche Scientifique CNRS) |
| Department | The National Laboratory of Magnetic Fields is a research institution |
| Country | France |
| Sector | Charity/Non Profit |
| PI Contribution | The experiments we carried out in Grenoble, which our partner funded through the EPSRC access grant to the European Magnetic Field Laboratory (EMFL) strongly reinforce the case for the UK to fund access to high magnetic fields. The results will be summarised in the next bid to renew funding for access. |
| Collaborator Contribution | EPSRC grant NS/A000060/1 offers access to the four laboratories of the European Magnetic Fied Laboratory (EMFL) for UK researchers. The grant is held by prof. Amalia Patane (University of Nottingham). Thanks to it, we were able to carry out experiments using the Little Earth Experiment 2 (see Collaboration with Prof. Horn) at the Grenoble High Magnetic Field Laboratory (French CNRS). These experiments enabled us to experimentally map the flows calculated in the frame of the projects and experimentally detect the trace of the nonlinear states that this project aimed at calculating. The experimental proof significantly enhances the relevance of our calculations and therefore magnifies the value of the work produced in this project. The EPSRC Grants covered all of AP's travel expenses to go to Grenoble as well as the cost of running the 12 MW/10.5 T magnet we used in our experiments, which typically costs 2,000 euros per hour. The combined experiments for MAGNADO and for this project used approximately 100 h of field time, ie approx 200,000 euros. |
| Impact | see comment on collaboration with Prof. Horn. The data generated by this collaboration is currently being processed and is expected to lead to several publications in leading journals in fluid mechanics/physics/geophysics. |
| Start Year | 2022 |
| Description | EPSRC access to high magnetic field for UK researchers |
| Organisation | University of Nottingham |
| Country | United Kingdom |
| Sector | Academic/University |
| PI Contribution | The experiments we carried out in Grenoble, which our partner funded through the EPSRC access grant to the European Magnetic Field Laboratory (EMFL) strongly reinforce the case for the UK to fund access to high magnetic fields. The results will be summarised in the next bid to renew funding for access. |
| Collaborator Contribution | EPSRC grant NS/A000060/1 offers access to the four laboratories of the European Magnetic Fied Laboratory (EMFL) for UK researchers. The grant is held by prof. Amalia Patane (University of Nottingham). Thanks to it, we were able to carry out experiments using the Little Earth Experiment 2 (see Collaboration with Prof. Horn) at the Grenoble High Magnetic Field Laboratory (French CNRS). These experiments enabled us to experimentally map the flows calculated in the frame of the projects and experimentally detect the trace of the nonlinear states that this project aimed at calculating. The experimental proof significantly enhances the relevance of our calculations and therefore magnifies the value of the work produced in this project. The EPSRC Grants covered all of AP's travel expenses to go to Grenoble as well as the cost of running the 12 MW/10.5 T magnet we used in our experiments, which typically costs 2,000 euros per hour. The combined experiments for MAGNADO and for this project used approximately 100 h of field time, ie approx 200,000 euros. |
| Impact | see comment on collaboration with Prof. Horn. The data generated by this collaboration is currently being processed and is expected to lead to several publications in leading journals in fluid mechanics/physics/geophysics. |
| Start Year | 2022 |
| Description | Stability and nonlinear states of acoustic streaming jets |
| Organisation | National Institute of Applied Sciences of Lyon |
| Country | France |
| Sector | Academic/University |
| PI Contribution | Prof Botton and Alban Potherat have been collaborating on the topic of acoustic streaming for several years. For this particular piece of work, a Co-tutelle PhD students between our institutions worked to apply the concepts developed during the course of this project to the problem of acoustic streaming, thus generating an academic impact that had not been envisaged when designing the project. The contribution here is 50% of the funding of the PhD student for the time he worked on the project. |
| Collaborator Contribution | I co-supervised the student to apply numerical tools incorporating the concepts of stability and nonlinear stability used during this project to the problem of characterising the stability of a jet produced by acoustic streaming. This problem is of direct relevance as acoustically-driven jets of this sort offer a contactless means of controlling flows in metallurgical processes (for example for the continuous casting of aluminium alloys). However, to successfully control the flow, it is imperative to understand the parameters determining the stability of the jet and to identify the states of the flows when the jet is not stable. This was successfully carried out, and we found not only new nonlinear flow states that can be used for the purpose of either stirring or mixing the flow, but we also identified the physical mechanisms leading the flow to switch between these states. These results have been gathered in a manuscript currently under consideration for publication in the Journal of Fluid Mechanics. |
| Impact | Stability of acoustic streaming jets, under consideration for publication in the Journal of Fluid Mechanics. |
| Start Year | 2022 |
| Description | UKRI/ERC guarantee project MAGNADO |
| Organisation | Coventry University |
| Country | United Kingdom |
| Sector | Academic/University |
| PI Contribution | Professor Susanne Horn is PI for the MAGNADO project whose purpose is to forward-design an experimental dynamo using numerical simulations and magnetohydrodynamics experiments. She uses two tools of direct Interest: her finite volume GOLDFISH, a highly efficient numerical code designed to simulate convection in cylindrical goemtries, and the Little Earth Experiment 2, which, for the purpose of the project is essentially an experimental counterpart of the code. LEE2 is an experiment that I have been designing and operating since 2014. The collaboration with Prof. Horn considerably enhanced the project in two ways: First, she made GOLDFISH available to Dr Jacopo Gianfrani, the PRDA funded by the project: with it Dr GIanFrani was able to implement the branch tracing method which lay at the Heart of the project in GoldFish and carry out most of the project with the resulting tool. THe advantage of Using GoldFish are multiple: direct, local support from its developer, Prof. Horn, high scalability for future computations, high precision and reliability already tested for the specific problems relevant to the project. Second, Prof Horn's ERC grant supports a PDRA in charge or conducting the LEE2 experiments. Prof Horn adapted the experimental program to include experimental cases that can be directly compared to the theoretical results produced by this project, thereby considerably increasing their value. |
| Collaborator Contribution | My initial contribution is to make LEE2 available to Prof. Horn. Additionally, the code development performed within the project adds two very important functionalities to GOLDFISH: the code is now able to perform linear stability of any flow taking place in the cylinder and now has a branch tracing capability making it possible to calculate all underlying nonlinear states. This makes GoldFIsh a unique package in the convection community and a formidable tool to study convection in cylinders in the presence of both rotation and magnetic fields. |
| Impact | The review paper on rotating convection co-written with Prof Horn (C.R. Phys 2024) was written in the frame of this collaboration. However, most of the new results resulting from this collaboration are now in the process of being analysed (both numerical and experimental). The data is excellent and the results are expected to produce multiple papers involving both our teams. . |
| Start Year | 2023 |
| Description | Interview Media coverage of the paper "Magnetic Taylor Constraint explains flows into the tangent cylinder" (Phys. Rev. Lett.133 18410, 2024, https://doi.org/10.1103/PhysRevLett.133.184101) |
| Form Of Engagement Activity | A press release, press conference or response to a media enquiry/interview |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Public/other audiences |
| Results and Impact | Interview by Rachel Berkowitz followed up by an article for APS Physics magazine. |
| Year(s) Of Engagement Activity | 2024 |
| Description | Magnificent Maths and Phenomenal Physics: public science open day of the Centre for Fluid and Complex system (occurs in spring every year) |
| Form Of Engagement Activity | Participation in an open day or visit at my research institution |
| Part Of Official Scheme? | No |
| Geographic Reach | National |
| Primary Audience | Public/other audiences |
| Results and Impact | Magnificent Maths and Phenomenal Physics is an open day designed to share our passion for science with the general public. It is not a recruitment event. It focuses on the centre's main specialism in statistical physics and fluid mechanics. The event combines public science talks by staff and post-graduate students, interactive activities involving small experimental demonstrators, lego, interactive software and a demonstration of the real science experiments in FCS's fluid mechanics laboratory. These activities cover both the fundamental physical mechanisms underlying the problem we study (for examples basic demonstration of magnetism, convection, fluids in rotation) and the current science problems FCS researchers are actively working on. Both AP and JF were actively involved in the event in 2023 and 2024 with demonstrations of convection on simple experimental set and and full blown run of the Little Earth Experiment 2 (see collaboration with Prof. Horn for details on LEE2). FCS ran the event for the first time in 2023 and attracted about 60 participants. The following year, attendance climbed over 150 participants. In both cases, feedback questionnaires came back with extremely high level of satisfaction and participant asking for more. We are hoping to continue to improve the even and widen participation. |
| Year(s) Of Engagement Activity | 2023,2024 |
| URL | https://www.coventry.ac.uk/research/about-us/research-events/2024/magnificent-maths-and-phenomenal-p... |
| Description | press relases, interviews and media coverage of the paper "Magnetic Taylor Constraint explains flows into the tangent cylinder" (Phys. Rev. Lett.133 18410, 2024, https://doi.org/10.1103/PhysRevLett.133.184101) |
| Form Of Engagement Activity | A press release, press conference or response to a media enquiry/interview |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Media (as a channel to the public) |
| Results and Impact | This paper was selected as part of the Editor's pick for the prestigious Physical Review Letters where it was published: this concerns about 1/6th of the papers accepted for publication in this highly selective journal: editors' picks are included in a press release from the PRL aimed at the popular science media. Additionally, the American Physical Society's outreach magazine "Physics" decided to write a longer feature on it. I was interviewed by Rachel Berkowitz, a science communicator who wrote the outreach article, now available at https://physics.aps.org/articles/v17/142 At the same time, the university made a press release for which I worked with Science communicator Eva Amsen (https://www.evaamsen.com). The press releases raised media interest from several popular science media outlets in English, Russian and Spanish, currently: - APS Physics magazine (article by Rachel Berkowitz): https://physics.aps.org/articles/v17/142 - Nicole Sharp's famous FYFluiddynamics blog featured the paper: https://fyfluiddynamics.com/2024/11/how-magnetic-fields-shape-core-flows/ - The science column of the Russian Mainstream newspaper Lenta also wrote a short article: https://lenta.ru/news/2024/11/07/sozdana-imitiruyuschaya-zemlyu-eksperimentalnaya-ustanovka/ - IFL Science released an article for which I was interviewed by journalist DR. ALFREDO CARPINETI: https://www.iflscience.com/unexpected-metal-flow-challenges-theories-of-how-earths-magnetic-field-forms-76647 - Phys.org journalist Bob Yika wrote an online article on the paper: https://phys.org/news/2024-11-reveals-earth-magnetic-field-planet.html - The science column of the Spanish-language science website Noticia della Tierra published an article for the general public: https://noticiasdelatierra.com/un-experimento-revela-como-el-campo-magnetico-de-la-tierra-influye-en-el-flujo-en-el-nucleo-del-planeta/ |
| Year(s) Of Engagement Activity | 2024 |
| URL | https://aps.altmetric.com/details/170088086 |