Implementation science for early childhood development in Jharkhand and Odisha, India

Lead Research Organisation: University College London
Department Name: Institute for Global Health

Abstract

Good care, nutrition and opportunities to learn during first three years of life are crucial for children's mental, physical and emotional development. One in four children in the world at risk of not developing to their full potential live in India. Among them, children living in rural areas and those from indigenous (tribal) families are at greatest risk, because they are the poorest.

Creches and parenting groups for children under three and their caregivers are possible strategies to help children get the nutrition, care and stimulation they need in early life. Unfortunately, there is little research on whether, how, and at what cost creches and groups could benefit children's development in rural areas with a large number of indigenous families. We have identified a new source of government funding for creches and groups in Indian states with large indigenous communities; these are called District Mineral Foundations. Funds from District Mineral Foundations are meant to benefit communities affected by mining in 12 states, half of which have large rural and indigenous communities. Funds from District Mineral Foundations could be used to finance creches and groups if our research shows they have benefit for children's development.

In this study, we will adapt an existing model of creches fundable by District Mineral Foundations to make it acceptable to rural, indigenous communities of Jharkhand and Odisha, two states of eastern India where over half of indigenous children are chronically undernourished. We will also adapt a successful model of parenting groups tested in Jamaica and Bangladesh for these same rural, indigenous communities in Jharkhand and Odisha. There are very few tools to measure child development adapted for work with indigenous Indian communities, so we will translate and modify six tools to be able to capture changes in caregivers' knowledge about child development, their interactions with children, and children's own development. Finally, we will test whether creches, either on their own or together with groups can improve the development of children in 60 villages of West Singhbhum and Keonjhar districts, in Jharkhand and Odisha. Twenty of these villages will have creches only, 20 will have creches and groups, and 20 will have normal services provided by government. We will compare the mental, physical and emotional development of children aged two years across these three groups of villages after the interventions.

Throughout the research project, we will engage with advocates for creches and parenting groups at regional and national levels through an existing advocacy network and our own government contacts gained through 10 years of scaling up group interventions in different Indian states. We will aim to increase the number of creches and groups funded by District Mineral Foundations in rural areas of five Indian states with large indigenous communities (Jharkhand, Odisha, Madhya Pradesh, Rajasthan, Chhattisgarh), and where the project's research partners already work.

Planned Impact

Our research has the potential to benefit two main non-academic constituencies in the short and medium term:

(a) Communities in the study areas

- All three trial arms will receive an intervention to strengthen the capacity of government-mandated Village Health,
Sanitation and Nutrition Committees (VHSNCs). This intervention seeks to help VHSNCs address inequities in the
provision of health and nutrition services, raise community awareness of rights and entitlements for health, and monitor the
quality of local services. It is likely to lead to immediate gains in community capacity for addressing maternal and child
health and nutrition during the trial period. The intervention will have further, medium-term benefits, through the diffusion of
effective processes and monitoring tools.

- Families with children under three in the intervention areas of our trial will benefit from universal access to creches for children aged 6-36 months, and, in the areas allocated to receiving participatory nurturing (parenting) groups, from universal access to groups. All communities participating in the trial will benefit from an intervention to strengthen Village Health Sanitation and Nutrition Committees.

(b) Policy-makers, implementers, advocacy networks and funders

The study directly responds to the demand from policy-makers and implementers for rigorous operational research on effective interventions to improve early childhood development during the first three years of live. In India, it responds to the specific need to understand whether creches and parenting groups can lead to improvements in child development in rural, underserved areas and what the costs, operational requirements, and possible costs and impact of scale up might be. As such it will contribute
directly to evidence-based policy-making with short-term benefits by 2023 (through the trial results) and medium-term
benefits through improved decision-making on ECD programmes.

We have links with highly active Indian advocacy networks which have been instrumental in achieving key policy changes
for health and nutrition. These networks require data on ECD and effective interventions in underserved areas to mobilise implementers and policy-makers. We will share data from the trial control areas with three networks ( the Public Health Resource Network and People's Health Movement, India, and FORCES) through bespoke powerpoint presentations and materials so that they can use these to raise the issue of ECD in underserved areas through their forums. We have costed time for two policy & advocacy experts at Ekjut (V Nath and R Gope) to ensure the ECD agenda and our research is presented at local, regional and national meetings.

Implementers and funders (especially District Mineral Foundations) will benefit from a manual comprising three items: (a) a one-page summary of trial findings; (b) a creche operating manual and checklist to measure the quality of creche service provision; (c) the participatory nurturing (parenting) group manual, training guide and quality measurement tool. This manual will aid other organisations and funders seeking to support further implementation and scale up and will be free to access via Ekjut and Ambedkar University websites.

In the long-term, if the trial shows benefits of one or more interventions and we succeed in influencing DMF to take them up, the research may benefit larger numbers of rural and indigenous families with young children, and children's educational achievements and earnings later on in the life course.

Publications

10 25 50
 
Description The original aim of our project was to adapt creches and participatory parenting groups for early childhood development with rural communities of Jharkhand and Odisha (India), and to test the effects of these interventions through a three-arm cluster-randomised controlled trial with linked process and economic evaluations. Specifically, we sought to answer three primary research questions, each corresponding to our grant's three work packages:

(1) How can creches and participatory parenting groups be adapted to improve the development of children aged 0-36 months in rural Jharkhand and Odisha? (Work package 1)

(2) How can existing tools be adapted to measure caregivers' knowledge of child development, social norms about play and communication, caregiver-child interactions, the intensity of stimulation provided to children at home, and the cognitive, motor and socio-emotional development of children aged 0-36 months in rural Jharkhand and Odisha? (Work package 2)

(3) What are the effects, mechanisms of action, and cost-effectiveness of i) creches only vs. (ii) creches and participatory parenting groups vs. (iii) usual care, on the cognitive, socio-emotional and motor development of children aged 24 months in rural Jharkhand and Odisha? (Work package 3)

Unfortunately, the Government of India's Health Ministry Screening Committee (HMSC) and Ministry of External Affairs did not grant permission for the cluster randomised controlled trial (Work Package 3) to proceed on April 7th, 2022. HMSC argued that the project does not pertain to medical research, is sensitive in nature, and can be done using domestic (Indian) funding. We did not know what aspect of the proposal was considered sensitive and had limited scope to find out. We discussed this situation with ESRC in May 2022. It was agreed that we would complete the first two work packages and seek further information to understand whether appealing HMSC's decision would be safe and productive. We were subsequently informed that the project had been reviewed twice by HMSC so that an appeal was unlikely to succeed. Because HMSC responses, reconfiguration, rebudgeting and re-application for ethical approvals in India and the UK took time, we paused all spending on the grant while awaiting greater clarity, resulting in a considerable underspend and substantial delays in 2022 and 2023. We remained in contact with ESRC throughout and a decision was taken to grant the project a no-cost extension until Dec 31 2023. We were finally able to resubmit to HMSC in January 2024 and are still awaiting a final outcome. We expect to be able to carry out an evaluation of creches on the nutritional status and development of children aged 6-36 months in Odisha if HMSC gives a positive decision is taken by May 2024.

We therefore reconfigured the grant to downsize its scope to a non-randomised evaluation of existing creches in Odisha, cutting out the community-based work with participatory groups.

1.3 What is our progress to date?

Partners Ekjut, Ambedkar University and University College London have successfully completed work packages 1 and 2. For work package 1, we conducted qualitative interviews, group discussions, consulted manuals from successful stimulation interventions, and piloted a cycle of participatory group meetings to promote health, nutrition, safety, protection and psychosocial stimulation (early learning) with caregivers and children aged 0-36 months in rural Jharkhand and Odisha. The manual and training materials are ready for use.

For work package 2, we carried out adaptation and validation work for six tools: new early learning and responsive caregiving indicators proposed by WHO and UNICEF; a tool to measure beliefs about the usefulness of stimulation; a tool to measure aspiration and expectations related for children's subsequent education and employment; a scale to measure parental stress; the Ages and Stages Questionnaire at six months of age; the Global Scale for Early Development (GSED), a new WHO-recommended tool to measure development at a population level.

HMSC's decision stopped us from undertaking the third work package, i.e., formal testing of the creche and group interventions through a cluster RCT.

The grant's current end date is the 31st of December 2024.
Exploitation Route We hope to be able to complete an evaluation of creches' impacts on early childhood development in Odisha by the end of 2024.
Data on the acceptability, effectiveness and cost-effectiveness of creches in this setting would support State governments in India to build more robust cases for investment in creches as a strategy to improve early childhood development.
Sectors Education

Healthcare

 
Description Community Prevention of Acute Malnutrition
Amount £514,918 (GBP)
Funding ID 2002-04502 
Organisation Children's Investment Fund Foundation 
Sector Charity/Non Profit
Country United Kingdom
Start 06/2021 
End 07/2025
 
Description GCRF Early Child Education: Creches and participatory nurturing groups to improve early childhood development among children aged 0-36 months in rural Jharkhand and Odisha, India
Amount £1,878,824 (GBP)
Funding ID ES/T004029/1 
Organisation Economic and Social Research Council 
Sector Public
Country United Kingdom
Start 02/2020 
End 12/2023
 
Description Partnership with Ambedkar University Delhi 
Organisation Ambedkar University Delhi
Country India 
Sector Academic/University 
PI Contribution Ambedkar University Delhi are parners in this grant through Co-Investigator Dr Monimalika Day.
Collaborator Contribution Dr Day and colleagues are leading on adapting a participatory parenting group intervention to be tested in the study.
Impact The project is still in its formative phase due to COVID delays, so there are no outputs from this collaboration yet.
Start Year 2020
 
Description Partnership with the World Health Organisation on the Global Scale for Early Development 
Organisation World Health Organization (WHO)
Country Global 
Sector Public 
PI Contribution We initiated contact with WHO to obtain information on the the Global Scale for Early Development (GSED) to measure child development for children at birth to age three. We are currently seeking funding to work with them to use the GSED in this award.
Collaborator Contribution WHO have provided us with access to training materials on the GSED and are willing to join a funding application to help us use the GSED in the current award.
Impact There are no outputs or outcomes from this collaboration yet.
Start Year 2020
 
Title Participatory nurturing care groups to improve development among children under the age of three years 
Description As part of this grant, Ekjut (Indian civil society organisation), Ambedkar University Delhi and University College London developed a manual for lay facilitators to convene participatory group meetings with caregivers of children aged under three years. These meetings enable caregivers to prioritise aspects of nurturing care (nutrition, health, early learning, protection) which they find challenging, then develop and implement solutions to address these challenges. At the end of each meeting, caregivers are invited to participate in developmentally appropriate, stimulating play activities with their young children. The development of this intervention was solely funded by this UKRI/ESRC grant. 
Type Preventative Intervention - Behavioural risk modification
Current Stage Of Development Refinement. Non-clinical
Year Development Stage Completed 2022
Development Status On hold
Impact This intervention is currently on hold as we re-apply for approval from India's Health Ministry Screening Committee to test it fully. 
 
Description Participatory intervention workshops 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Study participants or study members
Results and Impact India-based partner Ekjut conducted several socially distanced group meetings to discuss the interventions to be tested in the study: creches and participatory nurturing groups. They met with parents who had previously used creches to understand the effects that access to creches has had on their ability to work, mental health and wellbeing, as well as child wellbeing and safety. They also met with grand-parents and community leaders to understand perceptions of early childhood play as a learning opportunity, what families do to stimulate learning with young children and when, and preferences related to attending participatory nurturing groups in the community.
Year(s) Of Engagement Activity 2021