An Appreciative Inquiry into the response to diversity in three Yorkshire Prisons

Lead Research Organisation: University of Bradford
Department Name: Faculty of Social Sciences

Abstract

Responding to diversity within the prisons setting is a complex and challenging process and HM Prison Service is still developing and refining its national policy framework to ensure that its responsibilities under the Race Relations (Amendment) Act (2000), the Disability Discrimination Act (1995) and the new Equalities Act (2010) are met. Within this wider framework each individual prison is required to develop their own local policy framework to promote equality and reduce discrimination in relation to seven 'protected characteristics' of diversity; age, disability, gender reassignment, race, religion or belief, sexual orientation, marriage and civil partnerhip and pregnancy and maternity (MOJ, 2011).
The present research builds on a previous ESRC funded pilot project undertaken by the researchers which aimed to develop and test a methodology for exploring the response to diversity in prisons. It aims to employ the methodology more widely within the Prison Service to develop a body of knowledge about the response to diversity using three prisons from the Yorkshire region as case studies. The choice of sites is influenced by the need to capture the experiences of prisoners and prison staff across a range of different security categories and types of prison and includes; HMP Wakefield, a maximum-security prison accommodating adult male prisoners convicted of very serious offences, serving long sentences and who may continue to pose a risk to others (including prison staff, other prisoners and, if they were to escape, the general public); HMP Leeds, a 'Local/Remand' prison accommodating adult male prisoners awaiting court appearances, prisoners awaiting allocation to other prisons and prisoners serving short sentences; and HMP Lindholme, a Category C prison accommodating prisoners, over the age of 21,allocated a relatively low security category. The population includes prisoners serving life sentences who may have served a substantial period of their sentence elsewhere and prisoners serving shorter sentences.
The three year research project will illustrate:
o how prisoners in diverse minority groupings experience the diversity policies and procedures in place at each establishment,
o which aspects of policies, procedures and practices in each prison are perceived by minority groups to promote feelings of respect and well-being,
o how prison staff experience the policies and procedures that guide their practice with prisoners from diverse minority groupings, and,
o ways in which diversity policies, procedures and practices in each prison could be improved to promote a greater feeling of respect and well-being in minority groups.

It will also explore and develop theories of intersectionality as a way of understanding how people experience prison life. Commonly, aspects of personhood such as ethnicity, religion, and sexuality are deemed to be distinct aspects of experience which determine the political, social and economic dynamics of oppression. Theories of intersectionality recognise these aspects as commonly overlaying one another, creating complex intersections at which several aspects may meet. They can address the ways in which policies and the actions of those implementing policies can operate together to create discrimination and disempowerment, and offer a means of accounting for the ways in which forms of discrimination structure the relative positions of people of diverse minorities.
These aims will be met combining four stages of data collection: an appreciative ethnography of the relationship between official diversity policies and procedures and the knowledge and practices of staff, interviews with prisoners' representative of diverse minority groupings from all wings of each prison, a survey of all prisoners in each prison, focus groups with staff from the residential wings and other departments across each prison.

Planned Impact

Our assessment of impact is grounded in impacts evidenced as arising from our earlier pilot and knowledge exchange activities.

WHO WILL BENEFIT AND HOW?
The pathways to impact in this project are not end-loaded. By involving beneficiaries throughout the course of the project impacts will occur at various times during the duration of the project and beyond.
ACADEMIC COMMUNITY: researchers & theoreticians in penal policy, prison sociology/psychology understanding diversities and theorising intersectionality (in custodial settings) will benefit as outlined earlier.
NATIONAL POLICY MAKERS: will benefit from the situated and contextualised knowledge produced, enabling the development of more informed and sensitive policies in the area of diversity; this benefit is exemplified in the production of a policy for transsexual prisoners arising from the earlier pilot research and knowledge exchange (KE) activities.
NATIONAL OFFENDER MANAGEMENT SERVICE AND PRISON PARTNERS: benefits will arise at three levels, individual prisons, regionally and nationally. Senior national and regional members of the organisation benefit via participating in the Executive Steering Group, local NOMS/Prison managers will sit on specific steering groups for each prison. This direct involvement in the project will enable an immediate exchange of knowledge/findings to specific locations. At the end of data collection in each prison a report will be prepared identifying local findings. This will inform each establishment of good practices and areas where change is needed. It will also make specific recommendations in relation to improving practices. An overall report synthesising the findings from the three prisons will be distributed regionally and nationally.
PRISON STAFF: Uniformed staff, specialist sections and prison managers will all benefit. Our earlier research indicates three sources of benefit; 1) direct participation in staff focus groups, 2) participation in the prison steering group (PSG) and 3) in the recognition of both good practice and areas to be improved identified in the research reports. In the pilot research staff morale was improved with the recognition that staff sometimes worked well in very difficult situations. Moreover, staff practices were improved as a result of KE activities following the pilot project (for example in areas relating to diversity and sensitive searching, working with gay and transsexual prisoners). Benefits also arise from the methodology employed in the research. As we have said elsewhere in this application, Appreciative Inquiry (AI) is not negatively focused, thus it identifies both good and poor practice; this twin focus allows staff not to feel negated by research (a common response to more problem focused research approaches) and it also enables them to engage positively with changing practices that are not working or are harmful.
PRISONERS: benefit from the research in a wide range of ways. Those involved in Prisoner Advisory Groups (PAG) in individual establishments benefit from ongoing involvement in a project that aims to help prisons improve their responses to diversity. Prisoner involvement in these groups is not passive; our experience shows that their involvement in PAGs is engaged, committed and positive. Prisoners respond more positively in their regimes having participated in groups where their experience and comments are valued and influential. Prisoner research participants benefit from having time to speak to people outside the prison system about their experiences. More widely, prisoner populations, in and beyond the participating prisons, will benefit from the improved responses to diversity that will emerge from this research at local, regional and national levels.
THIRD SECTOR ORGANISATIONS/CHARITIES PARTNERING WITH PRISONS: such as penal reform charities, Age Concern, Yorkshire MESMAC, Disability Alliance will benefit from the knowledge generated about diversity in prisons

Publications

10 25 50
 
Description A report on key findings will be provided in 2018
Exploitation Route This will be addressed in the report on key findings to be provided in 2018
Sectors Government, Democracy and Justice,Other

 
Description A narrative impact report will be provided in Spring 2019. Some early impacts on policy practice can be viewed in entries under the 'Policy Influence' tab.
Sector Government, Democracy and Justice,Other
 
Description Applying Appreciative Inquiry in organisational reform in correctional organisations
Geographic Reach Australia 
Policy Influence Type Influenced training of practitioners or researchers
Impact Prof. Charles Elliott, co-investigator, delivered a four hour training seminar for senior managers from the Queensland Department of Correctional Services. Attendees included high level managers ranging from the Deputy Commissioner and senior departmental directions, including the Inspector of Custodial Services. The training focused on the application of appreciative inquiry in organisational reform in correctional organisations. The feedback from the 20 corrections managers was extremely positive in giving them new skills in change management. ....
 
Description Written advice based on early findings provided to NOMS for inclusion in a review of current policy and development of guidance for staff
Geographic Reach National 
Policy Influence Type Implementation circular/rapid advice/letter to e.g. Ministry of Health
 
Description 'The Changing Face of Diversity Governance in UK Prisons: Pitfalls and Possibilities'. Making Diversity Interventions Count, University of Bradford, 17th June, 2014 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact The talk explored recent changes to the governance of diversity and equality in prisons in England and Wales. The changes create a potential for greater flexibility for each prison to assess and respond to the diversity specific needs of its prisoner population. The talk problematized a dichotomy, evident in early data from the current research, of 'diversity as separate' and 'diversity as embedded throughout the prison'. These ideas were explored in terms of the behaviour and levels of engagement of both staff and prisoners, the potential positive implications of embedded and supportive diversity governance on good order and discipline, dynamic prison security and effective prisoner-staff and prisoner-prisoner relationships. The talk was delivered by Dr Lavis (PI) and Dr Turner (Research Associate) at the Making Diversity Interventions Count conference at the University of Bradford, 17th June, 2014. The audience included practitioners, consultants, researchers, postgraduate students and representatives from prisons and third sector organisations interested in equality and diversity. The activity stimulated questions and discussions about the paucity of research exploring equalities and prison staff and the tensions created where workforces in any industry are expected to attend to the equality needs of service users in circumstances where their employing organisation does not effectively meet workforce equality needs.

Contact from academics in Ireland - keep an eye on this and update this field if this develops further.
Year(s) Of Engagement Activity 2014
 
Description 'Advancing the response to equality in prisons through provocative propositions' Panel of three papers delivered to the European Society of Criminology Conference. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact A collection of three talks were given at the European Society of Criminology Conference in Portugal. The talks advanced the aims and objectives of the current research project in relation to: the relationship between intersectionality and prisoner agency; how an intersectional reading of diversity identities might promote engagement with reducing re-offending; and exploration of the use of the Appreciative Inquiry (AI) technique 'provocative propositions' as a mechanism for interrogating and advancing emergent research findings. The panel was attended by 35 researchers, doctoral students, practitioners and policy makers. The talks generated questions, discussion and debate about the application, challenges and opportunities for using the kinds of appreciative methods used in the present research project in prisons research in European, Antipodean and African contexts; the significance of adopting research methodologies, like AI, in generating knowledge which simultaneously creates practical impacts.
Year(s) Of Engagement Activity 2015
 
Description 'How can the effectiveness of our diversity interventions be improved by the consideration of lived experience at an intersectional level?' Making Diversity Interventions Count Conference 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact Dr Lavis gave a keynote address at at the Making Diversity Interventions Count conference held at the University of Bradford, 11th June, 2015. This interdisciplinary conference attracts delegates from business and industry, health, education and finance sectors, in addition to service user advocacy and other third sector organisations and the talk was delivered to several hundred delegates. The interactive talk provoked delegates to consider three key questions 1. How might hierarchies of credibility and influence in terms of diversity be effecting the empowerment/disempowerment of certain groups within your organisation? 2. How could the concept of Intersectionality be used to enable people to "see diversity" more clearly? 3. How could adopting an Intersectional viewpoint be used to enhance research insight and Interventions that lead to change? The talk stimulated questions and debate what extended beyond scheduled discussion time into the remainder of the conference event and subsequent breakout sessions.
Year(s) Of Engagement Activity 2015
 
Description 'Prison Benchmarking: the Rise of the Prisoner Mentor and the De-professionalisation of the Prison Officer'. British Society of Criminology Conference, University of Liverpool, 10-12th July, 2014. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact The talk explored the influence of benchmarking on the response to equality and diversity in prisons. Benchmarking was a key component of Government plans between 2013-2017 to reform, restructure and reduce the costs associated with running Public Sector Prisons. The talk presented emergent issues from the first research site about the impact of benchmarking on prison officers engagement with and views about work related to achieving equality. It also highlighted and discussed the concurrent rise of mentoring and representative roles through which prisoners support and advise other prisoners about equality need and provision. The talk was delivered by Dr Lavis (PI) and Hugh Asher (Research Associate) at the British Society of Criminology Conference, University of Liverpool, 10-12th July, 2014. The audience included practitioners, researchers, postgraduate students and representatives from prisons and third sector organisations. The activity sparked questions and discussions which helped generate additional avenues of inquiry in the present research project.

None as yet - keep an eye on this
Year(s) Of Engagement Activity 2014
 
Description 'Taking a 'whole person/whole prison' approach to achieving equality in prisons': Insights from ESRC funded research into the response to diversity in prisons 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Other audiences
Results and Impact 40 practitioners, criminal justice professionals, scholars and postgraduate students attended an event on Contemporary Research in Crime and Justice organised by the British Society of Criminology Yorkshire and Humberside Regional Group. Dr Lavis' keynote talk sparked questions and discussions about the importance of cultural rituals relating to food for maintaining ethnic identity in prisons. Similarities were identified with findings from research into the experiences of female detainees in Immigration Removal Centers.
Year(s) Of Engagement Activity 2017
 
Description Appreciative Inquiry Training for doctoral students and academics 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact A two hour appreciative inquiry training event was delivered by Prof. Charles Elliott, co-investigator, at the Gold Coast Campus, of Griffith University, Australia. The event included an introduction to appreciative inquiry, an appreciation of the theoretical background and some practical skills training in appreciative interviewing. Fifteen people attended the event and included a mixture of Academics and PhD. students.
Year(s) Of Engagement Activity 2015
 
Description Appreciative Inquiry Training for practitioners, doctoral students and academics 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact A two hour appreciative inquiry training event was delivered by Prof. Charles Elliott, co-investigator, at Griffith University, Australia. The event included an introduction to appreciative inquiry, an appreciation of the theoretical background and some practical skills training in appreciative interviewing. Twenty two people attended the event including Academics, PhD. students and four public sector workers from the Department of Communities and Child Safety.
Year(s) Of Engagement Activity 2015,2016
 
Description Participatory Appreciative Inquiry workshop at the Ist Global Conference on Positive Change 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Dr Lavis ran an Open Creative Space workshop for delegates attending the first Global Conference on Positive Change (April,2017 in Amsterdam). International delegates comprised thought leaders, practitioners, business leaders, policy makers and practitioners, scholars and consultants actively involved in positive change initiatives across four continents. The Open Creative Space workshop applied insights from the Appreciative Inquiry based methodology of the research project. The interactive activities enabled delegates to gain knowledge and practical skills in the use of Appreciative Inquiry methods to bring transformative positive change in negative and challenging contexts including projects in which delegates were already engaged. These contexts included; the workplace, commerce and industry, local government and third sector/NGOs.
Year(s) Of Engagement Activity 2017
 
Description Taking a whole person response to equality in prisons: presentation at an event organised by the Howard League for Penal Reform. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact This open public event was convened by the Howard League for Penal Research. The audience combined undergraduate and postgraduate students, members of the general public, third sector organisations, members of the IMB (Independent Monitoring Board for prisons), Prison Governors, prisons staff and researchers. Dr Lavis joined an interdisciplinary panel of four speakers, giving talks illustrating a range of issues relating to the quality of prison life for specific minority groups including; sexual offenders, prisoners with characteristics of personhood protected under the Equality Act and older and disabled prisoners. The presentations generated discussion and debate about the relational challenges involved in meeting the needs of the changing prisoner population, the opportunities and obstacles related to transforming the built environment of prisons across the estate and experience of imprisonment for prisoners who together form a statistical minority in prison because of their offence or characteristics of personhood (e.g. faith, disability, age, ethnicity, race, sexuality, gender-reassignment, pregnancy and maternity etc.).
Year(s) Of Engagement Activity 2016
 
Description The mis-recognition of prisoners 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact The talk highlighted a number of socio-penal disadvantages associated with the (mis)recognition of mental disability and learning difficulty within prisoner populations. These disadvantages were considered in relation to theories of recognition, intersectionality, redistribution and deliberative justice. The presentation argued for wider scope for the use of the protective powers provided in the Act, including for prisoners and community members suffering from long term mental illness and learning impairment.
Year(s) Of Engagement Activity 2016
 
Description The social construction of deservedness and equality 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact The talk, delivered by Rebecca Baylis (Research Associate) offered a critique of the social construction of equality; in particular constructions of the diversity related needs of prisoners with protected characteristics of equality as 'deserving' and 'undeserving' in the prison context. The talk drew on data from the research illustrating the construction of prisoners with substance-misuse dependency, mental health issues and vulnerabilities arising from prison debt as 'unreasonably needy' and 'less deserving' in the talk of staff and other prisoners. These constructions contrasted with ways of talking about prisoners from other protected characteristic groups, such as older prisoners and those with disabilities which framed them as deserving of protection and support. The impact of these constructions was critiqued in terms of generating and maintaining a hierarchy of deservedness which, in turn, influenced the prison response to the needs of prisoners with protected characteristics.
Year(s) Of Engagement Activity 2016
 
Description Towards an Intersectional Understanding of Faith Identities in Prison 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact The talk given by Dr Emily Turner (Research Associate) explored the importance and significance of faith identities in prison. Critical consideration was given to the prominence of faith and its intersection with other protected characteristics of personhood in the narratives of prisoners participating in the research. The talk explored the importance prisoners attributed to being known as an individual and the associations prisoners made between being known and being treated as a human being.
Year(s) Of Engagement Activity 2016