Coping with Complexity and Urban Inequality: Dilemmas of Democratic Mega-city Governance

Lead Research Organisation: King's College London
Department Name: Political Economy

Abstract

This project responds to three global challenges: unequal urbanisation, growing complexity of the governance systems and a crisis of trust in democracy. More than half of the world population currently live in cities and this share is expected to increase. Modern urban areas are highly unequal, with vast shares of the population living in poverty and struggling to access city-services (Tonkiss 2018). The growing complexity of governance systems leads to an increased number of non-state actors who are not held democratically accountable and whose actions are difficult to control or regulate (Jervis 1997). Finally, along dropping trust in democratic governance, there is rising support for populism and growing acceptance for authoritarian practices (Foa and Mounk 2016). Due to the global impact and interconnected nature of these challenges, any social-scientific response to these problems cannot treat them separately. Existing interdisciplinary research tends to focus on solutions to some of these challenges, often without acknowledging its broader impact. For example, research on governing complex urban polities is focused on top-down and technocratic tools, which contributes to the deepening of the democratic crisis and further inequality (e.g. Kubler and Lefevre 2017). In turn, democratic and participatory solutions to urban inequality often rely on bottom-up communities and face-to-face decision-making, while ignoring the wider complexity of urban decision-making. Finally, research on the possibilities of democratic control over the complex governance ignores the questions of inequality it can produce. As a result, to respond to these three challenges, new, more integrated solutions are necessary.

I am applying for ESRC Fellowship to propose such an integrated solution. My project 'Coping with Complexity and Urban Inequality: Dilemmas of Democratic Mega-city Governance' investigates strategies of urban governance, in conditions of complexity, to realise democratic ideals and lead to more equal urban societies. It draws on my previous PhD research in political theory, complements it with an empirical case-study of constraints of democratic governance in London in order to produce a monograph. Big mega-cities, such as London, due to their global population share and projected continued growth will be vital actors in an integrated global response to the crisis of trust to democratic governance, managing the growing complexity of governance and to responding to consequences of unequal urbanisation. London is a critical case study, due to its inequalities, complex governance consisting of local, national and intra-national bodies and its democratic political system.

This project employs a cross-disciplinary, innovative research design that is rooted in applied political philosophy and qualitative case studies. Employment of applied political philosophy facilitates analysis of theoretical possibilities of democratic, equalising urban governance. Further, it facilitates re-shaping of the philosophical concepts according to the constraints of real-life circumstances (in London). Application of qualitative methods - a series of interviews with urban practitioners, urban NGO's, city council members, inhabitants' associations - provides information on constraints and opportunities for the development of democratic, equalising governance in London. This analysis constitutes a basis for policy-recommendation applicable beyond the specific case studies. Further, a planned workshop engages urban practitioners, urban NGO's, representatives of inhabitants' urban council and selected neighbourhood association. To identify solutions to given urban problems, the workshops will apply a management tool called Three Horizons' Framework (Sharpe 2016). Such mixed-methods research design combining political philosophy and qualitative methods provides a basis for philosophically informed urban policy and constitutes a methodological innovation.

Publications

10 25 50
 
Description The project investigated the character of London's local governance, the socio-economic conditions of Londoners, and the impact that the Covid-19 pandemic had on London and Londoners. The project investigated how policy stakeholders consider 'ideal London' and asked them to identify piecemeal adaptations that would make this ideal come true. The project involved a series of semi-structured interviews with policy stakeholders in London (representatives of local government, cross-London organisations, non-governmental and business organisations) and a series of collaborative workshops (online) held between December 2020 and June 2021.

The results of the project highlighted the highly complex nature of London governance, the structural and embedded nature of socio-economic inequalities among Londoners, and analysed the vast impact that Covid-19 has had on London. The project has identified three sets of recommendations that be realized by different actors and at different levels of London governance. They focused on a) learning from Covid-19, b) countering governance fragmentation, c) addressing socio-economic inequalities.

In particular, the project identified that to guide recovery, London governance actors need to rebuild the trust of London communities and create tools that provide communities with meaningful opportunities for feeding into policy development, testing and implementation. It is possible to address London's governance fragmentation by acknowledging inhabitants' mobility, creating better data sharing practices across London and creating a more positive narrative regarding local governance. Finally, the project identified that action is needed to address the needs of the most vulnerable: accessible information, better care and a focus on mental health.

There results have been published in open-access policy report: https://kclpure.kcl.ac.uk/portal/en/publications/london-during-the-pandemic-local-democracy-and-inequality(7b075dc2-ac83-403a-bbeb-848112fb6e2c).html
The results will be also published as a case study in an academic monograph on democratic governance and mega-cities.

The project has opened new collaborations - with King's Policy Institute ( https://www.kcl.ac.uk/policy-institute) and with a network of international scholars within Embedding Participatory Governance Project (https://embeddingparticipatorygovernance.wordpress.com/).

Another objective that the project achieved was methodological innovation during the collaborative workshops with policy stakeholders. The project employed the Three Horizon Framework, a tool for mapping decisions in complex settings. The framework has been so far applied in educational and policy settings, however, the application of it as a research tool constitutes a methodological innovation.

Finally, the project resulted in building the research capacity of the principal investigator, via training on 'impact by design', the experience of collaborating with policy-stakeholders and extending research expertise from political theory to public policy.
Exploitation Route The results of the project might be taken forward and put to use by both academic and non-academic beneficiaries.

Academic beneficiaries include political and urban researchers investigating urban governance, local democracy, inequalities and the impact of Covid-19. The research also contributes to the understanding of post-covid recovery.

Non-academic beneficiaries include groups of policy stakeholders in London, in the UK, and internationally. The results will benefit the society in London by including the recommendations for addressing socio-economic inequality in London. They will benefit London policy and political stakeholders by identifying paths of countering governance fragmentation and learning from Covid-19. Nationally, the results will benefit policy stakeholders by providing insights on local inequalities and by contributing to the debates on the devolution reform and Governments' levelling-up agenda announced. Internationally, the results will provide insights into the behaviour of urban policy actors and their priorities under the constraints of the extreme emergency (Covid-19 pandemic).
Sectors Communities and Social Services/Policy,Government, Democracy and Justice

URL https://kclpure.kcl.ac.uk/portal/files/168682950/London_during_the_Pandemic_Report_Final.pdf
 
Description The published report has been broadly shared by online and social media tools. Since publication it has been downloaded 121 times. The impact event held at KLC in October included members of the local government and resulted in an invitation for the award-holder to speak at the Westminster Council Labour meeting to present the results of the research project. The results also have contributed to two different research projects (pls see collaborations).
First Year Of Impact 2022
Sector Communities and Social Services/Policy,Education
Impact Types Societal,Policy & public services

 
Description Written evidence for the House of Lords
Geographic Reach National 
Policy Influence Type Contribution to a national consultation/review
URL https://committees.parliament.uk/writtenevidence/26321/pdf/
 
Description King's SSPP Impact Fund
Amount £2,987 (GBP)
Organisation King's College London 
Sector Academic/University
Country United Kingdom
Start 04/2022 
End 07/2022
 
Description King's Together: Round 10 - Support for re-starting research and research careers post-COVID
Amount £31,070 (GBP)
Organisation King's College London 
Sector Academic/University
Country United Kingdom
Start 07/2022 
 
Title London Stakeholders on London Governance, 2020-2021 
Description The dataset consists of semi-structured interviews with governance stakeholders in London: representatives of London boroughs, the Greater London Authority, business organisations and non-governmental organisations. The interviews focused on: how the governance system in London works, how individual actors responded to the Covid-19 pandemic, how the pandemic influenced Londoners' local socio-economic status, and how individual actors envision an ideal London governance. 
Type Of Material Database/Collection of data 
Year Produced 2022 
Provided To Others? Yes  
Impact Recommendation on post-covid recovery in London. The project has identified three sets of recommendations that be realized by different actors and at different levels of London governance. They focused on a) learning from Covid-19, b) countering governance fragmentation, c) addressing socio-economic inequalities. 
URL http://reshare.ukdataservice.ac.uk/id/eprint/855392
 
Description Embedding Participatory Governance 
Organisation Manchester Metropolitan University
Country United Kingdom 
Sector Academic/University 
PI Contribution Application development Research contribution Work on the future funding bid
Collaborator Contribution Application development Research contribution Work on the future funding bid
Impact Interim report and academic publication (both forthcoming).
Start Year 2020
 
Description Mind the gap: using deliberative approaches to develop a COVID-19 recovery plan to tackle social inequalities 
Organisation King's College London
Department The Policy Institute
Country United Kingdom 
Sector Academic/University 
PI Contribution The project is just about to launch: I will contribute in the research design, organisation and monitoring of the roundtable, analysis and production of the outputs (a policy-focused report, stakeholder roundtable and academic contribution on deliberative methodologies).
Collaborator Contribution Each of the partners will contribute to the research design, organisation and monitoring of the workshop, as well as analysis and production of the outputs. Policy Institute co-ordinates the project.
Impact Not yet
Start Year 2022
 
Description Collaborative workshops 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact A series of collaborative workshops with policy-stakeholders ( representatives of local government, cross-London organisations, non-governmental and business organisations). During the online workshops, the policy stakeholders from different organisations worked together to identify a common narrative regarding London governance and the socio-economic conditions of Londoners. The aim of the workshops was also to propose a set of recommendations. The results of the project have been just published (February 2022) as an open-access policy report available here: https://kclpure.kcl.ac.uk/portal/files/168682950/London_during_the_Pandemic_Report_Final.pdf).
Year(s) Of Engagement Activity 2021
URL https://kclpure.kcl.ac.uk/portal/en/publications/london-during-the-pandemic-local-democracy-and-ineq...
 
Description Engagement Website 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact I have created an additional section focused on the research project on my personal website. The section lists the aims and stages of the research project and I will use it further to report the outcomes.
Year(s) Of Engagement Activity 2020
URL https://mwojciechowa.wixsite.com/research/about
 
Description Impact Event 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact The talk 'London Democracy after the Pandemic' at King's College London. Speakers included Professor Tony Travers (LSE), Tim Roca (Westminster Council), Dr Sonia Bussu (Manchester Metropolitan). I have received an invitation to speak at the Westminster Council Labour meeting as a result of this event. I have been also reached out by members of the audience for comments.
Year(s) Of Engagement Activity 2022
URL https://www.kcl.ac.uk/events/london-democracy-after-the-pandemic-1
 
Description King's news entry 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact The results of the project has been featured in University news and consequently re-tweeted and/or commented by more than 100 members of the audience. Based on the results I have been invited to feature in the popular socio-political podcast.
Year(s) Of Engagement Activity 2022
URL https://www.kcl.ac.uk/news/london-powers-and-inequality-lessons-from-the-covid-19-1
 
Description Presentation during policy and business expert panel 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact A national event organised at the Blavatnik School of Government Oxford - included politicians (Danny Kruger MP), policymakers, business representatives and general audience. The event focused on levelling up agenda and place-based approach. I presented the results of the research project in a first part of the panel providing 'evidence'. The evidence was later commented on by:
Will Tanner ( ONWARD)
Lord Steve Bassa (Labour Party)
Danny Kruger (Danny Kruger MP, Conservative Party)
Jane Forrest (Greater Manchester Combined Authority)
Professor Philip McCann (Sheffield University Management School).
Year(s) Of Engagement Activity 2021
URL https://golab.bsg.ox.ac.uk/community/events/soc21/programme/
 
Description Talk at 'The future of democracy in the UK' event 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Around 35 members of the audience attended the event (held online). The presentations influenced discussion and questions on deliberative democracy and its institutionalisation in the UK context.
Year(s) Of Engagement Activity 2020
URL https://www.eventbrite.co.uk/e/deliberative-democracy-a-way-forward-for-the-uk-tickets-124402289597