Dual-wavelength laser scanning for forest health monitoring.

Lead Research Organisation: Newcastle University
Department Name: Civil Engineering and Geosciences

Abstract

Forests play a vital role in the global carbon cycle, acting as both a potential carbon source and sink. They also play an important role in the water cycle, with evapotranspiration from forest canopies and interception of rainfall by leaves influencing water availability. However, changes in regional climate due to rising atmospheric greenhouse gas levels, increased global spread of forest pests and disease and changes in human activity and land use, represent major threats to many forest ecosystems. Of particular concern is the increased frequency and severity of droughts predicted in many important forested regions, such as the Amazon basin. High rates of deforestation and degradation (for example, through selective logging or the effects of fires) are also a major concern, as reflected by recent international initiatives such as Reducing Emissions from Deforestation and Forest Degradation in developing countries (REDD+), agreed at the Copenhagen climate conference in 2011. The success of such initiatives relies on frequent monitoring of forest cover and condition over very large areas. Accurate and sensitive satellite or aerial-based methods of monitoring (remote sensing) are therefore urgently needed, if forest degradation, whether due to human activity, climatic changes or disease, is to be detected at an early stage, allowing mitigation activities by foresters or adaptation by local communities.

Existing remote sensing technology is highly effective at mapping land cover change (for example, deforestation) over large areas. However, current methods are less sensitive to the early signs of forest canopy stress (such as reduced leaf water content) resulting from changes in environmental conditions or disease. This is because high levels of variability in background soil and understorey vegetation properties and changes in forest structure can mask the influence of leaf biochemical properties on the reflectance measured by a satellite.

This research tests, through experimental approaches and the use of models, the potential of a new approach to measuring the water content of forest canopies, as a measure of drought stress and an indicator of disease. Through the use of a recently developed and unique ground-based laser scanner, the Salford Advanced Laser Canopy Analyser, leaf water content can be measured directly, based on detecting the influence of water on reflectance of laser pulses at two different wavelengths. Such instruments have the potential to provide three-dimensional measurements of canopy water content, separating the response of the tree canopy from that of the ground and providing a measurement that is independent of background changes in solar illumination.

The project will allow improved assessment of the accuracy of estimations of forest canopy stress made from satellite sensors and will act as a demonstration of the ability of dual-wavelength laser scanner systems for forest health monitoring, facilitating further development of the technology for use as an airborne or satellite instrument. Such systems would represent a major advance in capability for national and international organisations responsible for monitoring and managing forests, such as the UK Forestry Commission or the United Nations REDD+ programme and would allow the UK and European space industry to take an international lead at the fore-front of this technology.

Planned Impact

The proposed research aims to develop and test a new approach for measuring vegetation stress, indicated by reduced leaf moisture content, with a view to applying the techniques developed in improved validation of remotely sensed imagery and to utilising the knowledge gained to advance the development of airborne or satellite-based dual-wavelength laser scanning. The work therefore has potential to have a high international impact within the remote sensing and space science industry and for government, public sector and other organisations with an interest in monitoring forest and vegetation health and forest degradation.

The UK academic community is currently internationally leading in research into dual-wavelength and multispectral laser scanning for terrestrial monitoring applications. In addition, The UK and European space and remote sensing industry is growing rapidly, with the sector the focus of a number of high level initiatives such as the recent formation of the UK Space Agency and the International Space innovation Centre. Multispectral lidar systems represent an opportunity for this sector to gain a global advantage, with major potential future economic and social benefits (for example, through enhanced access to data for UK and European countries). Before such systems can be further developed, the technology and its advantages for forest, agricultural and vegetation monitoring must be fully demonstrated and the proposed research represents a major step forward in this process.

There is also a strong need for improved data on forest health and for improved methods to map and monitor drought stress, fire risk and disease in forested environments and these needs must be urgently addressed. Remote sensing allows acquisition of data on land cover change and deforestation over large areas and on frequent timescales, but current approaches are less effective for reliably detecting early stages of vegetation stress. Organisations with a responsibility for the monitoring and management of forest resources and for mitigating the impacts of forest pests and disease therefore stand to benefit, both from advances allowing development of airborne or spaceborne dual-wavelength lidar and, more immediately, from improved approaches for making ground-based validation measurements for other remote sensing methods, allowing assessment of the accuracy of results and more informed interpretation of data. In the UK, such organisations include the Forestry Commission and DEFRA, whilst internationally, national forestry agencies and international bodies and initiatives such as the UN Framework Convention on Climate Change - REDD+ monitoring programmes stand to benefit significantly over the longer term. Additional and more immediate benefits may be felt within the precision agriculture industry, through the use of terrestrial and unmanned aerial vehicle dual-wavelength systems for monitoring crop drought stress and focusing use of irrigation.
 
Description The grant has allowed further development of approaches to retrieve measurements of tree canopy health, in terms of canopy water content, from active reflectance measurements obtained from a dual-wavelength ground-based laser scanner. Key findings include demonstration, in field conditions and at a tree canopy scale, of the sensitivity of such measurements to changes in canopy water content under conditions of artificial drought stress. Spatial and temporal variability in in shortwave and near infrared reflectance can be detected within tree canopies, including in partially occluded trees. Significant variability in the spectral properties of both leaves and woody material within the near and shortwave infrared wavelengths of interest were also demonstrated using field spectrometry approaches both in experimental settings and natural forest canopies. This has raised significant further questions in understanding the influence of woody material and canopy heterogeneity on terrestrial laser scanner measurements in forests. A range of approaches to optimally retrieving the returned signal intensity from the laser pulse to derive reflectance were tested. Simple methods based on the sum of returned energy outperformed more complex methods to decompose the return signal. The two wavelengths (shortwave and near infrared) were shown to respond in a similar way to changes in laser incidence angle with the leaf surface. The research has also shown the importance of accurate calibration of laser scanner intensity, including the need to account for significant temporal variation in output laser power and non-linearity of detector response and data collected in the experiments has been used to test and compare methods of plant area index retrieval.
Exploitation Route The findings required further demonstration in natural forest canopies, which was undertaken via a now completed PhD studentship, which has demonstrated that the measurement of leaf physiological traits, alongside structural parameters, at canopy scales using multispectral terrestrial laser scanning is effective using two separate commercial scanners. Such measurements can allow improved validation of airborne and satellite data-derived measurements of canopy chemistry and the research provides insights into approaches to processing and calibrating dual-wavelength laser scanning which can help to inform development and data analysis from future airborne or vehicle mounted instruments. The results are therefore of relevance to the scientific earth observation community, as well as scientists in the ecology and fire modelling disciplines with an interest in monitoring plant water status / resource distribution in the canopy. A joint blog site, with Salford University (http://salca-salford.blogspot.co.uk/), was used to disseminate research progress and was widely accessed (7949 views from 10 countries), promoting future impact of the work. The demonstration of the capability of dual-wavelength laser systems at canopy scales also opens up opportunities for those in the forestry and agricultural sector (particularly precision agriculture). The findings of this study will be of relevance for the development of new approaches to remote monitoring of plant health which are independent of the influence of understorey or soil properties and canopy structure. Companies and organisations interested in development of new monitoring technologies, including in the agri-tech sector, therefore stand to benefit from the findings.
Sectors Agriculture, Food and Drink,Electronics,Environment

 
Description Douglas Bomford Trust Award
Amount £1,000 (GBP)
Organisation The Douglas Bomford Trust 
Sector Charity/Non Profit
Country United Kingdom
Start 07/2013 
End 08/2013
 
Description NERC Newcastle University DTA studentship
Amount £55,000 (GBP)
Funding ID NH/104540921 
Organisation Natural Environment Research Council 
Sector Public
Country United Kingdom
Start 09/2013 
End 03/2017
 
Description Thermal imaging from an unmanned aerial vehicle (UAV) for UK forest health monitoring
Amount £14,990 (GBP)
Funding ID RG130211 
Organisation The Royal Society 
Sector Charity/Non Profit
Country United Kingdom
Start 12/2013 
End 11/2014
 
Description NERC NI grant collaboration 
Organisation University College London
Country United Kingdom 
Sector Academic/University 
PI Contribution The research conducted under this grant by the PI and postdoctoral researcher contributed to improved understanding of influences on the intensity signal recorded by the SALCA instrument (developed by Salford University) and developed improved approaches to processing the signal.
Collaborator Contribution Salford University made significant contributions to the project through loan of the SALCA instrument, advice and discussion on data processing and on-going collaboration with field and laboratory experiments and tests. UCL contributed advice and support in implementation of modelling approaches and on data processing approaches.
Impact The collaboration pre-dates the current grant. A number of publications have resulted from previous collaborative research projects. The following publication was a direct result of collaboration during this grant: Hancock S, Armston J, Li Z, Gaulton R, Lewis P, Disney M, Danson FM, Strahler A, Schaaf C, Anderson K, Gaston KJ (2015). Waveform lidar over vegetation: An evaluation of inversion methods for estimating return energy. Remote Sensing of Environment, 164, 208-224.
Start Year 2010
 
Description NERC NI grant collaboration 
Organisation University of Salford
Country United Kingdom 
Sector Academic/University 
PI Contribution The research conducted under this grant by the PI and postdoctoral researcher contributed to improved understanding of influences on the intensity signal recorded by the SALCA instrument (developed by Salford University) and developed improved approaches to processing the signal.
Collaborator Contribution Salford University made significant contributions to the project through loan of the SALCA instrument, advice and discussion on data processing and on-going collaboration with field and laboratory experiments and tests. UCL contributed advice and support in implementation of modelling approaches and on data processing approaches.
Impact The collaboration pre-dates the current grant. A number of publications have resulted from previous collaborative research projects. The following publication was a direct result of collaboration during this grant: Hancock S, Armston J, Li Z, Gaulton R, Lewis P, Disney M, Danson FM, Strahler A, Schaaf C, Anderson K, Gaston KJ (2015). Waveform lidar over vegetation: An evaluation of inversion methods for estimating return energy. Remote Sensing of Environment, 164, 208-224.
Start Year 2010
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation Boston University
Department Department of Earth and Environment
Country United States 
Sector Academic/University 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation Commonwealth Scientific and Industrial Research Organisation
Country Australia 
Sector Public 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation Queensland Government
Country Australia 
Sector Public 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation University College London
Country United Kingdom 
Sector Academic/University 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation University of Massachusetts
Country United States 
Sector Academic/University 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation University of Queensland
Country Australia 
Sector Academic/University 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Terrestrial Laser Scanning International Interest Group (TLSIIG) 
Organisation University of Salford
Country United Kingdom 
Sector Academic/University 
PI Contribution Participation of the PI and project RA in the TLSIIG network and associated activities, including a field-based laser scanner instrument inter-comparison exercise in Brisbane, Australia, August 2013, involving the SALCA instrument. The Newcastle PI and RA made contributions to calibration design and destructive canopy sampling as part of the field exercise and led on field spectroscopy data collection. The inter-comparison exercise involved 30 scientists from UK, USA and Australia (key partners listed), individually funded in attending from a number of sources. The exercise, though outside the immediate scope of the grant (and funded from alternative sources), provided a test of the developed approaches in a natural forest canopy.
Collaborator Contribution Boston University, Queensland Government, CSIRO partners played a lead role in organisation of the inter-comparison exercise. All partners contributed instrumentation, field time, data analysis efforts or local resources and organisation to the collaboration, allowing the collection of a broad and unique data set. Partners continue to contribute to both the inter-comparison exercise and broader activities and research through regular on-going meetings and discussion.
Impact The collaboration is focussed on the laser scanning scientific community. Outputs include poster presentation of the data set and initial results at the ForestSAT 2014, Silvilaser 2013 and American Geophysical Union Fall meeting 2013, as well as the development of a joint extensive data set to allow comparison of technology and data analysis approaches within the terrestrial laser scanning community. The collaboration has led to a successful grant from National Science Foundation to Prof. Alan Strahler to establish a Research Coordination Network (RCN-IDBR: Coordinating the Development of Terrestrial Lidar Scanning for Forest Carbon Inventory and Ecological Applications) in which the PI (R. Gaulton) is a named participant and has undertaken an exchange visit to Boston University and University of Massachusetts Boston (Nov. 2015).
Start Year 2013
 
Description Forest Research seminar 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Delivery of an invited research seminar at Forest Research, Northern Research Station, Edinburgh. Preliminary result of field and laboratory experiments undertaken under this grant presented and potential applications in forest management and ecology discussed.

Dissemination of initial results of grant research to forestry policy and practitioner community.
Year(s) Of Engagement Activity 2013
URL http://www.forestry.gov.uk/fr/INFD-9DTKTT