'The Drivers of Military Strategic Reform in the Face of Economic Crisis and Changing Warfare'

Lead Research Organisation: University of Bath
Department Name: Politics, Languages and Int Studies

Abstract

The project `The Drivers of Military Strategic Reform in the Face of Economic Crisis and Changing Warfare' asks the central question 'What are the key determinants of contemporary European military forces?'. The context of the research focuses on the particular contemporary position of Europe and its armed forces. Since the end of the Cold War, how Europeans feel and think about their militaries has changed. In particular, Europe's militaries have become viewed as less forces of defence and more of expeditions such as intervention or crisis management. For instance, Britain with its traditional focus on combat operations is in stark contrast to the average German view of its armed forces as security without the combat. This has been referred to as changes in Europe's security identities.

While the change in the way that Europeans think about their militaries has been changing since the end of the Cold War, more recent issues have put Europe's militaries in crisis. The first and perhaps most significant for everyday lives is the global financial crisis, which has had a large effect on government budgets and in particular defence budgets. The expectation from the financial crisis is that we will get much smaller, less capable militaries in Europe. In other words, Europe's governments have determined that traditional militaries are too expensive and thus their traditional ability to project power will diminish across land, air and sea. This is what we refer to as the 'resource' hypothesis: IF money matters, THEN militaries will bear the brunt.

At the same time, militaries face developments in strategic doctrine. We see evidence that European militaries are beginning to innovate towards a 'network centric' model by incorporating the US's C4ISR concept into defence systems (Command, Control, Communication, Computers, Intelligence, Surveillance and Reconnaissance). As a result, the focus is on redistributing resources to invest in areas that could make European militaries 'leaner, faster, meaner'. This is what we refer to as the 'strategic' hypothesis: IF developments in strategy matter, THEN militaries will find new ways to approach traditional combat challenges.

On the grander scale, changes in the trans-Atlantic might explain changes in European military forces. In 2011, the US National Security Strategy stated that it would be focusing its attention on the Asia-Pacific region. While the document does not say a withdrawal from Europe altogether, comments since by the US Secretary of Defense and the NATO General Secretary have made it clear that there will be a change in the US presence in Europe. As a result, Europe and NATO are left in a crisis. How might European militaries seek to address this change in the European security architecture? Our 'geo-political' hypothesis suggests that IF changes in geo-politics matters, THEN Europe's militaries will attempt to replace the US contribution to European security.

The project will address these three hypotheses by examining European militaries through a comparative framework that focuses on

- Assets
- Force structures
- Operational Scenarios

The case studies are
- Belgium
- Denmark
- Estonia
- France
- Germany
- Great Britain
- Italy
- Netherlands
- Norway
- Poland
- Spain
- Sweden

The research will be carried out by systematic interviews across Ministries of Defence and NATO Allied Command in Belgium and Norfolk, Virginia, USA. The result of these interviews will be a qualitative dataset on the state of Europe's contemporary armed forces. Interviews are based on prior EPSRC research identification and procedures.

The project will deliver a research monograph (Andrew Humphreys at Routledge is keen to have the book published there) and three research articles following from conference presentations. Furthermore, the project will generate policy briefs and papers throughout the data collection and writing up period.

Planned Impact

What impact is planned for this project? The primary theoretical argument is that Europe's militaries are becoming 'smarter' nor 'poorer' as they transition to manage challenges to national defence. The underlying policy relevant argument is that the fiscal crisis and changing geo-politics provides a political opportunity for states to modernise their combat forces by progressing from 'platform centric' to 'network centric' operations. As a result, this project will make recommendations on assets, unit structure and combat scenarios as generated by the theoretical and empirical findings of the project. The engagement and communication of these recommendations will be discussed below.

With the policy implications of the project in our scopes, we involve stake-holders throughout the project process. Following on from funding from the Engineering, Physical Sciences Research Council (PI Galbreath), we have developed a working relationship with the Land Warfare Centre at Warminster who have made a major contribution to modernising strategic doctrine along the lines of incorporating a 'network centric' approach to warfare at the strategic and operational levels. For this reason, our starting point and primary contribution would be with and on the British defence context and secondarily to European militaries. At the British level, we are keen to examine the nature and added-value of the UK-France defence cooperation agreement on the drivers of strategic change. for this reason, we have established contacts in the MoD. UK stake-holders will be represented on the project steering committee.

Relevant UK stake-holders are:
UK Ministry of Defence
Defence Science and Technology Laboratory
British Army Land Warfare Centre

Furthermore, we have focused on Poland, Denmark and Benelux as other countries (or groups of countries) that have the potential to gain specific policy-relevant contributions from this research project. We will bring this wider circle of stake-holders into the project during the impact and output phases.

Relevant international stake-holders are:
Ministry of Defence in -
Belgium
Denmark
Estonia
France
Germany
Great Britain
Italy
Netherlands
Norway
Poland
Spain
Sweden

A major question for policy-makers in this financial and political environment is how to make the most of their militaries. The outcomes of this research will inform the answer to this question. More specifically, we aim to provide a guide to policy-makers on how to maximise their military forces during times of financial and geo-political flux. For this, we have engaged users from the MoD, Chatham House and the Royal United Services Institute in the design of this research. We also have designed the project management board to bring users into the operation and outcomes of the project.

We seek to impact defence forces in Europe as well through dissemination and communication at the national levels and through collaboration with unique units such as the British Army's Land Warfare Centre in Warminster. We also seek to involve other specialised units during the course of research, particularly in France where the adoption of the C4ISR (Command, Control, Communication, Computers, Intelligence, Surveillance and Reconnaissance) concept has also been a significant strategic change.

Finally, the project engages with the defence industry, especially in the area of C4ISR technologies. In doing so, we add value to how defence ministries, their technology arms (e.g. DSTL) and the defence industry itself, including BAE systems and DefenceIQ, drive the development of military strategy.

Overall, the project aims to inform decision making and policy, in addition to its academic goals of uncovering the causal effects of strategic change in contemporary European forces.

Publications

10 25 50
 
Description The goal of the fist year has been to interview defence planners and tactical decision-makers in European militaries and defence establishments. So far, we have interviewed nearly 100 individuals looking at changes in European militaries. Our questions have worked along the four drivers we highlight in the grant proposal which are budgets, geopolitics, combat experience and tactical reform.

The second year was used to begin writeup and dissemination of the work.

In the paper published in Defence Studies in 2014, we found that, 'This article looks at the changing nature of European militaries specifically within the context of the United States's transformation agenda. The article looks at the key drivers of transformation in European militaries and asks the question to what degree has the American agenda impacted on the way Europe does defence. The article looks at three aspects of transformation across three case studies. The aspects are network enabledness, expeditionary forces and effects based operations. The analysis is applied to the United Kingdom, France and Germany. The findings suggest that local political and bureaucratic conditions have the potential to trump a larger process of force transformation led by the United States.'

In a book chapter, I argued 'This chapter seeks to address the central question in three ways. The first section examines the nature of military modernization in Europe. If the Europeans have not done a RMA at home, how then have they changed? I look specifically how this is linked to RMA innovations in strategy and operations. Secondly, I look at ways to understand the US-European relationship around RMA, paying particular attention to learning and norm transfer. Finally, I look at how the Europeans have sought to understand RMA as an American form of modernization and in relation to their own militaries. I pay special attention to the way European defence decision-makers see the US and its war machine in relation to modernization. The chapter teases out the factors that limit military modernization in Europe.'

In our contribution to a book on the EU and European Defence, Simon Smith and I argued that 'We suggest that while the EU has an important role to play in providing a framework for technical and procurement cooperation, it is unable to engage with some of the more pressing questions about what European militaries are for and how they should go about defending and securing Europe. Secondly, in analysing the extent to which the EU has been able to overcome barriers to strategic thinking in this area we examine the ways in which the EU has sought to modernise Europe's militaries and identify the points of decision-making that empower and constrain strategic thinking. In the final section, we seek to answer two questions: To what extent do competing strategies from the different actors enable or constrain strategic developments? And are there any other impeding factors to a more cohesive strategy? We illustrate how despite there being a common view on security and defence, there are distinct differences on how this will be resourced and on what role key allies like the United States play in determining the use of European militaries going forward. Together, these questions allow us to engage with the larger relationship between the EU and Europe's militaries.'

In a current book project, Simon Smith and I are using a comparative methodology to compare the 8 countries and how innovation is shaping their militaries.

See also the Narrative Impact.
Exploitation Route Through continued work with Government (Number 10, Cabinet Office, FCO, DFID), the Ministry of Defence (JSCSC, RCDS, CHACR, British Army) and think tanks such as RUSI and IISS. I am also working with Lockheed Martin, DBA and BAE Systems around additive manufacturing, trust and escalated manufacturing.
Sectors Aerospace, Defence and Marine,Government, Democracy and Justice,Security and Diplomacy

 
Description Impact in process: European Military Transformation: influencing Europe's defence choices Impact Type: Policy Impact Sector: Aerospace, Defence & Marine Description of impact : The research project (RC-EU1040) is focused upon the drivers of European military reform in the light of economic crisis and changing approaches to warfare. Stake-holders are being involved in the project throughout the process, and it is envisaged that the project will have policy implications both at the National and European levels. Plain English Summary (500 words approx. suitable for public facing web pages): How did the research contribute?: The scope of the research covers the potential policy implications of the project, and stake-holders are therefore involved throughout the project process. Following on from funding from the EPSRC, the researchers have developed a working relationship with the Land Warfare Centre at Warminster, who have made a major contribution to modernizing strategic doctrine along the lines of incorporating a 'network centric' approach to warfare at the strategic and operational levels. For this reason, the project's starting point and primary contribution would be with and on the British defence context, and secondarily, to European militaries. At the British level, the researchers are keen to examine the nature and added value of the UK-France defence co-operation agreement on the drivers of strategic change. For this reason, the researchers have established contacts in the MOD. UK stakeholders will be represented on the project steering committee. Significance : British and European Government; Defence stakeholders Impact: Policy Contribution to UK Government 2015 National Security Strategy and Strategic Defence and Security Review Impact Type: Policy Impact Sector: Security and Conflict Description of impact : Contribution to the Consultative Panel and advice feeding into the 2015 National Security Strategy and Strategic Defence Review, published on Monday 23rd November 2015. Plain English Summary (500 words approx. suitable for public facing web pages): How did the research contribute?: Professor David Galbreath advised the UK Government Consultative Panel charged with preparing the National Security Strategy and Strategic Defence Review. This review was published on 23rd November 2015. Significance 23/11/15: UK Government; National Security Adviser; Cabinet Office Impact: Policy The work on military innovation continues to be an area in which the PI (Galbreath) contributes to. This work has informed Prof Galbreath's contributions at the Ministry of Defence (Main building), British Army (1st Battalion, MoD St Athan), Oxford's Centre for the Changing Character of War Programme, Centre for Historical Analysis and Conflict Research at Sandhurst, the Joint Services Command and Staff College at Shrivingham, the Royal College of Defence Studies in London, workshops by DSTL on Quantum Technologies (at Oxford), on Additive Manufacturing (Swindon), on decision-making and uncertainty (London) as well as Cabinet Office groups on drones and AI. Finally, Galbreath participated in the Cabinet Office's SDSR working group for the 2015 Strategic Defence and Security Review.
First Year Of Impact 2015
Sector Aerospace, Defence and Marine,Security and Diplomacy
Impact Types Policy & public services

 
Title Data Collection 
Description Interviews were performed across European states. This project would be the first of its type in terms of data collection in the context of scope and depth. The project will use mixed methods by combining the raw quantitative data published by RUSI and SIPRI with the qualitative data of the interviews. Nation-state interviews will be carried out at senior levels in Ministries of Defence with civilian administrators as well as senior level officers. Research interviews were also carried out at NATO Supreme Command SHAPE in Mons, Belgium, and at the Allied Command Operations (ACO) Interviews were also held at the level of Deputy Supreme Allied Commander in Europe (DSACEUR)and at NATO's Allied Command Transformation (ACT), in Norfolk, Virginia. A list of interviews to date follow: 07/11/2013 Smart Defence Support Team NATO HQ 07/11/2013 European Defence Agency Capabilitie Director 08/11/2013 NATO HQ Assistant Secretary General Defence Policy and Planning Division 08/11/2013 Special Advisor to NATO Secretary General for Economics and Security 08/11/2013 NATO SHAPE Principle Advisor Politico-Military Affairs 08/11/2013 DSACEUR NATO SHAPE 22/01/2014 Former UK Secretary of Defence 1992-1995 29/01/2014 Division of Defence Development Belgium MoD 29/01/2014 Defence Development Strategic Plans Belgium MoD 29/01/2014 Defence Development Capability Section Belgium MoD 03/02/2014 Cabinet of the Minister Adviser Spainish MoD 03/02/2014 Adviser to the Minister Office of Strategic Evaluation Spanish MoD 03/02/2014 Asesor Del Ministro 03/02/2014 Almirante ( R ) Asesor del Ministro 04/02/2014 Senior Analyst for Security and Defence Real Instituto Elcano 03/02/2014 Adviser to the Minister Office of Strategic Evaluation Spanish MoD 19/02/2014 Research Director / Director, UK Defence Policy Studies RUSI 06/03/2014 Department of Defence Policy and Long-Term Planning, Norwegian MoD 06/03/2014 Senior Advisor, Norwegian MoD 06/03/2014 Director General Department of Finance and Management at Norwegian Ministry of Defence 06/03/2014 Adviser at The Norwegian Ministry of Defence 06/03/2014 Specialist Director at Department of Security Policy at The Norwegian Ministry of Defence 06/03/2014 Senior Adviser at Norwegian Ministry of Defence 06/03/2014 MA student in Contemporary History at the University of Oslo (just sat in on interview) 07/03/2014 Centre for Norwegian and European Security at Norwegian Institute for Defence Studies 07/03/2014 Senior Reseach Fellow Centre for Civil-Military Relations at the Norwegian Institute for Defence Studies 07/03/2014 Reseach Fellow Centre for Civil-Military Relations at the Norwegian Institute for Defence Studies 07/03/2014 Reseach Fellow Centre for Civil-Military Relations at the Norwegian Institute for Defence Studies 07/03/2014 Reseach Fellow Centre for Norwegian and European Security at the Norwegian Institute for Defence Studies 02/04/2014 Director of Security Studies IFRI Paris 03/04/2014 Director Foundation pour la Recherche Strategique 03/04/2014 Joint Domaine Officer France MoD 03/04/2014 Joint Domaine Officer France MoD 04/04/2014 President of EuroD?fense-France former Director General of the EU Military Staff (France) 04/04/2014 Director, "European Security and Transatlantic" IRSEM. France (France) 10/04/2014 HQ Supreme Allied Command Transformation Strategic Plans and PolicyDirectorate, Strategic Analysis Branch Head of Branch 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 09-10/04/2014 Discusions at Instability Situations in the Future Security Environment Workshop Budapest, Hungary 15/04/2014 Kings College London/UK Defence Acadamy 15/04/2014 Development, Concepts and Doctrine Centre (DCDC) UK Defence Acadamy 29/04/2014 Head of Defence Strategy and Priorities UK MoD 01/05/2014 Chichele Professor of the History of War, All Souls College Oxford 08/05/2014 Senior Research Fellow Center for Strategic Research National Defence University 08/05/2014 Senior Defense Research Analyst Rand Corporation 09/05/2014 SACT Liaison Officer to the Pentagon 09/05/2014 Director NDU Press, National Defence University 09/05/2014 Director, Strategic Foresight Initiative, The Atlantic Council 12/05/2014 Strategic Plans & Policy NATO ACT HQ Norfolk 12/05/2014 Advisor Strategic Partnerships, Strategics Issues and Engagement Branch NATO ACT HQ Norfolk 12/05/2014 HQ Supreme Allied Command Transformation Strategic Plans and PolicyDirectorate, Strategic Analysis Branch Head of Branch 12/05/2014 Advisor Strategic Partnerships, Strategics Issues and Engagement Branch NATO ACT HQ Norfolk 16/05/2014 Research Advisor NATO Defence Collage Rome 16/05/2014 University of Bologna Papers at NATO ACT Conference 16/05/2014 Organization for Economic Cooperation and Development Papers at NATO ACT Conference 16/05/2014 Global Relations Forum and College De France, London: Papers at NATO ACT Conference 16/05/2014 University of Milan and Kofi Annan Inter Peacekeeping Cntr: Papers at NATO ACT Conference 17/05/2014 Panel at ACT Conference: Confronting Future Challenges: Nato's Cooperative Security 19/05/2014 Director at Italian Defence General Staff, Military Policy and Planning 19/05/2014 Section Head Capstone Concepts, Italian Defence General Staff, Centre for Defence Innovation 19/05/2014 Centre for Defence Innovation Experimentation Branch Chief - P&P Division, Italian Defence General Staff 19/05/2014 General Planning Branch Deputy Chief - P&P Division, Italian Defence General Staff 19/05/2014 Capability Planning Section Head P&P Division, Italian Defence General Staff 20/05/2014 Deputy Head Security and Defence, Instituto Affari Internazional 20/05/2014 Researcher Instituto Affari Internazional 20/05/2014 Researcher Instituto Affari Internazional 09/06/2014 Head of European Security and Defence Economics, Polish Institute of International Affairs 09/06/2014 Analyst, Polish Institute of International Affairs 09/06/2014 Head of non-proliferation and Arms Control, Polish Institute of International Affairs 10/06/2014 Strategy and Defence Planning Department, Polish Ministry of Defence 10/06/2014 Assistant Professor, Polish National Defence University 10/06/2014 Official from the Polish MoD 10/06/2014 Official from the Polish MoD 10/06/2014 Official from the Polish MoD 10/06/2014 Official from the Polish MoD 10/06/2014 Official from the Polish MoD 12/06/2014 Research Division: International Security Associate, German Institute for International and Security Affairs 12/06/2014 German Defence Expert, Senior Lecturer in International Relations, Royal Holloway University London 13/06/2014 Branch Chief, Defence Planning and Concepts, German Federal Ministry of Defence 13/06/2014 Air Attache to Germany at the British Embassy in Berlin 13/06/2014 Consul General & Head of Political Section at the British Embassy in Berlin 25/09/2014 British defence, security and foreign affairs specialist Director, Institute for Statecraft 11/10/2014 Ford International Professor of Political Science at MIT 10/10/2014 CDs Strategy Forum Pembroke College, Oxford 10/11/2014 Department of Defence Policy and Long-Term Planning, Norwegian MoD 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact The research relies on a variety of data sources. Military budgets and assets can be assessed through the annual reports of the Royal United Services Institute (RUSI) and the Stockholm International Peace Research Institute (SIPRI). To supplement this data and address force structures and operational scenarios, we will carry out interviews across a number of case studies. These case studies were chosen based on preliminary research that indicated evidence of 'network centric' warfare. They are: Belgium France Germany Great Britain Poland Italy Norway Spain 
 
Description Paper given at UACES Conference 2014: The Drivers of Contemporary Strategic Reform in Europe: planning for beyond the financial crisis? 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact The paper was presented as past of the UACES annual conference. It was part of the CSDP Strategy III: Strategic Reform Drivers and Priorities panel series. It was a well attended panel with a lively Q&A session afterwards.

David Galbreath and I were asked to contribute to an edited book series: The EU, Strategy and Security Policy
Editors: Laura Chappell, Jocelyn Mawdsley and Petar Petrov as well as to organise additional panels for BISA and UACES 2015.
Year(s) Of Engagement Activity 2014
URL http://www.uaces.org/events/conferences/cork/programme/