Water stressed cities: individual choice, access to water and pathways to resilience in sub-Saharan Africa

Lead Research Organisation: Cardiff University
Department Name: Cardiff School of Planning and Geography

Abstract

Cities across the globe are facing water crises. Rapidly rising populations, climate change and ageing infrastructures are combining to create long-term water scarcity alongside episodic shocks when public water supplies fail. Around the world some 500m urban dwellers are currently estimated to live with water shortages, a figure that will rise to 1.9bn by 2050. This has far-reaching consequences for social and economic wellbeing and surrounding natural ecosystems. The problem is particularly acute in sub-Saharan Africa (SSA), which is experiencing the fastest rate of urbanisation across the globe. In 2018, Cape Town, South Africa, came close to being the first major city in the world to run out of water, whilst Lagos in Nigeria is experiencing an abiding water crisis. In the face of governments' failure to provide reliable water supplies individual households and firms invest in their own personal water supply solutions, ranging from investing in their own boreholes and wellpoints to access groundwater reserves through to greywater harvesting.

Whilst individual supply solutions can provide a buffer to water shocks there are cumulative risks involved from a proliferation of individual actions. Over-abstraction, contamination and unequal access to water supplies within cities are particular concerns, with fiscal impacts also prevalent. Recent research illuminates the reasons for the choices made, but the scale of the actions taken, the values underlying these and their relationship to wider collective resilience outcomes remain uncertain. The aim of this research is to establish fundamental insights that strengthen our understanding of the emergent tradeoffs and spillovers between individual choices and the resilience of particular places.

At its simplest, resilience provides the ability to cope with sudden shocks or more long-term crises. In more dynamic circumstances, as experienced in contemporary urban SSA, resilience is better framed as the ability of an individual, system or society to adapt and, where necessary, transform to new circumstances. However, our understanding of how these processes of transformation play out in practice and influence the longer-term resilience of particular places to climatic, social or economic shocks remains acutely underdeveloped. Critical to this is an appreciation of the interplay between individual choice and collective outcome.

The research has three objectives. Firstly, to strengthen our knowledge of the extent to which individual water supply choices are influencing collective social, economic and ecological outcomes in four key cities (Cape Town, Dar es Salaam, Lagos and Windhoek). Secondly, to understand the conditions, norms and values that frame individual capacities to act in order to develop more effective everyday governance practices for a collective urban resilience. Thirdly, to develop new conceptual insights on urban water resilience in the face of natural and man-made shocks, through the development of an international community of engaged researchers and stakeholders.

The 7-year programme uses a novel mixed methods cross-cultural approach to explore this theme and develop strong practical partnerships within each city. Through comparative research it examines how individual and regulatory responses to water stress influence the resilience of each city and its inhabitants to potential shocks. The Fellowship will generate new understandings of the factors shaping the resilience of cities and contributes to the development of new models of urban development aligned to the needs of SSA. The Fellowship has been developed in collaboration with local actors and with global stakeholders, such as UN-Habitat, promoting real impact. It will inform urban water management practices (particularly of groundwater), support resilience agendas in the four cities and directly contribute to SDG 6: Clean Water and Sanitation and 11: Sustainable Cities and Communities.

Planned Impact

Strengthening the resilience of societies in the face of shocks and change is now central to key international agreements (e.g. UN Sustainable Development Goals, Sendai Framework for Disaster Risk Reduction, Paris Agreement on Climate Change, World Humanitarian Summit Framework, New Urban Agenda of Habitat III). There is broad agreement that this requires transformational and inclusive approaches, which are cognisant of scale and potential temporal trade-offs. Achieving these global goals requires collective action at the local, national and international level by communities, public authorities and the private sector. This Fellowship will contribute to these goals through each of its 3 objectives:

Firstly, my work will provide one of the first comprehensive and longitudinal assessments of the extent of the actions taken by actors in response to water stress in these major economic centres. A better understanding of the scale and nature of these developments, and their potential spillover effects, will not only benefit governing authorities and local communities but will provide learning outcomes that can be utilised internationally. Jointly devising improved policy responses will help generate health and economic returns crucial to sustainable urban development.

Secondly, working with community groups, water utilities and public sector actors will provide tools to facilitate improvements to the effectiveness of water governance and delivery policies, ranging from aquifer management plans through to community water management. Realising these public service benefits is crucial to the Fellowship.

Finally, I will contribute to a longer-term impact through raising awareness and understanding of the role of individual action in shaping collective resilience outcomes and how this might, in turn, be shaped. Through working with ARUP (informing their city resilience programmes), UN-Habitat (contributing to their Training Programme for City Leaders) and more directly with city authorities (such as City of Cape Town), this will help to build professional capacity and capability in the field of urban resilience.

These impacts will be achieved through working with four broad groups of beneficiaries. The means of achieving this are set out in the Pathways to Impact. Policy-makers are crucial beneficiaries of the Fellowship. At a city-level, I will engage with city authorities in Cape Town, Dar es Salaam, Lagos and Windhoek to raise awareness and understanding of the issues involved. At the international level, I will engage with UN-Habitat both to reach a wider network of urban authorities, and to influence international agendas. Through UN-Habitat I will also have access to national governments, who form a key interest group for my work. My Fellowship is also of relevance to the "city as a system" approach now being taken by DfID in its African Cities Research Programme and its priority to strengthen resilience and response to crisis.

In terms of water management and governance, water utility companies, such as NAMWATER in Namibia and the Lagos State Water Corporation in Nigeria, are important beneficiaries and have agreed to engage in the Fellowship. Wider urban service providers, such as ARUP, will also benefit from the insights generated by my work. Similarly, the Fellowship will provide important outcomes for third sector organisations (local and international) and donor bodies. The involvement of WaterAid is testament to this.

The ultimate beneficiaries of the Fellowship will be the firms and residents of towns and cities affected by water stress. By working with community leaders, as well as those organisations already identified, I will ensure that knowledge and understanding is offered which has a lasting practical impact. My previous research in Nigeria, where I was interviewed by local radio and state television, proved the value of my approach for raising awareness of challenges and good practice.
 
Description Facilitating a sub-group of experts on urban groundwater on behalf of the AMCOW Pan-Africa groundwater programme
Geographic Reach Africa 
Policy Influence Type Participation in a guidance/advisory committee
 
Description 'Every Living Thing': The Nexus of Cultural and Economic Values Within Resilient Urban Water Systems (a Case Study of Hargeisa, Somaliland)
Amount £48,869 (GBP)
Organisation The British Academy 
Sector Academic/University
Country United Kingdom
Start 04/2021 
End 04/2023
 
Description Cardiff University's NERC Discipline Hopping for Environmental Solutions
Amount £40,000 (GBP)
Organisation Cardiff University 
Sector Academic/University
Country United Kingdom
Start 01/2022 
End 04/2022
 
Description GCRF Catalyst (HEFCW funding)
Amount £850,000 (GBP)
Organisation Cardiff University 
Sector Academic/University
Country United Kingdom
Start 12/2020 
End 07/2021
 
Description AMCOW Pan-African Groundwater Programme 
Organisation African Ministers' Council on Water
Country Nigeria 
Sector Charity/Non Profit 
PI Contribution Leading a sub-theme action group on the topic of Urban Groundwater
Collaborator Contribution Facilitating the work of the Urban Groundwater Action Group. Managing the ApAGROP Programme.
Impact No outputs yet
Start Year 2020
 
Description UKRI FLF 
Organisation Arup Group
Department Cities, Energy and Climate Change Consulting
Country United Kingdom 
Sector Private 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation British Geological Survey
Country United Kingdom 
Sector Academic/University 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation Sokoine University of Agriculture
Country Tanzania, United Republic of 
Sector Academic/University 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation Stockholm International Water Institute
Country Sweden 
Sector Charity/Non Profit 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation UN Habitat, Kenya
Country Kenya 
Sector Charity/Non Profit 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation University of Cape Town
Country South Africa 
Sector Academic/University 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation University of Lagos
Country Nigeria 
Sector Academic/University 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation University of Namibia
Country Namibia 
Sector Academic/University 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description UKRI FLF 
Organisation WaterAid
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Leading the development of a research and engagement programme on the theme of water resilient cities in Sub-Saharan Africa
Collaborator Contribution Providing support and advice to assist in the development of the concept of urban water resilience in the context of Sub-Saharan Africa
Impact Multi-disciplinary and trans-sectoral. Includes policy and practice actors, NGOs and academia, expertise drawn from hydrogeology, governance and human geography.
Start Year 2020
 
Description Urban Water Resilience in Africa 
Organisation Addis Ababa Science and Technology University
Country Ethiopia 
Sector Academic/University 
PI Contribution To strengthen understanding of water practices and behaviours in three urban centres and how this influence urban resilience outcomes.
Collaborator Contribution To co-design research inputs and to lead fieldwork activities. To support analysis and reporting of results and engage with local stakeholders.
Impact Multi-disciplinary collaboration involving hydrogeology, human geography, environmental sciences and data science.
Start Year 2021
 
Description Urban Water Resilience in Africa 
Organisation Gollis University
Country Somalia 
Sector Academic/University 
PI Contribution To strengthen understanding of water practices and behaviours in three urban centres and how this influence urban resilience outcomes.
Collaborator Contribution To co-design research inputs and to lead fieldwork activities. To support analysis and reporting of results and engage with local stakeholders.
Impact Multi-disciplinary collaboration involving hydrogeology, human geography, environmental sciences and data science.
Start Year 2021
 
Description Urban Water Resilience in Africa 
Organisation University of Nairobi
Country Kenya 
Sector Academic/University 
PI Contribution To strengthen understanding of water practices and behaviours in three urban centres and how this influence urban resilience outcomes.
Collaborator Contribution To co-design research inputs and to lead fieldwork activities. To support analysis and reporting of results and engage with local stakeholders.
Impact Multi-disciplinary collaboration involving hydrogeology, human geography, environmental sciences and data science.
Start Year 2021
 
Description African Cities Water Adaptation Platform 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Organised by a collaboration of leading NGOs and 'think tanks' the African Cities Water Adaptation Platform initiated a series of activities aiming to strengthen the water resilience of cities across Africa. ACWA was launched at COP27 in Cairo.
Year(s) Of Engagement Activity 2022
 
Description Groundwater Dialogues 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact I chaired and facilitated a working group of the African Ministers' Council on Water Groundwater Programme. The group focused on the role of groundwater in promoting urban water resilience. It resulted in the publication of a 'dialogue document' launched at the World Water Forum (Dakar) in 2022.
Year(s) Of Engagement Activity 2021,2022
 
Description OKRE Development Rooms 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Media (as a channel to the public)
Results and Impact Invited to present my work to the OKRE Development Rooms. OKRE is a charity that brings together experts and media practitioners (film makers, broadcasters, script writers, commissioning editors, animators, app and game developers) with experts. The virtual event was structured into a series of breakout rooms where I presented a short summary of my work and took questions. Each breakout room consisted of up to 8 participants. There were five breakout rooms in the evening. The participants reported an increased awareness and understanding of the issues raised.
Year(s) Of Engagement Activity 2021
 
Description Organised a session on 'Drilling Dialogues' at AfWA 2020 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Involved a discussion on groundwater drilling practices in sub-Saharan Africa. Raising awareness of issues and challenges, particularly in urban settings. The audience was drawn from academia and policy/practice.
Year(s) Of Engagement Activity 2020
 
Description Stockholm World Water Week 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact Application to present a paper at a special session of World Water Week accepted. Presentation was a recorded delivery as part of a panel, followed by a discussion.
Year(s) Of Engagement Activity 2021
 
Description World Resource Institute Urban Water Resilience in Africa 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Contribute to developing a collective agenda for urban water resilience in Sub-Saharan Africa.
Year(s) Of Engagement Activity 2021,2022