Cyber Warfare and Nuclear Strategy: Challenging the Utility of Nuclear Weapons in Global Security

Lead Research Organisation: University of Leicester
Department Name: Politics

Abstract

My proposed research seeks to evaluate the challenge to conventional notions of nuclear weapons and nuclear strategy posed by the growth of cyber warfare capabilities. While the relevance and utility of nuclear weapons has been increasingly challenged from other angles - such as through the revival of the 'global zero' movement, new technological advances in conventional weaponry and the rise of assymetric warfare - little thought has been given to how the growth in cyber capabilities may actually be eroding deeply held understandings of deterrence and nuclear weapons as the 'ultimate guarantor' of state security. Consequently, as policymakers begin to rethink defence and national security strategy in light of changing global requirements, financial pressures, and political obligations, it is essential that thought be given to how new cyber capabilities may be altering the dynamics which have proved central to international security since 1945.

The central objective of this research is to investigate how advances in global cyber capabilities might impact nuclear strategy and the utility of nuclear weapons. In abstract terms, one can already identify four potential areas of complication; (1) the real-time nature of a cyber warfare means that defence planners may no longer have time to organise a response to a cyber attack - consequently it is difficult to see how a system of mutual vulnerability could be instigated to control this, or how the threat of nuclear response could remain credible; (2) cyber capabilities and intentions cannot be easily monitored or verified, therefore it is difficult to judge whether someone is planning an attack - indeed, 'trap doors' and 'logic bombs' may have already been placed inside a nations critical infrastructure, meaning that the ability to respond to an attack has already been compromised; (3) it is difficult to produce guidelines that specify when a cyber attack has taken place, and to distinguish when this may be sufficient to induce a kinetic response (i.e. what level of attack might justify a nuclear retaliation); (4) because preparations for cyber attack may go unnoticed, you can never be entirely sure that your nuclear and defensive systems will work in a time of crisis; they may already have been compromised.

The US, UK and NATO all continue to place nuclear weapons and deterrence at the heart of their security strategies; all have recently declared cyber threats to be key security objectives, and all three have been coming under increasing political, economic and normative pressure to rethink their respective nuclear strategies. For each, cyber warfare presents and new and unique security challenge, the implications of which are yet to be fully understood or explored. A key aim of this project is therefore to provide case-specific information about the impact of advances in cyber capabilities for the nuclear weapons postures of each of these governments, and for NATO, while also considering these developments on a more conceptual level. Ultimately therefore the project is designed to be of benefit to national governments and NATO as decisions are made about future resource allocation and security requirements - specifically about the continued role of nuclear weapons - and therefore the role that cyber might play in current debates about nuclear disarmament and 'global nuclear zero' - in addition to driving thinking forward in the informal policy world and in academia.

As a result, the time is ripe for a comprehensive assessment of how cyber capabilities are, and might, impact nuclear strategy, and what these potential conceptual challenges to traditional strategic understandings mean for the future utility of nuclear weapons and nuclear deterrence. In doing this, the project has also been designed to establish a starting point for a global debate about the impact of cyber warfare on the future of nuclear weapons and nuclear strategy.

Planned Impact

The project will benefit three groups that together not only help formulate and implement policy ideas surrounding cyber strategy, nuclear weapons and national security, but also subject those ideas to critical intellectual scrutiny; (1) policy makers with responsibility for nuclear weapons and cyber security strategy; (2) internationally renowned and internationally active think tanks and professional research institutes seeking to influence the climate of opinion surrounding nuclear and national security strategies; and (3) an interdisciplinary range of social scientists with a concern for understanding the implications of cyber for international security and nuclear strategy. Throughout the project the aim will be to present my research in ways that maximise its potential to serve the interests of these varied user groups, thus ensuring the best possible chance of disseminating research in forms that will be of most use to the major stakeholders. This will avoid the pitfalls that can arise from an overly generic method of communicating findings, and allow me to deepen my links with non-academic users by consciously setting out to bridge the gap between the academic and policy worlds.

Primarily the work will be of benefit to those inside of the formal policy-making system within the UK, US and NATO. The proposed research provides timely analysis of the up-to-date trends in the international security environment and how this might affect national and alliance/ IO thinking, security and strategy. Specifically, it provides the first major study of how new cyber challenges will impact and shape thinking about the continued utility of nuclear weapons and nuclear deterrence as central tools and as the ultimate 'guarantors' of security. Given the fact that cyber appears as a major component in the strategies of each one of the project's nuclear stakeholders, this work will feed into discussions about how future strategic planning can be balanced with ever-tighter security resource allocation.

A wide range of internationally-orientated and internationally-active think tanks and professional research institutes both in the UK and overseas will also benefit from my proposed research. While these bodies commission and publish research into cyber security and nuclear strategy, these have remained discrete areas of study, leaving the cyber-nuclear nexus largely untouched. By offering rigorous analysis on this issue, and by bridging the gap between cyber and nuclear research, my proposed project adds to the pool of knowledge available to those who are involved in this vital function of ensuring a more rounded climate of ideas. I have already established links with a number of non-academic stakeholders through my close links with the transatlantic CSIS and RUSI Project on Nuclear Issues, and while many of these actors may well be outside of the formal policy-making structure, they are no less important to the overall functioning of the system.

Finally, scholars concerned with the details of nuclear weapons policy and the implications of cyber warfare will also be interested in this research. For those national security scholars interested in UK, US and NATO nuclear and defence strategy in the cyber age, my work provides a timely addition to debates about how best to respond to changing strategic realities. For those studying global security trends, my work contributes to the burgeoning yet nascent literature seeking to conceptualise and understand what cyber means for international security. Finally, for those whose scholarly concern is nuclear disarmament and nuclear non-proliferation, my work presents an innovative contribution to the literature surrounding nuclear strategy, stability and disarmament. Due to the nature of research, my articles and dissemination strategy are also designed to ensure the widest possible incorporation of my research findings into scholarly networks beyond UK Political Science.

Publications

10 25 50
 
Description Cyber is an inherently contested concept, and the lack of an accepted definition and terms of use has obfuscated the debate and fuelled cyber hype. To address this problem, I have developed my own novel framework for addressing the cyber challenge to nuclear weapons in the broadest possible manner. The cyber challenge is therefore best thought of as a context or lens through which to view the nuclear weapons enterprise, as well as a specific set of "weapons".

The cyber challenge is primarily exacerbating tensions and vulnerabilities that already exist with the nuclear enterprise and particularly in the safe and secure management of nuclear command and control. In this way it is drawing our attention back to the inherent pressures and problems that have always been important but have perhaps escaped our attention more recently.

That said, cyber is unquestionably creating new problems, ways in and vulnerabilities that can be exploited. These are likely to become even more acute as states modernise and further digitise all aspects of their nuclear weapons management systems and make them more complex.

Cyber-attacks span a wide spectrum, from simple hacking and espionage up to activities designed to cause damage and destruction. Cyber-nuclear espionage is by far the biggest challenge in this regard; cyber-sabotage the most worrying. Cyber interference is the most likely threat posed by terrorists and non-state actors.

The cyber challenge involves both passive threats, that is problems that are inherent in nuclear weapons systems due to their complexity and because of 'bugs' and that might lead to accidents or miscalculation, and active threats from those deliberately seeking to hack into and interfere with these systems.

We also need to differentiate between types of attack: states are more likely to pursue disabling activities aimed at undermining systems; non-state groups are more likely to pursue enabling attacks designed to cause miscalculation and/ or nuclear use.

There are certain vulnerabilities arising from cyber for the UK nuclear weapons complex but these are subtler than "cyber hype" would suggest. That said, they do add to the pressures on the perceived role and utility of UK nuclear weapons in the future, and the veracity and invulnerability of the Trident system in particular.

Cyber is creating a range of new pressures for global strategic balances, and will have negative impact of future arms control and strategic stability unless moves are taken to mitigate these risks. This is particularly the case when cyber is included alongside other emerging strategic technologies.

The best way to manage the cyber-nuclear future is to keep nuclear weapons systems simple, safe, and secure. Only then can we look to build confidence, share good practice, and perhaps investigate the possibilities of various moratoria or arms control initiatives.
Exploitation Route The research findings from this project are being taken forward in two main fora, both directly by the UK and US governments, and indirectly by a number of professional institutions and bodies that seek to share the climate of ideas surround cyber and nuclear policy.

(1) Firstly, the findings contribute to a high-level report into cyber threats and nuclear weapons that was be submitted by the Nuclear Threat Initiative to the US government, which will help shape the climate of ideas that surround these decisions in Washington.

(2) The findings are also being used by the UK government as it seeks firstly to guard against and mitigate new threats to the UK's nuclear deterrent system, and at the same time seeks diplomatic initiatives to prevent the further spread of nuclear weapons internationally that might be caused by developments in cyber capabilities.
Sectors Aerospace, Defence and Marine,Digital/Communication/Information Technologies (including Software),Security and Diplomacy

 
Description The briefing by the PI for the European Leadership Network on the cyber threats to UK nuclear weapons made front page news across the UK (in the Daily Express, the National and the Herald) and was picked up by a number of other newspapers and media outlets. It was also widely discussed in Parliament at the time of the Trident renewal vote in 2016. The PI has been contacted by numerous media outlets for expert analysis and been quoted in both UK and international press, and my research has been cited and syndicated in both UK national newspapers. The PI was asked to contribute to a Parliamentary study looking at cyber threats to UK nuclear weapons in 2016. The PI was invited to join a high-profile think-tank led study into the cyber threat to nuclear command and control based in the United States. The findings of this report will go directly to the US government. The PI submitted evidence to and was directly cited by two UK Government Defence Reviews (2015 and 2016).
Sector Security and Diplomacy
Impact Types Policy & public services

 
Description Briefing to the UK Parliamentary Top Level Group
Geographic Reach National 
Policy Influence Type Participation in a guidance/advisory committee
 
Description Evidence submitted to UK Defence Select Committee
Geographic Reach National 
Policy Influence Type Contribution to a national consultation/review
URL http://data.parliament.uk/writtenevidence/committeeevidence.svc/evidencedocument/defence-committee/a...
 
Description Evidence submitted to UK House of Commons Defence Committee and cited in Report
Geographic Reach National 
Policy Influence Type Contribution to a national consultation/review
URL http://www.publications.parliament.uk/pa/cm201314/cmselect/cmdfence/1066/1066.pdf
 
Description Academic talk at the University of Bristol 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact The talk opened up new avenues for debate and allowed me to further refine me research plans and thinking about the project.

N/A
Year(s) Of Engagement Activity 2014
 
Description Appointed member of the Carnegie/ Nuclear Threat Initiative Euro-Atlantic Security next generation working group 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? Yes
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Sparked discussion, develop networks

Policy recommendations submitted to OSCE
Network building
Year(s) Of Engagement Activity 2014
URL http://carnegieendowment.org/specialprojects/EuroAtlanticSecurityInitiativeEASI/?fa=nextGenerationNe...
 
Description Article on US-Russia strategic balance 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact This article led to further questions and requests for interviews.

N/A
Year(s) Of Engagement Activity 2014
URL https://theconversation.com/pressuring-russia-with-missile-defences-is-a-strategic-misfire-25404
 
Description Consultancy for series of articles in The Guardian newspaper 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact TBC
Year(s) Of Engagement Activity 2015
 
Description Gave opinion and consultancy advice to CBS 60 minutes 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact The interview and advice I gave went towards the making of a programme on the ageing US nuclear arsenal.

N/A
Year(s) Of Engagement Activity 2013
 
Description Guest lecture at CNS, Monterey, CA 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Invited talk to students and faculty at the Middlebury Institute for International Studies, Monterey, CA

Was asked to become more involved in networks at MIIS.
Year(s) Of Engagement Activity 2015
 
Description Guest lecture at the Australian National University 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact Invited guest lecturer at the ANU
Year(s) Of Engagement Activity 2016
 
Description Impact of emerging technologies on the future of SSBN's workshop 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Workshop held in conjunction with BASIC and UK Pugwash in London to examine the impact of emerging technologies on the future of UK nuclear thinking,
Year(s) Of Engagement Activity 2016
URL http://www.basicint.org/publications/sebastian-brixey-williams-project-leader/2016/report-impact-eme...
 
Description Interviewed for TV, radio and other media 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact I have been interviewed on the cyber-nuclear challenge for Armed Forces TV, British Muslim TV, BBC Radio 5-live, and the Economist, Telegraph and Guardian newspapers.
Year(s) Of Engagement Activity 2014,2015,2016
 
Description Invited talk at Arms Control in Practice workshop, Kings College London 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Gave remarks on "The cyber-nuclear nexus, emerging technologies and arms control" for an audience of UK policymakers and professionals
Year(s) Of Engagement Activity 2016
 
Description Invited talk at Institute for Conflict, Cooperation and Security at University of Birmingham 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Talk sparked questions and invitation for further discussions with several former UK policy makers present in the audience.

N/A
Year(s) Of Engagement Activity 2015
URL http://www.birmingham.ac.uk/schools/government-society/centres/iccs/events/seminar-series/2015-16/15...
 
Description Invited talk, Russian International Affairs Council, Moscow 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Invited talk at the prestigious RIAC in Moscow, title: "War Games redux: cyber threats and US-Russia nuclear relations"
Year(s) Of Engagement Activity 2016
URL http://russiancouncil.ru/en/inner/?id_4=8076#top-content
 
Description Online article on UK nuclear weapons policy 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact The article was access by over 1000 readers from all over the world, and has led to email correspondence for many readers.

The article helped stimulate thinking about the UK's nuclear future.
Year(s) Of Engagement Activity 2014
URL https://theconversation.com/scotland-no-vote-has-halted-a-wider-debate-about-trident-31987
 
Description Presentation at the ISA annual conference, New Orleans 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact My talk led directly to invitations to give talks at other institutions and to get involved with new networks.

N/A
Year(s) Of Engagement Activity 2015
 
Description Presentation at the inaugural Euro-Atlantic Security Initiative meeting in Vienna 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? Yes
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact The direct result of my talk was the inclusion of the cyber-nuclear challenge in an open letter to the Organisation for Security and Cooperation in Europe (OSCE).

My ideas were included in an open letter to the OSCE, and in a presentation at one of their security days in Vienna.
Year(s) Of Engagement Activity 2014
URL http://carnegieendowment.org/files/EASI_Next%20Generation-OSCE-05-27-14-for%20Carnegie.pdf
 
Description Presentation on nuclear-cyber nexus at the Center for National Security and Strategic Studies, China 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? Yes
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact This talk opened up a debate between UK and Chinese participants about the relationship between cyber and nuclear weapons, and allowed both sides a better understanding of national thinking, strategy and positions.

This talk has helped developed links with colleagues in China and helped formalise the cyber-nuclear link as a key shared challenge.
Year(s) Of Engagement Activity 2014
URL http://www.kcl.ac.uk/sspp/departments/warstudies/research/groups/csss/research/disstrat/UK-China-dia...
 
Description Remarks given on plenary session at the EU Nonproliferation Consortium, Brussels 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Invited to give remarks on plenary panel on emerging technologies and nuclear nonproliferation
Year(s) Of Engagement Activity 2016
URL http://www.iiss.org/en/events/eu-conference/sections/eu-conference-2016-c74a/plenary-2-4f14/andrew-f...
 
Description Talk at the UK Atomic Weapons Establishment 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Approximately 25 professionals from the UK Atomic Weapons Establishment at Aldermaston, Berkshire attended my talk

This event allowed me to present my research to a key group outside of academia, and directly involved in future UK defence planning.
Year(s) Of Engagement Activity 2013
 
Description Talk on UK nuclear future at the University of Birmingham 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? Yes
Geographic Reach National
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact This talk sparked debate between a mix of academics and practitioners/ policymakers about future UK nuclear requirements and challenges.

The talk led directly to an invitation to present at a roundtable on deterrence at the International Studies Association 2015 annual conference.
Year(s) Of Engagement Activity 2014
 
Description Talk on cyber and US-Russia nuclear stability 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Participants in your research and patient groups
Results and Impact Talk sparked questions and debate afterward. Also, helped further develop and shape my ideas.

N/A
Year(s) Of Engagement Activity 2015
URL http://www.birmingham.ac.uk/schools/government-society/centres/iccs/events/2015/09-17-global-nuclear...
 
Description Track 1.5 UK-Indian nuclear dialogue 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact TBC
Year(s) Of Engagement Activity 2015