An analysis of policy intractability in the climate change mitigation challenge

Lead Research Organisation: University of Sussex
Department Name: Sch of Law, Politics and Sociology

Abstract

As 2016 claims the title of the hottest year on record, this study asks why the challenge of counteracting climate change has proven so intractable. In particular, given scientific assessments of the devastating consequences of the planet's changing climate, it seeks to understand how discrepancies arise between governments' stated intentions to tackle climate change and their actual performance. With a focus on the UK - which with the 2008 Climate Change Act styled itself as "an example to the world of what ambitious climate action looks like" (Hansard 14 Dec. 2015) - this study assesses whether government policy to reduce greenhouse gas emissions (and meet carbon budgets) lives up to its aspirations, and where discrepancies can be found what their causes might be. Is climate change mitigation simply the quintessential "wicked" policy problem, difficult to resolve and so understandably slow to develop and deploy? Can discrepancies be explained by political compromise, unintended consequences, government incompetence or inefficiencies? Or is it possible to identify another more disturbing root to its insolvability: one best explained by corruption and more specifically
institutional corruption (IC)?
The idea that corruption plays a role in climate change policy-making is not new (TI 2011), but studies of corruption have tended to define it narrowly as the "abuse of entrusted power for private gain", with the consequent focus on bribery and quid pro quo exchanges (Beetham 2015). Thompson's (1995) concept of IC broadens and shifts focus towards political or institutionally useful "gains", emphasises systemic processes rather than one-off acts of "abuse" and engages with tendencies to undermine an institution's primary purpose; thus enabling a more critical approach to practices that might otherwise be considered simply "politics".
Climate change policy is a compelling fit for IC because it has many of the elements, relationships and frictions in which IC potentially exists. Climate change policymakers are not only tasked with a clear legal purpose - to mitigate climate change - but also their work has a strong (albeit complicated) claim to the public interest and interacts with powerful vested interests (e.g. energy companies). However, IC presents a methodological challenge - how to reliably identify, examine and measure a phenomenon that straddles the fine line between politics-as-usual and corruption in an already complex policy environment. Following a mapping exercise of policy processes and actors, and an assessment of
government policy measured against its own standards, this research will employ a policy tracing method in four case studies, using sequenced and detailed observations to build up a comprehensive picture of how policy develops. Within the contexts, processes or mechanisms that effect change, observations of IC will be investigated for their potential role and impact in the policy-making process.
The UK is currently working to plug a significant policy gap in its legal commitments to reduce emissions and is simultaneously preparing to leave the EU, to which much of its climate policy is bound. As such, the next few years are likely to be productive for analyses of climate change policy with potential implications for a broader understanding of policy processes in post-Brexit Britain.
This novel approach to climate policy also aims to test the limits of IC to explain the ways in which an institution's democratic legitimacy can be undermined (Lessig 2013; Thompson 1995). In doing so it joins the movement that seeks to expand our understanding of corruption and identify it in developed democratic countries - an area of research that has long been "overlooked and underplayed" (Cockcroft and Wegener 2016).

Publications

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Studentship Projects

Project Reference Relationship Related To Start End Student Name
ES/P00072X/1 01/10/2017 30/09/2027
1939628 Studentship ES/P00072X/1 01/10/2017 31/08/2021 Rebecca Dobson
 
Description The project has produced initial findings on the nature of corruption and the variety of ways in which it is perceived and experienced by groups in society, including climate change activists. Some of these findings were presented in a paper "Grassroots conceptions of political corruption" at the ECPR Joint Sessions in Mons, Belgium in April 2019.
The project has devised a novel theoretical approach to understanding corruption and the ways it manifests and functions in different contexts by linking corruption to theories of power. A paper detailing this approach is currently submitted for publication and is under review.
The project is developing a critique to mainstream economic and political science accounts of corrupt behaviour, which seeks to incorporate insights from social psychology and in doing so understand how corruption manifests both as individual and institutional corruption. The initial findings on this aspect of the research are due to be presented in a paper "Beyond collective action problems: Corruption and pro-social behaviour" at the 5th Interdisciplinary Corruption Research Network Forum in Bergen, Norway in June 2020.
The research has developed a methodology to map the anti-corruption landscape in the UK, its capacity across a range of dimensions and its relationship to other social movements. These findings of the initial mapping exercise are currently being written up as a Working Paper for the Centre for the Study of Corruption.
Exploitation Route The research has the potential to provide insights into the nature of corruption and the ways in which it is perceived and experienced in different social and political contexts and by various groups in society. In doing so, it provides a framework for considering the effectiveness of anti-corruption approaches. This could have practical implications for the approach and design of anti-corruption initiatives and policies.

The research investigates potentially corrupting practices in relation to climate change policy-making and as such has implications for understanding the ways in which civil society interacts with the state, providing insights into how best to ensure fair and balanced representation of voices on critical social issues where there is intense lobbying and activist activity.
Sectors Environment,Government, Democracy and Justice

URL https://ecpr.eu/Events/PaperDetails.aspx?PaperID=44713&EventID=121
 
Description An element of my research has included mapping the anti-corruption ecosystem in the UK and its relationship to other social movements. The findings of this mapping exercise was used by a core group of anti-corruption organisations in the UK to assist in planning and strategy for achieving their joint goals.
First Year Of Impact 2020
Sector Government, Democracy and Justice
Impact Types Societal